We, the Securities and Exchange Commission, the prudent registrar and supervisor of the corporate sector, and the independent guardian of the capital market, commit to:
Serve our stakeholders with utmost integrity and professionalism in compliance with customer, legal, regulatory, and other applicable requirements;
Excel in performing our mandate through continuing institutional capability enhancement and effective resource management; and,
Continually improve our quality management system in pursuit of service, excellence and commitment.
The Securities and Exchange Commission (SEC) Main Office, Satellite Offices and Extension Offices, will continue operating at limited capacity while quarantine measures remain in place across the country due to the COVID-19 pandemic.
On 15 September 2020, Republic Act No. 11494, otherwise known as the Bayanihan to Recover As One Act, took effect ...
Please be guided by the following schedule of SEC Certification Examinations ...
FOR THE RESPONSIBLE OFFICERS AND DIRECTORS OF COVERED PERSONS AS PART OF ITS OUTREACH PROGRAM TO ENHANCE THEIR AWARENESS AND UNDERSTANDING OF ANTI-MONEY LAUNDERING AND COMBATING THE FINANCING OF TERRORISM
is NOT REGISTERED with the Commission and is NOT AUTHORIZED to solicit, accept or take investments/placements from the public
is not registered as a corporation or partnership and is not authorized to solicit investments from the public
is not authorized to solicit investments from the public as it did not secure prior registration and/or license to solicit investments from the Commission
The public is advised to send their comments, requests for clarification, and other concerns t the department concerned at the email address provided
As of 23 September 2020
As of 23 September 2020
Date Issued: 17 September 2020
Date Issued: 06 September 2020
Date Issued: 31 August 2020
SEC has successfully attained ISO 9001:2015 Certification for its quality management system covering all core services across its main and extension offices.
SEC Chairperson Emilio B. Aquino, along with Atty. Rachel Esther J. Gumtang-Remalante, officer in charge of the Corporate Governance and Finance Department, and securities specialist Karen A. Rocha, received the ISAR Honoursfrom the United Nations Conference on Trade and Development (UNCTAD)...
The Securities and Exchange Commission (SEC) recently approved the registration of the first one person corporation (OPC) organized under Republic Act No. 11232, or the Revised Corporation Code of the Philippines.
Revised Implementing Rules and Regulations of Republic Act No. 9856, otherwise known as the real estate investment trust (REIT) Act of 2009
The Presidential Anti-Corruption Commission (PACC) has recognized the Securities and Exchange Commission (SEC) forits upgraded system process which contributed to the curtailment of corruption in government.
Latest Information
- IMPLEMENTATION OF MANDATORY GRACE PERIOD FOR ALL LOANS PURSUANT TO THE BAYANIHAN TO RECOVER AS ONE ACT 21 September 2020
- SEC CERTIFICATION EXAMINATION SCHEDULE FOR THE 4th QUARTER OF 2020 10 September 2020
- CANCELLATION OF BIDDING FOR PROCUREMENT OF THE PRINTING OF 6,383 SETS OF SEC DESK CALENDAR 2021, SIZE: 7”X 5 1 September 2020
- SEC CONTACT CENTER 28 August 2020
- SEC CERTIFICATION EXAMINATIONS GUIDELINES 27 August 2020
- WORK SUSPENSION AT THE SEC TARLAC EXTENSION OFFICE EVERY FRIDAY, STARTING 28 AUGUST 2020 26 August 2020
- EXTENSION OF DEADLINES AND INTERIM PROCEDURES FOR THE SUBMISSION OF PRINTED/ HARD COPIES OF ANNUAL REPORTS 11 August 2020
- SEC WILL BE CONDUCTING WEBINARS FOR THE RESPONSIBLE OFFICERS AND DIRECTORS OF COVERED PERSONS AS PART OF ITS OUTREACH PROGRAM TO ENHANCE THEIR AWARENESS AND UNDERSTANDING OF ANTI-MONEY LAUNDERING AND COMBATING THE FINANCING OF TERRORISM 7 August 2020
