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New
Rules on the Registration and Sale of Pre-Need Plans
under Section 16 of the Securities Regulation Code
Rule 1. Definition of Terms
Rule 2.
Minimum Paid-up Capital of Pre-Need Plan Company
Rule 3.
Registration of Pre-Need Plans
Rule 4. Registration Procedure
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Rule 5.
Limitation on Information
Rule 6.
Certificate of Registration of Pre-Need Plans
Rule 7. Compliance Procedures
Rule 8.
Suspension Of Permit To Sell of Pre-Need Plans
Rule 9. Involuntary Cancellation of Registration
Rule 10. Voluntary Cancellation Of Registration Or Suspension Of
Permit To Sell
Rule 11. Registration of Additional Plans
Rule 12.
Amendments to the Pre-Need
Plan Contract or Other Documents Pertinent to Registration
Rule 13. Disclosure to Prospective
Planholders
Rule 14. Advertisements or Publications Made by the Issuer
Rule 15. Registration of Dealers, General Agents and Salesmen of
Pre-Need Plans
Rule 16. The Trust Fund
Rule 17. Investment of the Trust Fund
Rule 18. The Liquidity Reserve Fund
Rule 19. Time of Making Deposits to the Trust Fund
Rule 20. Responsibilities of the
Trustee
Rule 21. Commission Power Regarding Trust Fund Assets.
Rule 22. Encumbrance, Conveyance or Mortgage of Assets of Issuer.
Rule 23. Annual Reportorial Requirements
Rule 24. Quarterly Reportorial Requirements
Rule 25. Monthly Reportorial Requirements
Rule 26. Inspection of Books, Reports and Papers
Rule 27. Default; Reinstatement Period
Rule 28. Termination Values
Rule 29. Insurance Riders
Rule 30. Compliance with
the Contract
Rule 31. Pre-Need Uniform Chart of
Accounts (PNUCA), Brief Description, and Their Financial Statements
Presentation.
Rule 32. Additional Disclosures to the
Chart of Accounts
Rule 33. Branches, Extension Offices
Rule 34. Closure of Branch
Office(s)
Rule 35. Prohibited Acts
Rule 36. Fee, Fines And Penalties
Rule 37.
Exceptions
Rule 38. Repealing Clause. Repealing Clause
Rule 39. Effectivity
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