Today is April 4, 2020

SEC Capital Market Participants Registry System

http://cmprs.sec.gov.ph << Please Click

The Securities and Exchange Commission (SEC), will be launching the Online Capital Market Participants Registry System (CMPRS) on November 21, 2017. Aside from the manual filing of applications, the Capital Market Participants can now lodge their transactions using the system (CMPRS) as an option. The system is intended for the following:

Capital Market Institutions (CMIs)
• Broker/Dealer in Securities
• Broker in Securities
• Dealer in Securities
• Brokers in Proprietary Shares
• Voice Brokers in Securities
• Investment Houses
• Investment Houses Engaged in Dealing Government Securities
• Underwriters of Securities Engaged in Dealing Government Securities
Government Securities Eligible Dealers
• Investment Company Advisers
• Mutual Fund Distributors

Capital Market Professional (CMPs)
• Associated Persons (AP)
• Compliance Officer (CO)
• Salesmen/Fixed Income Market Salesman (S/FIMS)
• Certified Investment Solicitors (CIS)

The CMPRS is a web-enabled system designed to:

• Manage online submission of applications;
• Manage online evaluation/processing of applications of Capital Market Participants;
• Automatic generation of Certificate of Registration (CR) and Confirmation of Payment (COP) of Annual Fees;
• Facilitate tagging/clearing of infractions as results of monitoring activities; and
• Real-time searching of registered Capital Market Participants.

The system is expected to lessen face-to-face transactions, thus, it helps reduce the number of clients who will come personally to the CRMD Office in response to the Commission’ initiatives of ease of doing business.

CMPRS Privacy Notice

SEC BULLETIN PRIVACY POLICY
WHAT PERSONAL INFORMATION WE COLLECT
We collect only the valid email addresses of individuals or organizations interested to subscribe in the SEC Bulletin.
IP Addresses
SEC Bulletin sign up form does not collect information about your computer (or mobile device), including IP addresses, operating system and browser type.
HOW WE COLLECT
For this project, SEC collects and uses email addresses through an online subscription/sign-up form located at the upper left portion of the website. This email addresses are to be incorporated in the mailing list created for the SEC Bulletin.
WHY COLLECT
The collected email addresses will be utilized solely for the mailing list. The email addresses will serve as a means to send out the SEC Bulletin to its subscribers. The email addresses will not be shared with outside parties of the SEC.
HOW TO KEEP YOUR PERSONAL INFORMATION SECURE
Only authorized SEC personnel are granted access to the email addresses collected by SEC through SEC Bulletin sign up from. This information collected are stored in a secure database. We use reasonable security safeguards to protect the information from loss, unauthorized access, use or disclosure.
RIGHTS OF THE DATA SUBJECT
Under the Data Privacy Act of 2012, a data subject refers to an individual whose personal information is collected and processed. We are duly bound to observe and respect your privacy rights, including your right to information, right to access, right to correct, right to remove, right to damages and right to data portability.
CONSENT FORM

In accordance with the Data Privacy Act of 2012, the SEC is committed to protect and respect the personal data gathered from our clients.If you voluntarily agree to subscribe to our newsletter and receive a monthly issue of the SEC Bulletin as well as other advisories, please provide a valid email address so we can include you in our subscription list.

Rest assured that the information collected will only be used for SEC Strategic Communication purposes and will not be publicized for the privacy and safety of our subscribers.

If you agree with these terms and conditions, please sign up now! Thank you

FEEDBACK ON THE PRIVACY NOTICE
For more information, suggestion and feedback on this Privacy Notice, please send your email to our Data Protection Officer at dpo@sec.gov.ph