Republic of the Philippines
Securities and Exchange Commission

INVESTOR PROTECTION AND SURVEILLANCE DEPARTMENT

Functions and Responsibilities

  • Monitors compliance by securities market participants with legal and regulatory requirements, coordinates with other entities engaged in similar functions, and initiates appropriate enforcement and prosecution actions;
  • Monitors and supervises the compliance of financing companies, lending companies, issuers of proprietary shares, and foundations with legal and regulatory requirements;
  • Administers programs for the protection of shareholders and members;
  • Maintains custody over documents it has acted on, or are directly filed with it, unless otherwise directed by the En Banc;
  • Performs such other functions as may be assigned by the En Banc or the Chairperson.

 

 

 

 

 

 

 

 

DIVISION

Special Projects Division

Market Surveillance Division

Monitoring and Audit Division

 


Contact
  Securities and Exchange Commission
  SEC Building, EDSA, Greenhills
  Mandaluyong City, Metro Manila Philippines
  Telephone No.:(+632) 584-0923
  Fax No.:(+632) 584-5293
  Email Add.:inquiry@sec.gov.ph
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