|SEC Form GIS
||General Information Sheet
||Within 30 calendar days following the date of stockholder’s meeting per by-laws. If no meeting was held on that calendar year, on or before 30th of January of the following year.
|*** Secretary’s Certificate on the Attendance of Board of Directors
(Except Publicly-Listed Co.s)
|Certificate of Attendance of Directors in meetings of the Board of Directors
||On or before the 30th day of January of the following year
|*** Certificate of Independent Directors
||Certificate of Independent Directors
||Within 30 days from date of election
|SEC FORM ACGR
(For Publicly-Listed Co.s)
|Annual Corporate Governance Report
||First Submission – May 30th
2nd-4th year of Submission –Posting on Official Website 10 days after the end of Calendar Year.
|SEC FORM 17-C
|A report containing disclosure to the public of every material fact or event that occurs, this would reasonably be expected to affect investor’s decisions in relation to those securities.
||Within 5 calendar days from the occurrence of the event
|SEC FORM 17-Q
||Quarterly Report. It contains Interim Financial Statements and Interim Management’s Discussion
||Within 45 calendar days after the end of the quarter
|SEC FORM 17-A
||Within 105 calendar days from the end of the fiscal year
|SEC FORM 17-L
||Notice of Inability to File AR and QR
||On or before the required due date of filing the Annual or Quarterly Report
|SEC FORM 17-EX
||Notice of suspension of filing of reports
||First day of fiscal year has less than 100 holders of such class of securities or such other numbers as the Commission shall prescribe and it notifies the Commission of such.
|SEC FORM 20-IS
||Information statement - Preliminary
||At least 10 business days prior to the date the definitive copies shall be sent/given.
|SEC FORM 20-ISA
||Information statement - Definitive
||At least 15 business days prior to the meeting date
|*** Monthly Sales and Redemption Report
||For mutual funds/investment companies. It contains the amount and number of shares sold and redeemed for the particular month.
||Within 30 days from effectivity of the order declaring effective the registration of the investment company. Then within 10 days after the end of each month.