Non-Traditional Securities and Instruments Department

• Order of Suspension of Certificate of Registration as Dealer of Pre-Need Life and Plans

  • Permanent Plans, Inc. (PDF) (posted 29 April 2009)

   

• Order of Revocation of Certificate of Registration as Dealer of Pre-Need Life and Plans

  • Prudential Life Plans, Inc. (PDF) (posted 29 April 2009)

   

   

Market Regulation Department:

• Order dated 13 August 2007 penalizing PSE for violation of SRC (PDF) (posted 13 September 2007)

Corporation Finance Department:

• Order of Revocation

  • Legacy GS Fund, Inc. (PDF)  (posted 16 March 2009)

  • Global Business Holdings, Inc. (PDF)  (posted 18 February 2009)

  • Legacy HY Fund, Inc. (PDF)  (posted 11 February 2009)

  • Forum Pacific, Inc. (PDF)  (posted 13 October 2008)

  • Lakewood Golf & Country Club, Inc. (PDF)  (posted 13 October 2008

• Order on Payment of Penalties

  • Charton Financing Corporation (PDF)  (posted 1 July 2009)

  • Glogold Financing Corporation (PDF)  (posted 1 July 2009)

  • Eastern Eagle Finance Corporation (PDF)  (posted 1 July 2009)

  • Rural Electrification Financing Corporation (PDF)  (posted 1 July 2009)

  • Southstar Uni Credit Corporation (PDF)  (posted 1 July 2009)

  • Thunderbird Poro Devt. Ventures, Inc. (PDF)  (posted 12 January 2009)

  • Pampanga Sugar Development Company, Inc. (PDF)  (posted 12 January 2009)

  • Jamila and Company, Inc. (PDF)  (posted 12 January 2009)

  • Export and Industry Bank, Inc. (PDF)  (posted 12 January 2009)

  • Equicom Savings Bank, Inc. (PDF)  (posted 12 January 2009)

  • UPSI Property Holdings, Inc. (PDF)  (posted 12 January 2009)

  • MAA Privilege Dollar Fixed Income Fund, Inc.  (PDF)  (posted 12 January 2009)

  • Metro Pacific Investments, Corp. (PDF)  (posted 12 January 2009)

  • Robinsons Land Corporation (PDF)  (posted 12 January 2009)

  • Splash Corp. (PDF)  (posted 12 January 2009)

  • Medical Doctors, Inc. (PDF)  (posted 12 January 2009)

  • EIB Realty Development, Inc. (PDF)  (posted 12 January 2009)

  • Robinsons Land, Corp. (PDF)  (posted 12 January 2009)

  • PPC Farm Financing, Inc. (PDF)  (posted 12 January 2009)

  • I-Remit Inc. (PDF)  (posted 10 October 2008)

  • Zoe Credit Corp. (PDF)  (posted 10 October 2008)

  • A. Venue Resort & Vacation Club, Inc. (PDF)  (posted 10 October 2008)

  • Camarines Minerals, Inc. (PDF)  (posted 10 October 2008)

  • East Asia Power Resources Corp. (PDF)  (posted 10 October 2008)

  • Export and Industry Bank (PDF)  (posted 10 October 2008)

  • Splash Corp. (PDF)  (posted 10 October 2008)

  • Bagong Pag-asa Lending Corp. (PDF)  (posted 10 October 2008)

  • DBP Maritime Leasing Corp. (PDF)  (posted 10 October 2008)

  • Alay Puso Lending Corp. (PDF)  (posted 10 October 2008)

  • Princess John Credit & Financing Corp. (PDF)  (posted 10 October 2008)

  • RBO Group Financing Corp. (PDF)  (posted 10 October 2008)

  • Interphil Laboratories, Inc. (PDF)  (posted 10 October 2008)

  • Splash Corp. (PDF)  (posted 10 October 2008)

  • Apex Mining Co. (PDF)  (posted 10 October 2008)

  • Eastridge Golf Club, Inc. (PDF)  (posted 10 October 2008)

  • United Hermosa Lending Investor, Inc. (PDF)  (posted 10 October 2008)

