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Registrar of Qualified Institutional Buyers (QIBS) –Either With Existing Broker/IH Or GSED License

DOCUMENT TYPE DESCRIPTION DUE DATE
see reports submitted by company either as BD, IH or GSED see reports submitted by company either as BD, IH or GSED see reports submitted by company either as BD, IH or GSED

 

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WHAT PERSONAL INFORMATION WE COLLECT
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IP Addresses
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HOW WE COLLECT
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WHY COLLECT
The collected email addresses will be utilized solely for the mailing list. The email addresses will serve as a means to send out the SEC Bulletin to its subscribers. The email addresses will not be shared with outside parties of the SEC.
HOW TO KEEP YOUR PERSONAL INFORMATION SECURE
Only authorized SEC personnel are granted access to the email addresses collected by SEC through SEC Bulletin sign up from. This information collected are stored in a secure database. We use reasonable security safeguards to protect the information from loss, unauthorized access, use or disclosure.
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