We, the Securities and Exchange Commission, the prudent registrar and supervisor of the corporate sector, and the independent guardian of the capital market, commit to:
Serve our stakeholders with utmost integrity and professionalism in compliance with customer, legal, regulatory, and other applicable requirements;
Excel in performing our mandate through continuing institutional capability enhancement and effective resource management; and,
Continually improve our quality management system in pursuit of service, excellence and commitment.
The Securities and Exchange Commission (SEC) Main Office, Satellite Offices and Extension Offices, will continue operating at limited capacity while quarantine measures remain in place across the country due to the COVID-19 pandemic.
Notice to all Foundations and other Non-Stock Corporations primarily engaged in raising or disbursing of funds for purposes such as charitable, religious, cultural, educational, social or fraternal purposes, or for the carrying out of other types of good works
ANNUAL SUBMISSION OF REPORTS BY ACCREDITED MICROFINANCE NGOS
Please be informed that the online submission of forms/notices pursuant to MC No. 28, series of 2020...
is NOT AUTHORIZED to solicit investments from the public
is NOT registered either as a corporation or a partnership and is NOT AUTHORIZED to solicit investments from the public
is NOT REGISTERED with the Commission as a Corporation
The public is advised to send their comments, requests for clarification, and other concerns t the department concerned at the email address provided
As of 27 November 2020
As of 27 November 2020
Date Issued: 24 November 2020
Date Issued: 18 November 2020
Date Issued: 12 November 2020
SEC has successfully attained ISO 9001:2015 Certification for its quality management system covering all core services across its main and extension offices.
SEC Chairperson Emilio B. Aquino, along with Atty. Rachel Esther J. Gumtang-Remalante, officer in charge of the Corporate Governance and Finance Department, and securities specialist Karen A. Rocha, received the ISAR Honoursfrom the United Nations Conference on Trade and Development (UNCTAD)...
Revised Implementing Rules and Regulations of Republic Act No. 9856, otherwise known as the real estate investment trust (REIT) Act of 2009
Latest Information
- SEC CONTACT CENTER 27 November 2020
- SEC CEBU EXTENSION OFFICE WILL BE CLOSED TOMORROW, FRIDAY, NOVEMBER 20, 2020 19 November 2020
- AMLC-FINTELEKT AML/CFT ANNUAL SUMMIT (PHILIPPINES) 2020 19 November 2020
- NOTICE TO ALL PARTICIPANTS OF THE 7th SEC-PSE CORPORATE GOVERNANCE FORUM 17 November 2020
- AML/CFT RISK ASSESSMENT OF THE NON-PROFIT ORGANIZATION SECTOR 15 November 2020
- POSTPONEMENT OF SEC ANNIVERSARY AND RECOGNITION CEREMONY 12 November 2020
- ADVISORY TO ALL PARTICIPANTS OF THE 7TH SEC-PSE CORPORATE GOVERNANCE FORUM 12 November 2020
- AML/CFT RISK ASSESSMENT OF THE LENDING AND FINANCING SECTOR 9 November 2020
- WEBINAR FOR BENEFICIAL OWNERSHIP AND THE REQUIREMENT TO DISCLOSE BENEFICIAL OWNERSHIP INFORMATION IN THE GENERAL INFORMATION SHEET 5 November 2020
- ONLINE AND MANUAL SUBMISSION OF FORMS/NOTICES PURSUANT TO MEMORANDUM CIRCULAR (MC) NO. 28, SERIES OF 2020 4 November 2020
- LOKAL.PLATE CORPORATION
LOKAL.PLATE CORPORATION is NOT AUTHORIZED to solicit investments from the public since it has not secured prior registration and/or license from the Commission 24 November 2020 - CASHDROP/CASHDROP ONLINE STORE
CASHDROP/CASHDROP ONLINE STORE is NOT registered either as a corporation or a partnership and is NOT AUTHORIZED to solicit investments from the public 24 November 2020 - PRESIDENT: RODRIGO DUTERTE CHARITY FOUNDATION with Bangko Sentral ng Pilipinas “Handog Maagang Pamasko Pangkabuhayan” and “Handog Pangkabuhayan PRESIDENT: RODRIGO DUTERTE CHARITY FOUNDATION is NOT REGISTERED with the Commission as a Corporation 18 November 2020
- SHARELINK ADS AND CRYPTO TRADING
SHARELINK ADS AND CRYPTO TRADING is NOT registered either as a corporation or a partnership 18 November 2020 - COINMAX.PH
COINMAX.PH is not registered with the Commission neither as a corporation nor as a partnership and it is NOT AUTHORIZED to solicit investments from the public 3 November 2020
- CGFD Order No. 122 s. 2020
List of Suspended Certificates of Authority to Operate as a Lending Company - SEC CDO CASE NO. 05-20-067
IN THE MATTER OF: BUILDING OUR SUCCESS STORIES NETWORK, INC. (“BOSS Network”), INC.