  • Jardine Equitable Finance Corp. (PDF)  (posted 10 October 2008)

  • ISM Communications Corp. (PDF)  (posted 10 October 2008)

  • Federal Resources Investment Group, Inc. (PDF)  (posted 10 October 2008)

  • Riviera Golf Club, Inc. (PDF)  (posted 8 August 2008)

  • Fil-Estate Land, Inc. (PDF)  (posted 8 August 2008)

  • ATR-KIM ENG Financial Corp. (PDF)  (posted 8 August 2008)

  • Access Chartered Finance, Inc. (PDF)  (posted 8 August 2008)

  • Bestloan Credit Corp. (PDF)  (posted 8 August 2008)

  • Mt. Matutum Medical Center, Inc. (PDF)  (posted 8 August 2008)

  • Fog Horn, Inc. (PDF)  (posted 8 August 2008)

  • Pres. Jose P. Laurel Leasing and Finance, Inc. (PDF)  (posted 8 August 2008)

  • Philippine National Bank (PDF)  (posted 8 August 2008)

• Order on Accreditation of Credit Rating Agency

  • Credit Rating and Investors Services Philippines (CRISP), Inc. (PDF)  (posted 8 August 2008)

• Order of Violation of the Investment Company Act

  • Legacy HY Fund, Inc. (PDF)  (posted 23 April 2008)

• Order of Violation of the Financing Company Act

  • IBA Finance Corp. (PDF)  (posted 23 April 2008)

  • Jushin Financing and Leasing Corp. (PDF)  (posted 23 April 2008)

  • ICC Leasing and Finance Corp. (PDF)  (posted 31 October 2007)

  • eBiz Financial Services, Inc. (PDF)  (posted 31 October 2007)

  • Grolier International Finance, Inc. (PDF)  (posted 15 October 2007)

  • Istana Finance Corp. (PDF)  (posted 15 October 2007)

• Order of Suspension of Registration of Securities and Permit to Sell Securities to the Public

  • Subic Bay golf and Country Club, Inc. (PDF)  (posted 26 May 2009)

  • Nexstage, Inc. (PDF)  (posted 26 May 2009)

  • Real Development Company, Inc. (PDF)  (posted 20 May 2009)

  • Legacy TD Fund, Inc. (PDF)  (posted 23 March 2009)

  • Subic Bay Golf and Country Club, Inc. (PDF)  (posted 9 March 2009)

  • Legacy GS Fund, Inc. (PDF)  (posted 13 February 2009)

  • Gotesco Land, Inc. (PDF)  (posted 13 January 2009)

  • Pamplona Plantation & Country Club, Inc. (PDF)  (posted 13 January 2009)

  • Buena Vista Park & Country Club, Inc. (PDF)  (posted 13 January 2009)

•   Order of Revocation of Registration of Securities and Permit to Sell Securities to the Public

  • Metro Alliance Holdings and Equities, Corp. (PDF) (posted 29 June 2009)

  • Pamplona Plantation and Country Club, Inc. (PDF) (posted 8 June 2009)

  • Marsteel Consolidated Inc. (PDF) (posted 3 June 2009)

  • Gotesco Land, Inc. (PDF)  (posted 26 May 2009)

  • Leyte Golf and Country Club, Inc. (PDF)  (posted 20 May 2009)

  • Legacy TD Fund, Inc. (PDF)  (posted 30 April 2009)

  • Buena Vista Park & Country club, Inc. (PDF)  (posted 24 April 2009)

  • Legacy GS Fund, Inc. (PDF)  (posted 16 March 2009)

  • Waterworld Theme Park and Country Club, Inc. (PDF)  (posted 13 January 2009)

  • Diamond Asia Properties and Builders, Corp. (PDF)  (posted 13 January 2009)

  • Villa Anna Paradise Resort & Farm, Inc. (PDF)  (posted 13 January 2009)

  • Italia Country Club, Inc. (PDF)  (posted 8 August 2008)

  • Waterworld Theme Park and Country Club, Inc. (PDF)  (posted 23 April 2008)

