Republic of the Philippines
Securities and Exchange Commission

 

LAWS, RULES AND REGULATIONS
 

Law Implemented by SEC and its IRR

  
  Corporation Code of the Philippines (Batas Pambansa Blg. 68) (PDF)  
  Securities Regulation Code (RA 8799)  
  Securitization Act of 2004 (RA 9267) (PDF)  
  Real Estate Investment Trust Act of 2009 (R.A. 9856) (PDF)  
  Lending Company Regulation Act of 2007 (RA 9474) (PDF)  
  Credit Information System Act (R.A. 9520) (PDF)  
  Investment Houses Law (PD 129 as amended) (PDF)  
  Investment Company Act (RA 2629) (PDF)  
     
     
 

Rules of Procedure

  
    The 2006 Rules of Procedure of the Securities and Exchange Commission  
 

Pursuant to the Securities Regulation Code (R.A. 8799), Corporation Code of the Philippines (B.P. 68), Presidential Decree No. 902-A, as amended, and other related laws, and in the interest of a just, speedy and inexpensive resolution of disputes and complaints over which the SEC has jurisdiction, the Commission hereby promulgates the following rules of procedure to govern actions and proceedings before it.

  

 

Corporate Governance

Revised Code of Corporate Governance (PDF) (posted on 15 July 2009)
Corporate Governance Scorecard Questionnaire (Zip) (posted on 24 August 2009)
Corporate Governance Scorecard Response (Zip) (posted on 24 August 2009)


Foreign Investments Act
    • R.A. 7042 also known as the Foreign Investments Act (PDF)
    • R.A. 8179 also known as the Liberalize Foreign Investments Act (PDF)

Personal Equity and Retirement Account Act (PDF)

Amended Implementing Rules and Regulations of the Securities Regulation Code (PDF) - Signed version of the Amended IRR

Notice of Amendments to SRC Rules 68 and 68.1 (PDF) (posted on 15 November 2005)
Download: Rule 68, as amended (PDF)
                     Rule 68.1, as amended (PDF)

Implementing Rules and Regulations of Lending Company Regulation Act of 2007 (Republic Act 9474) (PDF) (posted on 8/31/2007)
Implementing Rules and Regulations of The Securitization Act of 2004 (Republic Act No. 9267) (PDF) (posted on 7/24/2005)
Rules and Regulation to Implement the Provisions of R.A. 8556 (The Financing Company Act of 1998) (PDF)
Implementing Rules and Regulations of the Special Purpose Vehicle (SPV) Act of 2002 (Republic Act No. 9182) (PDF)
Implementing Rules and Regulations Republic Act 9160 - Anti-Money Laundering Act of 2001 (PDF)
Implementing Rules and Regulations of the Real Estate Investment Trust (REIT) Act of 2009 (Draft as of 15 April 2010)  (PDF) (posted 19 April 2010)
ICA Rule 35-1 - The Investment Company Rule (PDF)
   

Other Rules and Regulations Implemented by SEC

Rules Governing the Trading of PSE Shares - signed copy (PDF) (posted on 6/14/2004)
Rules on Alternative Trading System (PDF)
Omnibus Rules and Regulations for Investment Houses and Universal Banks Registered (PDF)