We, the Securities and Exchange Commission, the prudent registrar and supervisor of the corporate sector, and the independent guardian of the capital market, commit to:
Serve our stakeholders with utmost integrity and professionalism in compliance with customer, legal, regulatory, and other applicable requirements;
Excel in performing our mandate through continuing institutional capability enhancement and effective resource management; and,
Continually improve our quality management system in pursuit of service, excellence and commitment.
The Securities and Exchange Commission (SEC) Main Office, Satellite Offices and Extension Offices, will continue operating at limited capacity while quarantine measures remain in place across the country due to the COVID-19 pandemic.
Notice to all SEC Certification Examinations Applicants
Please be informed that the Commission has extended the deadline to FEBRUARY 22, 2021...
Requirement for Corporations, Partnerships, Associations, and Individuals to Create and/or Designate E-mail Account Address and Cellphone Number for Transactions with the Commission
The public is advised NOT TO INVEST or STOP INVESTING in any investment scheme being offered by any individual or group of persons allegedly for or on behalf of RGS WORLD MARKETING CORP., RGS ONLINE SHOP/RGS ONLINE MARKETING and RGS FOUNDATION
The public is advised NOT TO INVEST or STOP INVESTING in any investment scheme being offered by R.L. AGGREGATES AND DIVERSIFIED LENDING GROUP INC.
has not secured a secondary license or Permit to Offer and Sell Securities and is not authorized to solicit, accept, or take investments/placements from the public
The public is advised to send their comments, requests for clarification, and other concerns t the department concerned at the email address provided
As of 05 March 2021
As of 05 March 2021
Date Issued: 01 March 2021
Date Issued: 22 February 2021
Date Issued: 19 February 2021
SEC has successfully attained ISO 9001:2015 Certification for its quality management system covering all core services across its main and extension offices.
SEC Chairperson Emilio B. Aquino, along with Atty. Rachel Esther J. Gumtang-Remalante, officer in charge of the Corporate Governance and Finance Department, and securities specialist Karen A. Rocha, received the ISAR Honoursfrom the United Nations Conference on Trade and Development (UNCTAD)...
Revised Implementing Rules and Regulations of Republic Act No. 9856, otherwise known as the real estate investment trust (REIT) Act of 2009
Latest Information
- WEBINAR ON MONEY LAUNDERING AND TERRORIST FINANCING (ML/TF) RISK ASSESSMENT OF LEGAL PERSONS AND BENEFICIAL OWNERSHIP (BO) TRANSPARENCY GUIDELINES 8 March 2021
- FREQUENTLY ASKED QUESTIONS (FAQS) ON BENEFICIAL OWNERSHIP TRANSPARENCY GUIDELINES 8 March 2021
- ANTI-MONEY LAUNDERING COUNCIL (AMLC) REGULATORY ISSUANCES – FREEZE ORDER FOR POTENTIAL TARGET MATCHES UNDER THE UNITED NATIONS SECURITY COUNCIL CONSOLIDATED LISTS (TARGETED FINANCIAL SANCTIONS), SANCTIONS GUIDELINES 2020 AND Q&A: THE ANTI-TERRORISM ACT (ATA) OF 2020 26 February 2021
- SEC DAVAO EXTENSION OFFICE WILL BE CLOSED ON MARCH 01, 2021 26 February 2021
- BENEFICIAL OWNERSHIP TRANSPARENCY DECLARATION FORM 23 February 2021
- SEC ZAMBOANGA EXTENSION OFFICE WILL BE CLOSED ON FEBRUARY 26, 2021 23 February 2021
- REQUEST FOR COMMENTS ON IMPLEMENTING RULES AND REGULATIONS OF FINANCIAL INSTITUTIONS STRATEGIC TRANSFER (FIST) ACT 19 February 2021
- SEC CEBU EXTENSION OFFICE WILL BE CLOSED ON FEBRUARY 24, 2021 19 February 2021
- REQUEST FOR COMMENTS ON MEMORANDUM CIRCULAR ON THE SCHEDULE AND PROCEDURE FOR THE FILING OF ANNUAL FINANCIAL STATEMENTS, GENERAL INFORMATION SHEET AND OTHER ANNUAL REPORTS 18 February 2021
- SEC DAVAO EXTENSION OFFICE CONTACT NUMBERS ARE TEMPORARILY NOT WORKING 17 February 2021
- RGS WORLD MARKETING CORP.
The public is advised NOT TO INVEST or STOP INVESTING in any investment scheme being offered by any individual or group of persons allegedly for or on behalf of RGS WORLD MARKETING CORP., RGS ONLINE SHOP/RGS ONLINE MARKETING and RGS FOUNDATION 2 March 2021 - R.L. AGGREGATES AND DIVERSIFIED LENDING GROUP INC.