  • Princesa Holiday Resort Inc. (PDF)  (posted 23 April 2008)

  • Capitol Hills Golf and Country Club Inc. (PDF)  (posted 15 October 2007)

• Order of Revocation of the Certificate of Authority to Operate as a Financing Company

  • Leysaka Finance Corp. (PDF) (posted 28 April 2009)

  • Magdiwang Finance & Investment, Corp. (PDF) (posted 26 February 2009)

  • TSM Credit Facilities Co., Inc.  (PDF) (posted 19 September 2008)

  • Sarpanch Financing Corp.  (PDF) (posted 19 September 2008)

  • Aparri Countryside Finance, Corp.  (PDF) (posted 19 September 2008)

  • Sta. Cruz Prime Star Financing Corp.  (PDF) (posted 4 September 2007)

  • Hunter Finance Inc.  (PDF) (posted 4 September 2007)

• Order of Violation of Securities Regulation Code

  • Philcomsat Holdings Corporation  (PDF) (posted 24 June 2009)

  • Mt. Matutum Medical Center, Inc. (PDF)  (posted 8 August 2008)

  • Asian Cable Enterprises, Inc. (PDF)  (posted 23 April 2008)

  • Mariwasa Manufacturing, Inc. (PDF)  (posted 23 April 2008)

  • Legacy HY Fund, Inc. (PDF)  (posted 23 April 2008)

  • Diamond Asia Properties and Builders Corp. (PDF)  (posted 23 April 2008)

  • Fil Estate Corp. (PDF)  (posted 23 April 2008)

  • PCI Leasing and Finance, Inc. (PDF)  (posted 23 April 2008)

  • Interport Resources Corp. (PDF)  (posted 23 April 2008)

  • ATR-Kim Eng Equity Opportunity Fund, Inc. (PDF)  (posted 23 April 2008)

  • Forum Pacific, Inc. (PDF)  (posted 23 April 2008)

  • Pampanga Sugar Development Company, Inc. (PDF)  (posted 23 April 2008)

  • Philam Strategic Growth Fund Inc. (PDF)  (posted 23 April 2008)

  • Cosmos Bottling Corporation (PDF) (posted 8 April 2008)

  • Cosmos Bottling Corporation (PDF) (posted 11 February 2008)

  • Legacy GS Fund Inc. (PDF) (posted 11 February 2008)

  • Seascapes Beach Club and Spa Inc. (PDF) (posted 11 February 2008)

  • Thunderbird Poro Development Ventures Inc. (PDF) (posted 11 February 2008)

  • MRC Allied Industries Inc. (PDF) (posted 11 February 2008)

  • Pepsi-Cola Products Philippines Inc. (PDF) (posted 11 February 2008)

  • ISM Communications Corp.

    • Eric O. Rector (PDF)  (posted 31 October 2007)

    • Gregorio MA. Araneta III (PDF)  (posted 31 October 2007)

    • Scott Sproule (PDF)  (posted 31 October 2007)

  • Jollibee Foods Corp. (PDF)  (posted 31 October 2007)

  • Lyceum of the Philippines Inc. (PDF)  (posted 31 October 2007)

  • Pamplona Plantation and Country Club, Inc. (PDF)  (posted 31 October 2007)

  • Metro Alliance Holdings & Equities Corp. (PDF)  (posted 31 October 2007)

  • Anchor Savings Bank (PDF)  (posted 15 October 2007)

  • Zipporah Realty Holdings Inc. (PDF)  (posted 15 October 2007)

  • eTelecare Global Solutions Inc. (PDF)  (posted 15 October 2007)

  • East Asia Power Resource Corp. (PDF)  (posted 15 October 2007)

  • Legacy GS Fund, Inc. (PDF)  (posted 15 October 2007)

  • Camarines Minerals Inc. (PDF)  (posted 15 October 2007)

  • A Brown Company Inc. (PDF) (posted 15 October 2007)

  • Citifinancial Corp.  (PDF) (posted 4 September 2007)

  • PACIFICA Inc. (PDF) (posted 4 September 2007)