- SEC-TARLAC EXTENSION OFFICE SHALL FOLLOW NEW OPERATING HOURS FROM 8AM TO 4PM 6 August 2020
- OPERATION IN AREAS UNDER COMMUNITY QUARANTINE 4 August 2020
- IMMEDIATE EDGE
IMMEDIATE EDGE is NOT REGISTERED with the Commission and is NOT AUTHORIZED to solicit, accept or take investments/placements from the public nor to issue investment contracts and other forms of securities 22 September 2020 - CROWDBIT-88.COM(CROWDBIT-88)
CROWDBIT-88 is not registered as a corporation or partnership and is not authorized to solicit investments from the public 22 September 2020 - PHILHELP ADMINISTRATION OF FINANCIAL MARKETING/PHILHELP INTERNATIONAL LENDING CORPORATION (“PhilHelp”)
PhilHelp is not authorized to solicit investments from the public as it did not secure prior registration and/or license to solicit investments from the Commission 18 September 2020 - ACHIEVERS GOLDEN MARKETING AND CONSULTING’s (AGMC) and ACHIEVERS GOLDEN HOLDINGS INC. (AGHI)
ACHIEVERS GOLDEN MARKETING AND CONSULTING and ACHIEVERS GOLDEN HOLDINGS INC. are not authorized to solicit investments from the public as they did not secure prior registration and/or license to solicit investments 15 September 2020 - RAGING BUSINESS CONSULTANCY SERVICES (RBCS)
RAGING BUSINESS CONSULTANCY SERVICES (RBCS) owned and operated by Malaya Dava Platero, a.k.a. Malaya Gemma Platero are engaged in investment-taking activities not authorized by the Commission 15 September 2020
- SEC CDO CASE NO. 05-20-065
IN THE MATTER OF: FAST TRACK WORLDWIDE, INC. SEC Company Registration No. CS201902428
ENFORCEMENT AND INVESTOR PROTECTION DEPARTMENT, Movant. - SEC CDO CASE NO. 05-20-066
IN THE MATTER OF: JOCALS688 BEAUTY AND WELLNESS PRODUCTS TRADING, INC., SEC Company Registration No. CS201965099
ENFORCEMENT AND INVESTOR PROTECTION DEPARTMENT, Movant. - SEC En Banc Case No. 12-19-466
DR. ALFREDO R.A. BENGZON, Complainant-Appellant – versus – FOUNTEL CORPORATION, FELICITAS ANTOINETTE, INC., VIVA HOLDINGS (PHIL.) PTE. LTD. & VIVA HEALTHCARE LIMITED, Respondent-Appellees. - SEC CDO Case No. 05-20-067
IN THE MATTER OF BUILDING OUR SUCCESS STORIES NETWORK, INC. (“BOSS Network”)
ENFORCEMENT AND INVESTOR PROTECTION DEPARTMENT (EIPD), Movant. - SEC CDO Case No. 05-20-064
IN THE MATTER OF CROWD1 ASIA PACIFIC, INC.SEC Company Registration No. CS201917023
ENFORCEMENT AND INVESTOR PROTECTION DEPARTMENT (EIPD), Movant. - JOCALS688 BEAUTY AND WELLNESS PRODUCTS TRADING, INC.
- FAST TRACK WORLDWIDE, INC.
- CROWD1 ASIA PACIFIC, INC.
- CASHAB; CASHOCEAN; KWIKPESO; LITTLE CASH; CASHAB LENDING CO.; MIMOSA CREDIT LTD.; and ZAMOYA CREDIT LTD.
- LION CITY FINANCE GROUP, INC.
- MC No. 25 s. 2020
Guidelines in the Filing, Investigation and Resolution of Complaints for Violation of the Right to Inspect and/or Reproduce Corporate Records 9 September 2020 - MC No. 24 s.2020
Guidelines on Posting of:
1. Additional Securities Deposit
2. Substitution of Securities Deposit and
3. Change of Resident Agent 25 August 2020 - MC No. 23 s.2020
Rules on Corporate Debt Vehicle 18 August 2020 - MC No. 22 s.2020
Guidelines on Corporate Term 18 August 2020 - MC No. 21 s.2020
Rules on Simplified Onboarding Procedures for Low Risk Accounts 13 August 2020
- SEC OKAYS SM INVESTMENTS’ P30 BILLION SHELF OFFERING 17 September 2020
- SEC OBTAINS ‘UNQUALIFIED’ AUDIT RATING FROM COA ANEW 6 September 2020
- SEC RECEIVES ISO CERTIFICATION FOR ALL CORE SERVICES 31 August 2020
- SEC ISSUES FRAMEWORK FOR CORPORATE DEBT VEHICLES TO SUPPORT FIRMS’ LIQUIDITY AMID PANDEMIC 25 August 2020
- SEC ISSUES GUIDELINES ON RETAINING, AMENDING CORPORATE TERMS 25 August 2020
- SEC NULLIFIES MAJORITY SHARE ACQUISITION IN THE MEDICAL CITY 20 August 2020
- SEC ISSUES RULES PROMOTING EASY INVESTING, GOOD GOVERNANCE IN CAPITAL MARKET 16 August 2020
- STATEMENT ON COMPLAINTS INVOLVING COL FINANCIAL 15 August 2020
