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Miscellaneous Applications

Form Type Description SRC Provision
SEC Form ACPR Annual CP Report of Issuer of Exempt Commercial Papers Rule 17.1.2
SEC Form CP IS Exempt Commercial Paper Transaction Rule 17.1.2
SEC Form 10.2 Request for Exemption of Stock Option Plan SRC Rule 10.2
SEC Form 10.1 Application for Confirmation of Exemption from Registration SRC Rule 10.1
SEC Form 19-1 Tender Offer Report SRC Rule 19
SEC Form 20-IS Information Statement SRC Rule 20
*** Letter Request Request for Exemptive Relief under Section 72.1 of the Code SRC Rule 72.2
Petition for Voluntary Revocation Revocation of Registration and Permit to Sell Securities to the Public SRC Rule 13
SEC FARMS Securing & Expanding Capital for Farms and Agri-business Related Modernization Scheme (SEC FARMS)  

*** – No prescribed format

 

Non-Compliant Companies

Form Type Forms
Annual Financial Statements (AFS)** Cover Sheet for Audited Financial Statements
Undertaking for Submission of Financial Statement (if Annual Financial Statement is not yet available)
Annual Financial Statements (AFS)** – Foundations Foundation – Notice (Certificate of Existence of Program/Activity)
Annual Financial Statements (AFS)** – Non-Stock, Non-Profit Organizations Schedules for Non-Stock, Non-Profit Organizations
Application for Amnesty Form Application for Availment of Amnesty of Fines and Penalties
Expression of Interest Form EOI Amnesty of Fines and Penalties – Non-Compliant Corporations
General Information Sheet (GIS) – Domestic Stock, Non-stock Corporations General Information Sheet (GIS) – Non-Stock
General Information Sheet (GIS) – Stock
General Information Sheet (GIS) – Foreign Corporations General Information Sheet (GIS) – Representative Office
General Information Sheet (GIS) – Regional Operating Headquarters and Regional Headquarters of Multinational Companies
General Information Sheet (GIS) – Foundations General Information Sheet – Non-stock
MC 28 Compliance MC 28 s. 2020 Annex D to G
Proof of Authority Board Resolution Template
Secretary’s Certificate Template

 

Suspended Revoked Companies

Form Type Forms
Annual Financial Statements (AFS) ** Cover Sheet – Audited Financial Statements
Undertaking for Submission of Financial Statement (if Annual Financial Statement is not yet available)
Annual Financial Statements (AFS)** – Non-Stock, Non-Profit Organization Foundation – Notice (Certificate of Existence of Program/Activity)
Schedules for Non-Stock, Non-Profit Organizations
Application for Amnesty Form Application for Availment of Amnesty of Fines and Penalties
Expression of Interest Form EOI Amnesty of Fines and Penalties
General Information Sheet (GIS) – Domestic Stock, Non-stock Corporations General Information Sheet (GIS) – Non-Stock
General Information Sheet (GIS) – Stock
General Information Sheet (GIS) – Foreign Corporations General Information Sheet (GIS) – Representative Office
General Information Sheet (GIS) – Regional Operating Headquarters and Regional Headquarters of Multinational Companies
General Information Sheet (GIS) – Foundations General Information Sheet – Non-stock
MC 28 Compliance MC 28 s. 2020 Annexes D to G
Petition to Lift Order of Revocation/ Suspension SAMPLE FORMAT
Proof of Authority Board Resolution Template
Secretary’s Certificate Template

** – No prescribed format if available