  • Marsteel Consolidated Inc. (PDF) (posted 4 September 2007)

  • MRC Allied Industries, Inc. (PDF) (posted 4 September 2007)

  • MAA Privilege Dollar Fixed Income Fund, Inc. (PDF) (posted 4 September 2007)

  • Riviera Golf Club Inc.  (PDF) (posted 4 September 2007)

  • Kuok Philippine Properties, Inc.  (PDF) (posted 4 September 2007)

  • EDSA Properties Holdings, Inc.  (PDF) (posted 4 September 2007)

  • Tanduay Holdings Inc.  (PDF) (posted 11 July 2007)

  • Fil Estate Land, Inc. (PDF) (posted 11 July 2007)

  • Pancake House Inc. (PDF) (posted 11 July 2007)

  • Canyon Woods Resort Club Inc. (PDF) (posted 11 July 2007)

  • Marsteel Consolidated Inc. (PDF) (posted 11 July 2007)

  • East Asia Power Resource Corp. (PDF) (posted 11 July 2007)

  • Asia Amalgamated Holdings Corp.  (PDF) (posted 11 July 2007)

  • IPVG Corp. (PDF) (posted 11 July 2007)

  • United Doctors Service Corp. (PDF) (posted 11 July 2007)

  • Grepalife Fixed Income Fund Corp.  (PDF) (posted 11 July 2007)

  • Boulevard Holdings Inc. (PDF) (posted 11 July 2007)

  • City Resources (Phils.) Corp.  (PDF) (posted 11 July 2007)

• Order of Suspension:

  • Philcomsat Holdings Corporation  (PDF) (posted 24 June 2009)

  • Metro Alliance Holdings and Equities Corp.  (PDF) (posted 8 August 2008)

  • Marsteel Consolidated, Inc.  (PDF) (posted 8 August 2008)

  • Celebrity Sports Plaza, Inc.  (PDF) (posted 23 April 2008)

  • Lakewood Golf & Country Club, Inc.  (PDF) (posted 23 April 2008)

  • Infinite Investments and Finance Corp.  (PDF) (posted 8 April 2008)

  • Seascapes Beach Club and Spa, Inc.  (PDF) (posted 31 October 2007)

  • Pamana Island Resort Hotel and Marina Club, Inc.  (PDF) (posted 3 September 2007)

  • 12 Seventeen Funds & Credit Corp  (PDF) (posted 11 July 2007)

  • Forum Pacific, Inc.  (PDF) (posted 25 Aug. 2006)

  • Magdiwang Finance & Investment Corp.  (PDF) (posted 25 Aug. 2006)

  • Wise Holdings, Inc (PDF) (posted 01 June 2006)

  • True North Golf and Country Club, Inc. (PDF) (posted 01 June 2006)

  • City Resources (Phils.) Corporation (31 May 2004)

• Registration of Securities under the SRC (Certificate of Permit to Offer Securities for Sale)

  • BDO Leasing and Finance, Inc. (PDF) (posted 13 January 2009)

  • ATR Kimeng Financial, Corp. (PDF) (posted 13 January 2009)

  • Ayala Corporation (PDF) (posted 13 January 2009)

  • Cityland Development, Inc. (PDF) (posted 13 January 2009)

  • First Philippine Infrastructure, Inc. (PDF) (posted 13 January 2009)

  • Cityland, Inc. (PDF) (posted 13 January 2009)

  • Basic Energy, Corp. (PDF) (posted 13 January 2009)

  • Music Semiconductors, Corp. (PDF) (posted 13 January 2009)

  • DWS Deutsche Phil. Fixed Income Fund, Inc. (PDF) (posted 13 October 2008)

  • City and Land Developers, Inc. (PDF) (posted 13 October 2008)

  • ALFM Growth Fund, Inc. (PDF) (posted 13 October 2008)

  • DWS Deutsche Phil. Equity Fund, Inc. (PDF) (posted 13 October 2008)

  • Ayala Land Inc. (PDF) (posted 13 October 2008)

  • Philam Fund Inc. (PDF) (posted 13 October 2008)

