SEC QUALITY POLICY STATEMENT
We, the Securities and Exchange Commission, the prudent registrar and supervisor of the corporate sector, and the independent guardian of the capital market, commit to:
Serve our stakeholders with utmost integrity and professionalism in compliance with customer, legal, regulatory, and other applicable requirements;
Excel in performing our mandate through continuing institutional capability enhancement and effective resource management; and,
Continually improve our quality management system in pursuit of service, excellence and commitment.
The Securities and Exchange Commission (SEC) Main Office, Satellite Offices and Extension Offices, will continue operating at limited capacity while quarantine measures remain in place across the country due to the COVID-19 pandemic.
Date : 16 April 2021
Date : 16 April 2021
Date Published : 06 May 2021
Date Published : 04 May 2021
Date Published : 04 May 2021
The public is advised to send their comments, requests for clarification, and other concerns t the department concerned at the email address provided
As of 07 May 2021
As of 07 May 2021
Date Issued: 27 April 2021
Date Issued: 26 April 2021
Date Issued: 22 April 2021
SEC has successfully attained ISO 9001:2015 Certification for its quality management system covering all core services across its main and extension offices.
Latest Information
- ANTI-MONEY LAUNDERING AND COUNTERING FINANCING OF TERRORISM SECTORAL RISK ASSESSMENT 2021 OF THE SECURITIES SECTOR 8 May 2021
- SEC TARLAC EXTENSION OFFICE CONTACT INFORMATION 4 May 2021
- SEC CONTACT CENTER 4 May 2021
- CEBU EXTENSION OFFICE AVAILABILITY OF OST KIOSK IN SATELLITE OFFICE ROBINSONS GALLERIA 3 May 2021
- CEBU EXTENSION OFFICE IS PARTIALLY CLOSED FOR DISINFECTION 28 April 2021
- DRAFT REVISED RULES AND REGULATIONS ON THE IMPLEMENTATION OF THE SEC OVERSIGHT ASSURANCE REVIEW (SOAR) INSPECTION PROGRAM 23 April 2021
- IMPLEMENTATION OF THE ELECTRONIC SIMPLIFIED PROCESSING OF APPLICATION FOR REGISTRATION OF COMPANY 16 April 2021
- EXTENSION OF SUBMISSION OF ANNUAL REPORTS FOR SEC ACCREDITED ASSET VALUER 16 April 2021
- DRAFT MEMORANDUM CIRCULAR ON THE GUIDELINES ON CORPORATE DISSOLUTION 12 April 2021
- USE OF ELECTRONIC SIGNATURES FOR THE SUBMISSION OF AUDITED FINANCIAL STATEMENTS DURING THE ENHANCED COMMUNITY QUARANTINE (ECQ) PERIOD BEGINNING 29 MARCH 2021 AND UNTIL FURTHER NOTICE 8 April 2021
- DRAFT REVISED RULES AND REGULATIONS ON THE IMPLEMENTATION OF THE SEC OVERSIGHT ASSURANCE REVIEW (SOAR) INSPECTION PROGRAM 23 April 2021
- DRAFT MEMORANDUM CIRCULAR ON THE GUIDELINES ON CORPORATE DISSOLUTION 12 April 2021
- DRAFT MEMORANDUM CIRCULAR ON CROSSSHAREHOLDING STRUCTURE FOR PUBLICLY-LISTED COMPANIES (PLCs) 23 March 2021
- REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE MNRC MEMORANDUM CIRCULAR ON THE ANNUAL SUBMISSION OF REPORTS BY ACCREDITED MICROFINANCE NGOS 2 October 2020
- MER’S BUSINESS CENTER
MER’S BUSINESS CENTER is not registered as a corporation or partnership 6 May 2021 - SEVEN STAG INTERNATIONAL OPC
SEVEN STAG INTERNATIONAL OPC is not authorized to solicit investment/placements from the public nor to issue investment contracts and other forms of securities 4 May 2021 - COCO-J FUNDS CORP. and COCO-J FUNDS DIGITAL MARKETING SERVICES
COCO-J FUNDS CORP. and COCO-J FUNDS DIGITAL MARKETING SERVICES are both not registered with the Commission either as a corporation or as a partnership 4 May 2021 - HEDGE TRADING
HEDGE TRADING is not registered with the Commission and is not authorized to solicit investments from the public 4 May 2021 - INFINITY PAYB / PAYB BILLS PAYMENT AND REMITTANCE CENTER
INFINITY PAYB / PAYB BILLS PAYMENT AND REMITTANCE CENTER is not registered with the Commission either as a corporation or as a partnership 29 April 2021
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- Opinion No. 21-05
Re: Increase of Authorized Capital Stock; Registration of Shares of Stock to be Issued Therefor - Opinion No. 21-04
Re: Quorum in By-Laws - ECO HATCHERY AND TRADING CORPORATION
- BILL FORD VIP TRADING, INC.
