Republic of the Philippines
Securities and Exchange Commission

SEC REGISTRATION REQUIREMENTS

Minimum Paid-Up Capital Requirement

BASED ON INDUSTRY:

 

Break Bulk Agent

P

250,000.00

Cargo Consolidator

P

400,000.00

Financing Company

    

 

Metro Manila and other 1st class cities

P

10,000,000.00

Other classes of cities

P

5,000,000.00

Municipalities

P

2,500,000.00

Freight Forwarders

  

 

Domestic

P

250,000.00

International

P

2,000,000.00

Health Maintenance Organization

P

10,000,000.00

Insurance

  

 

Insurance Broker

P

20,000,000.00

Reinsurance Broker

P

20,000,000.00

Insurance Broker and Reinsurance Broker

P

50,000,000.00

Life Insurance Company

P

1,000,000,000.00

Non-Life Insurance Company

P

1,000,000,000.00

Reinsurance Company

P

2,000,000,000.00

Investment Adviser/Manager

P

10,000,000.00

Investment Company

P

50,000,000.00

Investment House

P

300,000,000.00

 Lending Investor P 1,000,000.00

Mining

P

2,500,000.00

Non-Vessel Operating Common Carrier

P

4,000,000.00

Pawnshop

P

100,000.00

Pre-Need Plan Issuer

P

100,000,000.00

Pre-Need Plan Agent

P

5,000,000.00

Recruitment for Local Employment

 

 

Corporation

P

500,000.00

Partnership

P

200,000.00

Recruitment for Overseas Employment

P

2,000,000.00

Retail Trade with Foreign Equity

US$

2,500,000.00

School (for stock corporations)

 

 

Elementary Education

P

1,000,000.00

Elementary & Secondary Education

P

2,500,000.00

Elementary, Secondary, Tertiary

P

5,000,000.00

Post/Graduate Education

 

 

Security Agency

P

500,000.00

Securities Broker/Dealer
(New/SRO-Member)

P

100,000,000.00

Securities Broker/Dealer
(Existing/SRO-Member)

P

10,000,000.00

Securities Broker/Dealer in Proprietary Shares (Non-SRO-Member)

P

5,000,000.00

Special Purpose Vehicle

P

31,250,000.00

Special Purpose Corporation

P

5,000,000.00

Transfer Agent

P

1,000,000.00

 

BASED ON FOREIGN EQUITY:

 

Domestic Corporations with more than 40% foreign equity

  

- Domestic Market Enterprise

US$

200,000.00

- Export Market Enterprise

P

5,000.00

Foreign Branch Office

  

 

- Domestic market enterprise

US$

200,000.00

- Export market enterprise

P

5,000.00

Partnership with foreign partner

  

  

- Domestic market enterprise

US$

200,000.00

- Export market enterprise

P

3,000.00

Foreign Representative Office

US$

30,000.00

Regional Area Headquarters (RHQ)

US$

50,000.00

Regional Operating Headquarters (ROHQ)

US$

200,000.00

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  Fax No.:(+632) 584-5293
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