Latest Information
Notices
- SEC CERTIFICATION WEBINAR FOR PROSPECTIVE EQUITIES SECURITIES SALESMEN SCHEDULE IN APRIL AND APPLICATION PROCEDURE 21 March 2023
- SEC CERTIFICATION EXAMINATIONS SCHEDULE FOR APRIL 2023 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 21 March 2023
- REQUEST FOR COMMENTS ON THE PROPOSED GUIDELINES ON THE ELIGIBLE BLUE PROJECTS AND ACTIVITIES FOR THE ISSUANCE OF BLUE BONDS IN THE PHILIPPINES 17 March 2023
- WEBINAR ON SEC REGULATIONS ON THE DISCLOSURE OF BENEFICIAL OWNERSHIP INFORMATION ON 22 MARCH 2023 15 March 2023
- ALTERNATIVE MODE FOR DISTRIBUTING AND PROVIDING COPIES OF THE NOTICE OF MEETING, INFORMATION STATEMENT, AND OTHER DOCUMENTS IN CONNECTION WITH THE HOLDING OF ANNUAL STOCKHOLDERS’ MEETING FOR 2023 13 March 2023
- WEBINAR ON SEC REGULATIONS ON THE DISCLOSURE OF BENEFICIAL OWNERSHIP INFORMATION 10 March 2023
- REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE MEMORANDUM CIRCULAR ON A. ADOPTION OF THE ASEAN SUSTAINABLE AND RESPONSIBLE FUND STANDARDS (ASEAN SRFS); AND B. ESTABLISHMENT OF RULES ON: 1. QUALIFICATION OF A LOCAL INVESTMENT COMPANY UNDER THE ASEAN SRFS 2. RECOGNITION OF A FOREIGN COLLECTIVE INVESTMENT SCHEME QUALIFIED UNDER THE ASEAN SRFS THAT SEEKS TO OFFER IN THE PHILIPPINES UNDER THE ASEAN CIS FRAMEWORK 7 March 2023
- REQUEST FOR COMMENTS FOR THE PROPOSED GUIDELINES ON APPLICABLE FILING FEES FOR THE ALLOCATION OF ISIN, CFI AND FISN CODES FOR FINANCIAL INSTRUMENTS 3 March 2023
- REQUESTS FOR COMMENTS ON THE EXPOSURE DRAFT OF THE REVISED RECONCILIATION OF RETAINED EARNINGS AVAILABLE FOR DIVIDEND DECLARATION 3 March 2023
- SEC CERTIFICATION EXAMINATIONS 1st QUARTER 2023 SCHEDULE AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 13 February 2023
Advisories
- LIFE BLESSING PHILIPPINES
LIFE BLESSING PHILIPPINES is not registered with the Commission and is not authorized to solicit investments from the public 28 March 2023 - FRESH DEALS MEAT TRADING
FRESH DEALS MEAT TRADING is NOT AUTHORIZED TO SOLICIT INVESTMENT FROM THE PUBLIC 28 March 2023 - DAVAO PRIME SUMMIT FROZEN PRODUCTS TRADING
DAVAO PRIME SUMMIT FROZEN PRODUCTS TRADING is NOT AUTHORIZED TO SOLICIT INVESTMENT FROM THE PUBLIC 21 March 2023 - PHILIPPINES FIRST CIRCLE MICRO LOAN CO. LTD. / EASY LOAN FINANCE CORP.
PHILIPPINES FIRST CIRCLE MICRO LOAN CO. LTD. / EASY LOAN FINANCE CORP. The public is hereby warned and advised NOT TO TRANSACT with any individual or group of persons representing PHILIPPINES FIRST CIRCLE MICRO LOAN CO. LTD. and EASY LOAN FINANCE CORP. 15 March 2023 - CAMACHO TRADING
CAMACHO TRADING is NOT REGISTERED as a corporation or partnership and OPERATES WITHOUT THE NECESSARY LICENSE AND/OR AUTHORITY to solicit, accept or take investments/placements from the public 10 March 2023 - S&C SHAMAI CLOVERLEAF GROUP OF COMPANIES INC.