The public is advised NOT TO INVEST or STOP INVESTING in any investment scheme being offered by R.L. AGGREGATES AND DIVERSIFIED LENDING GROUP INC. 23 February 2021 - ROYAL O’ CONSULTANCY SERVICES OPC, and ROYAL O’ INTERNATIONAL IMPORT AND EXPORT OPC
ROYAL O’ CONSULTANCY SERVICES OPC, and ROYAL O’ INTERNATIONAL IMPORT AND EXPORT OPC has not secured a secondary license or Permit to Offer and Sell Securities and is not authorized to solicit, accept, or take investments/placements from the public 23 February 2021 - BITACCELERATE / BITACCELERATEPROJECT.COM / BA / BITACCELERATOR
BITACCELERATE / BITACCELERATEPROJECT.COM / BA / BITACCELERATOR is NOT REGISTERED with the Commission and is NOT AUTHORIZED to solicit, accept or take investments/placements from the public 9 February 2021 - JAMSMART
JAMSMART is not registered with the Commission either as a corporation or as a partnership and it is NOT AUTHORIZED to solicit investments from the public 9 February 2021
See More...
- THE SEASHORE BEACHCLUB, INC. (“SEASHORE”)
- CHIYUTO CREATIVE WEALTH DOCUMENT FACILITATION SERVICES OPC
EIPD - CHIYUTO CREATIVE WEALTH DOCUMENTATION FACILITATION SERVICES/CHIYUTO CREATIVE WEALTH DOCUMENTATION FACILITATION SERVICES
- Opinion No. 21-01
Re: Filling-up of Vacancies in the Board of Trustees - HOTON RETAIL AND SERVICES, INC
- Opinion No. 20-03
Re: Power to invest Corporate Funds for any other purpose; primary and secondary purpose - CGFD Order No. 122 s. 2020
List of Suspended Certificates of Authority to Operate as a Lending Company - SEC CDO CASE NO. 05-20-067
IN THE MATTER OF: BUILDING OUR SUCCESS STORIES NETWORK, INC. (“BOSS Network”), INC.
ENFORCEMENT AND INVESTOR PROTECTION DEPARTMENT, Movant. - FORSAGE AND FORSAGE PHILIPPINES
- SEC CDO CASE NO. 05-20-065
IN THE MATTER OF: FAST TRACK WORLDWIDE, INC. SEC Company Registration No. CS201902428
ENFORCEMENT AND INVESTOR PROTECTION DEPARTMENT, Movant.
- MC No. 02 s. 2021
Compliance with Section 4 of SEC Memorandum Circular No. 18, Series of 2019 for Newly Registered Financing Companies (FCs) and Lending Companies (LCs) 15 February 2021 - MC No. 01 s. 2021
Guidelines in Preventing the Misuse of Corporations for Illicit Activities through Measures Designed to Promote Transparency of Beneficial Ownership (“BO Transparency Guidelines”) 27 January 2021
- MC No. 37 s. 2020
Regulatory Relief Measures to Manage the Effects of the COVID-19 Pandemic 7 January 2021 - MC No. 36 s. 2020
2020 Compliance Officer’s Certification 7 January 2021 - MC No. 35 s. 2020
Financial Reporting Relief in Light of Covid-19 Pandemic 28 December 2020 - MC No. 34
Deferral of Philippine Interpretations Committee Question & Answer (Pic Q&A) No. 2018-12 and IFRS Interpretations Committee (IFRIC) Agenda Decision on Over Time Transfer of Constructed Goods [Philippine Accounting Standards (Pas) 23- Borrowing Cost] for Real Estate Industry 17 December 2020 - MC No. 33 s.2020
Amendments to the Implementing Rules and Regulations of the Investment Company Act, as Amended 7 December 2020
- MARKET REGULATORS PROBING TRADES OF UNLISTED ABRA MINING SHARES 6 March 2021
- SEC-ICD AWARDS RECOGNIZES EXEMPLARY CORPORATE GOVERNANCE PERFORMANCE OF PHILIPPINE PLCs 3 March 2021
- SEC MAKES PAYMENTS EASY WITH ONLINE PORTAL 1 March 2021
- GLOBAL FINANCIAL INNOVATION NETWORK WELCOMES SEC PHILIPPINES AS MEMBER 23 February 2021
- LENDING COMPANY’S FOUNDERS CONVICTED FOR FALSIFIED REGISTRATION DOCUMENTS 22 February 2021
- SEC READIES ONLINE PORTAL FOR SUBMISSION OF FINANCIAL STATEMENTS, OTHER REPORTS 19 February 2021
- SEC RELEASES DRAFT IMPLEMENTING RULES OF FIST ACT 19 February 2021
- SEC OKAYS DOUBLEDRAGON’S REIT OFFERING 17 February 2021
See More...
