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SEC Advisory

 

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Notice  : Reduction of copies of reports and other filings with the Securities and Exchange Commission

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SEC Warning

  1. ING (L) Invest Emerging Markets

  2. ING China Access Fund

  3. JF EUR (JP Morgan Funds)

  4. JF ASEAN (JP Morgan Funds)

  5. Baring Hong Kong China EUR

  6. First State China Growth I

  7. LM-ICPAIF-LM-Institutional Currency Protected Australian Income Fund)

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Notice  : To all Planholders of Legacy Consolidated Plans, Inc.; Scholarship Plan Phils., Inc., and All Asia Plans Corp.

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Notice  : Implementation Guidelines on Philippine Financial Reporting Standards for Small and Medium Entities

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Mga dapat tandaan upang mapangalagaan ang inyong "Financial Investments"

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Practical Reminders to Protect your Financial Investments

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Simple and Practical Reminders to Safeguard your Deposits

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Notice  : Uniwide Group of Companies

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Philippine Standards on Auditing

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Notice  : Philippine Financial Reporting Standards for Small and Medium Entities

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Notice  : San Nicolas Teacher Credit & Finance Corp.

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Notice  : Procedures and Guidelines for the Implementation of the Computer-Assisted Paper Submission Module

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Notice  : The Lending Company Regulation Act of 2007

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Investment Scam Checklist

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more..

Compliance with International Financial Reporting Standards (IFRS)

MISSION

To strengthen the corporate and capital market infrastructure of the Philippines, and to maintain a regulatory system based on international best standards and practices, that promotes the interests of investors in a free, fair and competitive business environment.

We shall be guided in this mission by the values of Integrity, Professionalism, Accountability, Independence and Initiative.

VALUES

VISION

 

 

 

Invitation to Bid : Renovation of the south wing of ground floor SEC building (PDF) (Posted 5 March 2010)

 

 

Invitation to Bid : Supply Delivery, and Installation of various IT Equipment (PDF) (Posted 25 February 2010)

 

 

Invitation to Bid : Supply of Services for the Preventive Maintenance of Air-Conditioning Systems/Units  (PDF) (Posted 24 February 2010)

 

 

Invitation to Bid : Document Conversion for year 2010  (PDF) (Posted 24 February 2010)

 

 

Invitation to Bid : Supply of Services for the Lease Contract of Microfilm Reader/Printer Machine   (PDF) (Posted 27 January 2010)

 

 

Annual Maintenance of the servers and related equipment of the SEC-iReport and SEC-iRegister

 

 

SEC Memorandum Circular No. 16 series of 2009 (PDF) (Posted 14 December 2009)

 

 

Chart Accounts for Broker Dealer in Securities

 

 

 

 

Online Transactions

 

SEC iView

 

Search Reserved/Registered Companies

Guide to SEC Registration

 

Corporation / Partnership

Capital Market Participants / Investments Instruments

SEC Regulation on Foreign Investment

 

Registered Entities

 

Financing Companies

Lending Companies

Issuers

Market Participants

Mutual Funds Companies

Pre-Need Companies

Special Purpose Vehicles

 

Investors Info

 

Notices

SEC Orders

SEC Opinions

SEC News Service

New procedures for filing of annual financial statements for year 2010

List of Requirements for SPV Certificate of Eligibility

Anti-Money Laundering Council

Pre-need Data

Code of Corporate Governance

SEC Accredited Auditing Firms and External Auditors

(as of January 2010)

 

SEC Accredited Appraisers

(as of 3 September 2009)

 

 

Our Location

:

SEC Building, EDSA, Greenhills
Mandaluyong City, Metro Manila
Philippines

Our Telephone Numbers

:

(632) 584-0923

Our Fax Number

:

(632) 584-5293

Our e-mail address

:

mis@sec.gov.ph

Directory of Offices and Key Personnel

Formatted for 800 x 600 screen