IRR of the SRC - New Rules On The Registration And Sale Of Pre-Need Plans

NEW RULES ON THE REGISTRATION AND SALE OF PRE-NEED PLANS
UNDER SECTION 16 OF THE SECURITIES REGULATION CODE

Rule 36. Fee, Fines And Penalties

36.1. The fees, fines and penalties that shall be imposed by the Commission are as per attached Schedule of Fees, Fines and Penalties which is incorporated as an integral part of these Rules.

36.2. The imposition of fines and penalties is without prejudice to the civil and criminal liabilities that may be imposed on the offending party or parties under the Revised Securities Code.