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Notices
- TRANSITION FROM CAPITAL MARKET PARTICIPANTS REGISTRY SYSTEM (“CMPRS”) TO ELECTRONIC REGISTRY OF APPLICATION FOR MARKET PARTICIPANTS (“eRAMP”) 8 June 2023
- SUBMISSION OF LIST OF THIRD-PARTY SERVICE PROVIDERS IN COMPLIANCE WITH THE FINANCIAL PRODUCTS AND SERVICE PRODUCTS AND SERVICES CONSUMER PROTECTION ACT OF 2022 (R.A. NO. 11765) AND ITS IMPLEMENTING RULES AND REGULATIONS (SEC FCPA IRR) 8 June 2023
- RE-UPLOADING OF COMPLIANCE TO THE MC 28 SUBMISSION PORTAL 6 June 2023
- SEC CERTIFICATION EXAMINATIONS SCHEDULE AT THE HEADQUARTERS AND APPLICATION PROCEDURE 31 May 2023
- SEC CERTIFICATION WEBINAR FOR PHASE 1 OF THE SEC CERTIFICATION EXAMINATION SCHEDULE AND APPLICATION PROCEDURE 31 May 2023
- EFFECTIVITY OF THE SEC RULES AND REGULATIONS OF THE FINANCIAL PRODUCTS AND SERVICES CONSUMER PROTECTION ACT OF 2022 30 May 2023
- REQUEST FOR COMMENTS ON THE PROPOSED REGISTRATION STATEMENT FORM FOR AGRI-BASED COMPANIES SEEKING TO REGISTER AND OFFER SECURITIES TO THE PUBLIC 26 May 2023
- SEC TEO NOTICE 24 May 2023
- HOW TO IDENTIFY BENEFICIAL OWNERS OF A CORPORATION 8 May 2023
- REQUEST FOR COMMENTS ON THE PROPOSED REVISED FINES AND PENALTIES ON REPORTORIAL REQUIREMENTS 26 April 2023
Advisories
- SHOPRO INTERNATIONAL
the public is advised NOT TO INVEST or STOP INVESTING in any investment scheme being offered by SHOPRO INTERNATIONAL 8 June 2023 - ENJOY PH
the public is hereby advised NOT TO INVEST or STOP INVESTING in ENJOY PH 8 June 2023 - CRYPTO HUB FINANCE
This is to inform the public that CRYPTO HUB FINANCE is NOT AUTHORIZED TO SOLICIT INVESTMENTS FROM THE PUBLICCRYPTO HUB FINANCE 30 May 2023 - QZ ASSET MANAGEMENT
This is to inform the public that “QZ ASSET MANAGEMENT” is NOT AUTHORIZED TO SOLICIT INVESTMENTS FROM THE PUBLIC 30 May 2023 - PROLAYER EGG LAYER POULTRY FARMING
PROLAYER EGG LAYER POULTRY FARMING and the individuals offering investments under its name are not authorized to solicit investments from the public. 25 May 2023 - GEMINI TRUST COMPANY, LLC
The public is advised NOT TO INVEST or to STOP INVESTING in the investment scheme of GEMINI TRUST COMPANY, LLC 18 May 2023 - SEVEN CO / SEVEN CO INVESTMENT & ONLINE PALUWAGAN / SEVEN CO PROFIT SHARING & ONLINE PALUWAGAN
10 May 2023
Issuances
- GROUND ZERO POULTRY AGRICULTURAL CORPORATION 3 May 2023
- SOPHIA FRANCISCO HOLDING OPC 26 April 2023
- SUPERBREAKTHROUGH ENTERPRISES CORP.
doing business under the name and style of 1UP TIME 24 April 2023 - UPSYS DAILY TRADING/UPSYS DAILY TRDING MANAGEMENT OPC/UPSYS DAILY TRDING MANAGEMENT CONSULTANCY 11 April 2023
- PLATINUM COIN / PLATINUM COIN PAWNSHOP 11 April 2023
- ARIANE ESTOLONIO-BITPRIME SOFTWARE OPC 22 March 2023
- HECTOR PANTOLLANA, ZUES LIAO, PANTOLLANA, REYMOND LACSAMANA GALANG, QUARRY QUIENG AND ERWIN I. BANGALAN ET. AI. 22 March 2023
- BITPRIME, BITPRIME COMPUTER SOFTWARE TRADING 6 March 2023
- SCET COLLEENS CORPORATION 21 February 2023
- IMMENSITY TECHNOLOGY, INC. DOING BUSINESS UNDER THE NAME AND STYLE OF SAGA AI 21 February 2023
Memorandum Circulars
- SEC MC No. 07, series of 2023
Guidelines on Application for the Allocation of ISIN, CFI and FISN Codes for Financial Instruments 2 May 2023 - SEC MC No. 06, series of 2023
Amendment of SEC Memorandum Circular No. 2, series of 2023, and Extending the Deadline of Amnesty Applications 28 April 2023 - SEC MC No. 05, series of 2023
SEC Rules and Regulations of the Financial Products and Services Consumer Protection Act of 2022 27 April 2023 - SEC MC No. 04, series of 2023
Adoption of the ASEAN Sustainable and Responsible Fund Standards (ASEAN SRFS); and Establishment of Rules on: 1) Qualification of a Local Investment Company under the ASEAN SRFS; 2) Recognition of a Foreign Collective Investment Scheme qualified under the ASEAN SRFS that seeks to offer in the Philippines under the ASEAN CIS framework 25 April 2023 - SEC MC No. 03, series of 2023
Guidelines on the Issuance of Sustainability-Linked Bonds under the ASEAN Sustainability-Linked Bond Standards in the Philippines 5 April 2023
Press Release
- SEC EXTENDS COA UNMODIFIED OPINION STREAK TO FIVE YEARS 7 June 2023
- SEC APPROVES PETRON’S PREFERRED SHARE OFFER 6 June 2023
- SEC FILES CRIMINAL COMPLAINT AGAINST 4 COMPANIES 6 June 2023
- SEC RENEWS MEMBERSHIP IN ASEAN TAXONOMY BOARD 31 May 2023
- OFFICERS OF INVESTMENT SCAM RIGEN MARKETING SENTENCED TO LIFE IN PRISON FOR SYNDICATED ESTAFA 26 May 2023
- SEC BRINGS ROADSHOW FOR MSMES, STARTUPS TO ZAMBOANGA 25 May 2023
- SPEAKER ROMUALDEZ LAUDS SEC FOR SUPPORTING ECONOMIC GROWTH IN EASTERN VISAYAS 23 May 2023
- SEC TAKES DOWN MORE ILLEGAL LENDERS, WARNS OF NEW PENALTIES UNDER FCPA 22 May 2023
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- Credit Rating Agencies
- Inclusion in the List of External Auditors and Auditing Firm
- Complex Request for Opinion and/or Clarification on Accounting Matters
- Highly Technical Request for Opinion and/or Clarification on Accounting Matters
- Simple Request for Opinion and/or Clarification on Accounting Matters
- Request for Exemptive Relief