  • ATR-KIM ENG Equity Opportunity Fund, Inc. (PDF) (posted 8 August 2008)

  • Philam Fund Inc. (PDF) (posted 7 August 2008)

  • Philippine Savings Bank (PDF) (posted 23 April 2008)

  • Grepalife Dollar Bond Fund Corp. (PDF) (posted 15 October 2007)

  • City and Land Developers Inc. (PDF) (posted 15 October 2007)

  • Pico De Loro Beach and Country Club, Inc. (PDF) (posted 15 October 2007)

  • GMA Network Inc. and GMA Holdings, Inc. (PDF) (posted 3 September 2007)

  • Vista Land & Lifescapes, Inc. (PDF) (posted 3 September 2007)

  • Aboitiz Power Corp. (PDF) (posted 11 July 2007)

  • Optima Balance Fund Inc.  (PDF) (posted 11 July 2007)

  • Phoenix Petroleum Phils, Inc. (PDF) (posted 11 July 2007)

  • Villa Anna Paradise Resort & Farm Inc.  (PDF) (posted 11 July 2007)

  • Alliance Global Group, Inc. (PDF) (posted 11 July 2007)

  • CITISECONLINE.COM (PDF) (posted 03 July 2006)

  • Prudentialife Fixed Income Fund, Inc.(PDF) (posted 23 May 2006)

  • Megaworld Corporation (PDF) (posted 23 May 2006)

  • ACS Development and Propoerty Managers, Incorporated (PDF) (posted 23 May 2006)

  • Grepalife Dollar Bond Fund Corporation (PDF) (posted 23 May 2006)

  • Philam Managed Income Fund, Inc. (PDF) (posted 23 May 2006)

  • Canyon Woods Grande International Vacation Club, Inc. (PDF) (posted 23 May 2006)

  • Universal Robina Corporation (PDF) (posted 23 May 2006)

  • First Gen Corporation (PDF) (posted 23 May 2006)

  • Ayala Land, Inc. (PDF) (posted 23 May 2006)

• In the matter of SLMC Bonifacio Global City MAB Corp. (PDF) (posted 8 August 2008)

• In the matter of Celebrity Sports Plaza, Inc. (PDF) (posted 8 August 2008)

• In the matter of RLMU Enterprises, Inc. (PDF) (posted 4 September 2007)

Compliance and Enforcement Department

• Denied motion to lift Cease and Desist Order : Nomad Sports Club, Inc. (PDF)(14 May 2009)

• Cease and Desist Order : Nomad Sports Club, Inc. (PDF)(9 Feb 2009)

• In the matter of Good Harvest Orchards Marketing, Corp. (PDF)(8 Jan 2009)

• CED Case No. 07-2860: Leyte Colleges, Inc.  (PDF)(11 December 2008)

• Settlement Order : Carfel Vistamar, Inc. (PDF)(14 Oct 2008)

• In the matter of Medicus (Iloilo City), Inc. (PDF)(15 Sept 2008)

• SEC Admin Case No. 03-08-002: ETXT Business Solutions, Inc. (PDF)(23 Apr 2008)

• In the Matter of Green Square Properties Corp. (PDF)(11 Feb 2008)

• SEC Admin. Case No. 04-05-81 (CED Case No 05-2824): In the Matter of Legrand Global Link, Inc. (PDF)

• SEC Case No. 12-05-99: In the Matter of Silvermoon Security and Investigation Agency, Inc. (PDF)

• CED Case No. 04-2816: In the Matter of Centro Escolar University, ASIASEC Equities, Inc. and
  Atty.Christine Base (PDF)

• Good Harvest Orchards Marketing Corporation: Appeal and/or Motion for Reconsideration Granted (PDF)

Company Registration and Monitoring Department

• Revocation of Certificate of Registration - Non-submission of Reports, 1998-2003 (10 February 2004)

• Revocation of Certificate of Registration - Non-submission of Reports, 1997-2002 (20 August 2003)

• Revocation of Certificate of Registration (27 May 2003)

Others

• Revoked: Leyte Colleges, Inc. (3 June 2009)

• In the matter off Barlow and Ramsey, Inc.; Grand Shaw Holdings Inc.

