• About Us What We do
  • Powers and Functions
  • Mandate, Mission, Values and Vision
  • SEC Quality Policy Statement
  • The SEC Logo
  • Departments and Offices
  • The Management
  • Organizational Setup
  • History
  • Annual Report
  • Plans and Programs
    • Capital Market Development Plan
    • Computerization Program
    • Inter-Agency Activities
    • Market Integration
  • Citizen’s Charter
  • Transparency Seal
• Online ServicesName verification
  CTC of documents
  • SEC Company Registration System
  • SEC i-View
  • SEC Capital Market Participants Registry System
  • i-Message Mo Facility
  • SEC i-View eLoading System
  • SEC Express System
  • SEC Express Nationwide Submission
  • Registration Calculator
• Forms and FeesRegistration Application Forms
  Fees and Annexes
  • Primary Registration
  • Secondary License
  • Capital Market Professionals
  • Accreditation
  • Miscellaneous Applications
  • Annexes to SRC
  • Schedule of Fees
• Reportorial RequirementsRegulatory Compliance
  • Corporations with Primary Licenses
  • Corporations with Secondary Licenses
    • Issuers of Securities
    • Broker/Dealer(s) In Securities
    • Government Securities Eligible Dealer
    • Investment Houses / Underwriters of Securities
    • Investment Company Adviser
    • Mutual Fund Distributor
    • Transfer Agent
    • Financing Companies
    • Lending Companies
    • Operator of an ATS
    • Registrar of Qualified Institutional Buyers
    • Exchanges
    • Self Regulatory Organization
    • Clearing Agency
    • Depositories
  • Other Forms of Financial Statements
• Laws, Rules, Decisions and ResolutionsRelevant to the SEC
  • Legislation
  • Implementing Rules and Regulations
  • Rules
  • Anti-Money Laundering Act
  • Supreme Court Decisions
• FAQsFrequently asked questions