S&C SHAMAI CLOVERLEAF GROUP OF COMPANIES INC., including its subsidiaries/affiliate-companies are not authorized to solicit investments from the public 10 March 2023 - BITPOCKET
BITPOCKET is NOT REGISTERED with the Commission as either a corporation or a partnership 28 February 2023
Issuances
- ARIANE ESTOLONIO-BITPRIME SOFTWARE OPC
- HECTOR PANTOLLANA, ZUES LIAO, PANTOLLANA, REYMOND LACSAMANA GALANG, QUARRY QUIENG AND ERWIN I. BANGALAN ET. AI.
- BITPRIME, BITPRIME COMPUTER SOFTWARE TRADING
- SCET COLLEENS CORPORATION
- IMMENSITY TECHNOLOGY, INC. DOING BUSINESS UNDER THE NAME AND STYLE OF SAGA AI
- SILVERLION LIVESTOCK TRADING CORP.
- ASENSO BUSINESS GROUP TRADING INC.
- DECLARATION OF DELIQUENCY OF STATUS OF REGISTERED CORPORATIONS
- IMMENSITY TECHNOLOGY, INC. / SAGA AI
- BEASTNESSALLDAY CORPORATION
Memorandum Circulars
- SEC MC No. 02, series of 2023
Grant of Amnesty for Non-Filing and Late Filing of General Information Sheet (GIS) and Annual Financial Statement (AFS) and Non-Compliance with MC No. 28, s. 2020 15 March 2023 - SEC MC No. 01, series of 2023
Extension of Deadline for the 2023 Filing of Annual Financial Statements 1 March 2023
- SEC MC No. 11, series of 2022
Rules on Sustainable and Responsible Investment Funds 3 January 2023 - SEC MC No. 10, series of 2022
Amendments to SEC Memorandum Circular No. 15, s. 2019 (The 2019 Revision of the GIS) Increasing the Penalties and Imposing Additional Non-Financial Penalties and Providing Further Guidelines for Submission 19 December 2022 - MC No. 09 s. of 2022
2023 Filing of Annual Financial Statements and General Information Sheet 12 December 2022 - MC No. 08 s. of 2022
Guidelines on Arbitration of Intra-Corporate Disputes for Corporations 19 September 2022
Press Release
- SEC CHAIRPERSON CONFERRED WITH ACCOUNTANCY CENTENARY AWARD AS PROFESSION CELEBRATES 100 YEARS 27 March 2023
- ARTA DENIES LYKA’S REQUEST FOR APPROVAL OF COMPANY REGISTRATION WITH SEC 23 March 2023
- FSF CONCLUDES SECOND FINANCIAL CONGLOMERATE SUPERVISORY COLLEGE 22 March 2023
- SEC COMMISSIONER MENTORS SENIOR HIGH STUDENTS FOR FINANCIAL LITERACY 22 March 2023
- SEC PITCHES CROWDFUNDING AS FINANCING OPTION TO VISAYAS-BASED MSMEs, START-UPS 21 March 2023
- SEC INKS DATA SHARING DEAL ON BENEFICIAL OWNERSHIP WITH BIR, PNP, PAGCOR 21 March 2023
- SEC GRANTS AMNESTY ON NON-FILING, LATE FILING OF REPORTS 16 March 2023
- SEC SUCCESSFULLY PROSECUTES FALSIFICATION CASE AGAINST LENDING COMPANY OFFICERS 15 March 2023
Our Services
- Asset Valuer
- Credit Rating Agencies
- Inclusion in the List of External Auditors and Auditing Firm
- Complex Request for Opinion and/or Clarification on Accounting Matters
- Highly Technical Request for Opinion and/or Clarification on Accounting Matters
- Simple Request for Opinion and/or Clarification on Accounting Matters
- Request for Exemptive Relief