  • Summons dated 3 April 2009 (PDF) (1 June 2009)

  • Case Order dated 25 March 2009 (PDF) (1 June 2009)

  • Petition for Revocation of Corporate Registration (PDF) (1 June 2009)

   

• Cease and Desist Order

  • Primanila PLans, Inc. (PDF) (25 June 2009)

  • Capitol Plans, Inc. (PDF) (11 June 2009)

  • All Asia Plans Corporation (PDF) (28 May 2009)

  • United Farmers Sugar Corporation (PDF) (28 May 2009)

  • Legacy Emergent Asset Management, Inc. (PDF) (28 May 2009)

  • Edifice Realty & Development Corporation (PDF) (28 May 2009)

  • C2MPV Realty Corporation (PDF) (28 May 2009)

  • Calaucay Realty Corporation (PDF) (28 May 2009)

  • R.L. ROA Realty and Development, Inc. (PDF) (28 May 2009)

  • Crown Regency Holiday International, Inc. (PDF) (24 April 2009)

  • Fuente Triangle Realty Development Corp. (PDF) (24 April 2009)

  • Megatrend Realty Network, Inc. (PDF) (24 April 2009)

  • Boracay Multiple Properties Developers, Inc. (PDF) (24 April 2009)

   

• Cease and Desist Order (Permanent)

  • Crown Regency Holiday International, Inc. (PDF) (2 June 2009)

  • Fuente Triangle realty Development Corporation (PDF) (2 June 2009)

  • Megatrend Realty Network, Inc. (PDF) (2 June 2009)

  • Boracay Multiple Properties Developers, Inc. (PDF) (2 June 2009)

  • Legacy Consolidated Plans, Inc. (PDF) (3 April 2009)

  • Legacy Card, Inc. (PDF) (3 April 2009)

  • Galaxy Realty & Holdings, Inc. (PDF) (3 April 2009)

  • Shining Armor Property, Inc. (PDF) (3 April 2009)

  • One Realty Corporation (PDF) (3 April 2009)

  • One Card Company, Inc. (PDF) (3 April 2009)

• In the matter of Conventional Realty, Corp. (PDF) (30 January 2009)

• In the matter of Ang Bagong Lahing Filipino Development Foundation, Inc. (PDF) (22 January 2009)

• In the matter of Shinning Armour Property, Inc. (PDF) (22 January 2009)

• In the matter of Legacy Motors, Inc. (PDF) (22 January 2009)

• Cease and Desist Order : Omico Corporation (PDF) (31 October 2008)

• Cease and Desist Order : Primanila Plans, Inc. (PDF) (31 July 2008)

• In the matter of : Puting Bato Farmers and Settlers Assn., Inc. (PDF) (14 July 2008)

• Cease and Desist Order : ETXT Business Solutions, Inc. (PDF) (3 July 2008)

• In the matter of : Primanila Plans, Inc. (PDF) (19 June 2008)

• Cease and Desist Order : D 1st. Cell Pawnshop, Inc. (PDF) (26 October 2007)

• Order: In the Matter of Asian Development Bank (PDF) (09 May 2005)

• Revoked: In the Matter of TG Asset Management Corporation and Premiere Development Bank (13 January 2003)

• Lead Lending Corporation (30 May 2003)

• Permanent CDO H-Factor Trading & Marketing Corp. (22 April 2003)

• Permanent CDO - Conrad Group and Associates, Inc., Servlink Cargo, Inc. Five Vision Consultancy, Inc. and Intercontinental Services, Inc. (22 April 2003)

• Multitel International, ONEHEART Multi-Purpose Coop., and Everflow Group of Companies CED Case No. 02-2178 Omnibus, Order Dated 10 December 2002

• MMG International Holdings Co., Ltd.

• MMG International Holdings Co., Ltd. CED Case No. 01-2646, Order Dated 18 April 2002

• Suspension - Club Visayas Corporation (24 June 2002) -