- PIGDEALS INTERNATIONAL HOLDINGS INC.
EIPD - THE SEASHORE BEACHCLUB, INC. (“SEASHORE”)
- Opinion No. 21-03
Re: Deed of Trust and Assignment over Share of Stock - Opinion No. 21-02
Re: Nationality Rules; Public Utility or Mass Media - CHIYUTO CREATIVE WEALTH DOCUMENT FACILITATION SERVICES OPC
EIPD - CHIYUTO CREATIVE WEALTH DOCUMENTATION FACILITATION SERVICES/CHIYUTO CREATIVE WEALTH DOCUMENTATION FACILITATION SERVICES
- MC No. 07 s. 2021
Calling of Special Stockholders’ Meetings 23 April 2021 - MC No. 06 s. 2021
Amendments on the SRC Rules 9 and 10 22 April 2021 - MC No. 05 s. 2021
Extension of the Deadline for the Submission of 2020 Annual Reports for the Calendar Year Ended December 31, 2020 11 April 2021 - MC No. 04 s. 2021
Amendment of MC no. 16, s. of 2018 or the Guidelines on Anti-Money Laundering and Combating the Financing of Terrorism for SEC Covered Institutions (“2018 AML/CFT Guidelines”) and MC no. 29, s. of 2020 or the 2020 Guidelines on the Submission and Monitoring of the Money Laundering and Terrorist Prevention Program (MTPP) 30 March 2021 - MC No. 03 s. 2021
Schedule and Procedure for the Filing of Annual Financial Statements, General Information Sheet and Other Annual Reports 9 March 2021
- MC No. 37 s. 2020
Regulatory Relief Measures to Manage the Effects of the COVID-19 Pandemic 7 January 2021 - MC No. 36 s. 2020
2020 Compliance Officer’s Certification 7 January 2021 - MC No. 35 s. 2020
Financial Reporting Relief in Light of Covid-19 Pandemic 28 December 2020 - MC No. 34
Deferral of Philippine Interpretations Committee Question & Answer (Pic Q&A) No. 2018-12 and IFRS Interpretations Committee (IFRIC) Agenda Decision on Over Time Transfer of Constructed Goods [Philippine Accounting Standards (Pas) 23- Borrowing Cost] for Real Estate Industry 17 December 2020 - MC No. 33 s.2020
Amendments to the Implementing Rules and Regulations of the Investment Company Act, as Amended 7 December 2020
- SEC CANCELS ECO HATCHERY’S CORPORATE REGISTRATION OVER UNAUTHORIZED INVESTMENT SCHEME 27 April 2021
- SEC EMPOWERS MINORITY INVESTORS IN LISTED FIRMS TO CALL STOCKHOLDERS’ MEETINGS 26 April 2021
- SEC REVOKES BILL FORD VIP TRADING’S INCORPORATION FOR ILLEGAL INVESTMENT SCHEME 22 April 2021
- SEC OKAYS LONGER LIST OF QUALIFIED BUYERS IN AMENDMENT TO SRC IMPLEMENTING RULES 22 April 2021
- SEC APPROVES AC ENERGY’S FOLLOW-ON OFFERING 22 April 2021
- SEC CLEARS MONDE NISSIN’S INITIAL PUBLIC OFFERING 20 April 2021
- SEC LAUNCHES NEW COMPANY REGISTRATION SYSTEM 19 April 2021
- SEC EXPANDING LIST OF QUALIFIED BUYERS 16 April 2021
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