ENFORCEMENT AND INVESTOR PROTECTION DEPARTMENT, Movant. - FORSAGE AND FORSAGE PHILIPPINES
- SEC CDO CASE NO. 05-20-065
IN THE MATTER OF: FAST TRACK WORLDWIDE, INC. SEC Company Registration No. CS201902428
ENFORCEMENT AND INVESTOR PROTECTION DEPARTMENT, Movant. - SEC CDO CASE NO. 05-20-066
IN THE MATTER OF: JOCALS688 BEAUTY AND WELLNESS PRODUCTS TRADING, INC., SEC Company Registration No. CS201965099
ENFORCEMENT AND INVESTOR PROTECTION DEPARTMENT, Movant. - SEC En Banc Case No. 12-19-466
DR. ALFREDO R.A. BENGZON, Complainant-Appellant – versus – FOUNTEL CORPORATION, FELICITAS ANTOINETTE, INC., VIVA HOLDINGS (PHIL.) PTE. LTD. & VIVA HEALTHCARE LIMITED, Respondent-Appellees. - BUILDING OUR SUCCESS STORIES NETWORK, INC. (“BOSS Network”)
- SEC CDO Case No. 05-20-064
IN THE MATTER OF CROWD1 ASIA PACIFIC, INC.SEC Company Registration No. CS201917023
ENFORCEMENT AND INVESTOR PROTECTION DEPARTMENT (EIPD), Movant. - JOCALS688 BEAUTY AND WELLNESS PRODUCTS TRADING, INC.
- FAST TRACK WORLDWIDE, INC.
- MC No. 32 s.2020
Basis of Preparation of Audited Financial Statements for BSFIs 18 November 2020 - MC No. 31 s.2020
Non-Imposition of Fines and Other Monetary Penalties for Non-Filing, Late Filing and Failure to Comply with Compulsory Notification and other Reportorial Requirements 9 November 2020 - MC No. 30 s.2020
Revision of the General Information Sheet (GIS) of Foreign Corporations to Include Beneficial Ownership Information 3 November 2020 - MC No. 29 s.2020
2020 Guidelines on the Submission and Monitoring of the Money Laundering and Terrorist Financing Prevention Program (MTPP) 3 November 2020 - MC No. 28 s.2020
Requirement for Corporations, Partnerships, Associations, and Individuals to Create and/or Designate E-mail Account Address and Cellphone Number for Transactions with the Commission 27 October 2020
- SEC RECOGNIZES BUSINESS AND INVESTOR CHAMPIONS, CITED FOR ANTI-SCAM ADVOCACY IN 84TH YEAR 24 November 2020
- SEC APPROVES INDUSTRY-SPECIFIC FINANCIAL REPORTING FRAMEWORK FOR BANKS, OTHER BSP-SUPERVISED ENTITIES AMID COVID-19 18 November 2020
- SEC WAIVES FINES FOR NON-FILING, LATE REPORTS DURING COMMUNITY QUARANTINE 12 November 2020
- SEC CALLS ON PUBLIC TO JOIN FIGHT AGAINST SCAMS IN FIRST INVESTOR PROTECTION WEEK 10 November 2020
- SEC CLEARS PUBLIC OFFERINGS BY FILINVEST LAND, MEGAWIDE, CITYLAND 28 October 2020
- SEC OKAYS DEL MONTE PHILIPPINES’ BOND OFFERING 8 October 2020
- SEC APPROVES 8990 HOLDINGS’ SECURITIZATION PLAN 8 October 2020
- SEC HAILS CAPPING OF CREDIT CARD CHARGES, WANTS CONSUMER AND PAYDAY LOANS NEXT 1 October 2020
