SEC QUALITY POLICY STATEMENT

We, the Securities and Exchange Commission, the prudent registrar and supervisor of the corporate sector, and the independent guardian of the capital market, commit to:

Serve our stakeholders with utmost integrity and professionalism in compliance with customer, legal, regulatory, and other applicable requirements;

Excel in performing our mandate through continuing institutional capability enhancement and effective resource management; and,

Continually improve our quality management system in pursuit of service, excellence and commitment.

The Securities and Exchange Commission (SEC) Main Office, Satellite Offices and Extension Offices, will continue operating at limited capacity while quarantine measures remain in place across the country due to the COVID-19 pandemic.

On 15 September 2020, Republic Act No. 11494, otherwise known as the Bayanihan to Recover As One Act, took effect ...

Please be guided by the following schedule of SEC Certification Examinations ...

FOR THE RESPONSIBLE OFFICERS AND DIRECTORS OF COVERED PERSONS AS PART OF ITS OUTREACH PROGRAM TO ENHANCE THEIR AWARENESS AND UNDERSTANDING OF ANTI-MONEY LAUNDERING AND COMBATING THE FINANCING OF TERRORISM

is NOT REGISTERED with the Commission and is NOT AUTHORIZED to solicit, accept or take investments/placements from the public

is not registered as a corporation or partnership and is not authorized to solicit investments from the public

is not authorized to solicit investments from the public as it did not secure prior registration and/or license to solicit investments from the Commission


The public is advised to send their comments, requests for clarification, and other concerns t the department concerned at the email address provided

SEC has successfully attained ISO 9001:2015 Certification for its quality management system covering all core services across its main and extension offices.

SEC Chairperson Emilio B. Aquino, along with Atty. Rachel Esther J. Gumtang-Remalante, officer in charge of the Corporate Governance and Finance Department, and securities specialist Karen A. Rocha, received the ISAR Honoursfrom the United Nations Conference on Trade and Development (UNCTAD)...

The Securities and Exchange Commission (SEC) recently approved the registration of the first one person corporation (OPC) organized under Republic Act No. 11232, or the Revised Corporation Code of the Philippines.

Revised Implementing Rules and Regulations of Republic Act No. 9856, otherwise known as the real estate investment trust (REIT) Act of 2009

The Presidential Anti-Corruption Commission (PACC) has recognized the Securities and Exchange Commission (SEC) forits upgraded system process which contributed to the curtailment of corruption in government.

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From the Chairperson text
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