SEC REGISTRATION REQUIREMENTS

IV. OTHER APPLICATIONS

3. For Foreign Corporations

1. Deposit or Substitution of Deposited Securities of Branch Office

1. Cover letter requesting acceptance of the securities deposit

2. Photocopy of the confirmation of sale or original copy of the government bonds

3. Letter request for earmarking of treasury bills for SEC deposit, stamped received by the Bureau of Treasury

4. Audited financial statements as of the last fiscal year, stamped received by  the SEC and the BIR

2. Withdrawal of License of a Foreign Corporation

1. Petition  for  withdrawal of license

2. Authenticated copy of the board resolution approving the withdrawal

3. Audited financial statements as of the last fiscal year, stamped received by the SEC and the BIR

4. List of creditors, if any, and consent of each creditor, or certification as to non-existence of creditors

5. Original license issued by the SEC

6. Publisher’s affidavit evidencing the publication of the notice of withdrawal ( once a week for  three [3] consecutive weeks )

7. BIR tax clearance

3. Withdrawal of License of Area or Regional Headquarters and Regional Operating Headquarters

1. Petition for withdrawal of license

2. Authenticated copy of the board resolution approving the withdrawal

3. Original license issued by the SEC

4. Indorsement by the BOI

4. Amendment of License of Foreign Corporations

Basic Requirements

1. Petition for amendment of license

2. Board resolution approving the amendments

Additional requirements:

1. Amendment of corporate/partnership name

a.1. Name Verification Slip

a.2. Affidavit of Director/Partner undertaking to change company name

2. Change/appointment of resident agent

b.1. Board Resolution or letter of appointment

b.2. Acceptance of the resident agent