Notice – Request for Comments on the Exposure Draft the SEC FCPA IRR

INVESTOR’S EDUCATION AND INFORMATION Menu Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted: Download to View File

SEAFOOD TRADE.ASIA/SHRIMP FARMING SEAFOOD.ASIA DIGITAL MARKETING SERVICES/ONG SHRIMP FARMING/AQUA IMPORT EXPORT AND PROPERTIES HOLDINGS INC.

INVESTOR EDUCATION AND INFORMATION Menu Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted: AQUA IMPORT EXPORT SEC Facebook Th e Commission has received numerous reports regarding the activities of entities named SEAFOOD TRADE.ASIA/SHRIMP FARMING /SEAFOOD.ASIA DIGITAL MARKETING continue reading : SEAFOOD TRADE.ASIA/SHRIMP FARMING SEAFOOD.ASIA DIGITAL MARKETING SERVICES/ONG SHRIMP FARMING/AQUA IMPORT EXPORT AND PROPERTIES HOLDINGS INC.

As Easy as SEC: How to file Annual Reports Using The SEC Online Submission Tool (OST)

SEC Campaign Network Webinar Series of 2023 SEC Campaign Network Webinar Series of 2022 SEC CAMPAIGN Network Webinar Series of 2021 World Investor Week Investor Protection Week 2021 SEC CAMPAIGN Network Webinar Series 2020 Investor Protection Week 2020 OST for NGOs: How to file Annual Reports Using The SEC Online Submission Tool (OST) 1:30-3:30PM, Friday, continue reading : As Easy as SEC: How to file Annual Reports Using The SEC Online Submission Tool (OST)

eSPARC: The SEC’s New Company Registration System

SEC Campaign Network Webinar Series of 2023 SEC Campaign Network Webinar Series of 2022 SEC CAMPAIGN Network Webinar Series of 2021 World Investor Week Investor Protection Week 2021 SEC CAMPAIGN Network Webinar Series 2020 Investor Protection Week 2020 eSPARC: The SEC’s New Company Registration System 1:00PM, Friday, 07 May 2021 via at facebook.com/PhilippineSEC Atty. Emilio continue reading : eSPARC: The SEC’s New Company Registration System

As Easy as SEC: How to file Annual Reports Using The SEC Online Submission Tool (OST)

SEC Campaign Network Webinar Series of 2023 SEC Campaign Network Webinar Series of 2022 SEC CAMPAIGN Network Webinar Series of 2021 World Investor Week Investor Protection Week 2021 SEC CAMPAIGN Network Webinar Series 2020 Investor Protection Week 2020 As Easy as SEC: How to file Annual Reports Using The SEC Online Submission Tool (OST) 1:00PM, continue reading : As Easy as SEC: How to file Annual Reports Using The SEC Online Submission Tool (OST)

The Whos, Whats, Whens and Whys of SEC REPORTORIAL REQUIREMENTS OF CORPORATIONS

SEC Campaign Network Webinar Series of 2023 SEC Campaign Network Webinar Series of 2022 SEC CAMPAIGN Network Webinar Series of 2021 World Investor Week Investor Protection Week 2021 SEC CAMPAIGN Network Webinar Series 2020 Investor Protection Week 2020 The Whos, Whats, Whens and Whys of SEC REPORTORIAL REQUIREMENTS OF CORPORATIONS 1:00PM, Friday, 19 March 2021 continue reading : The Whos, Whats, Whens and Whys of SEC REPORTORIAL REQUIREMENTS OF CORPORATIONS

03 December 2020
Recalibrate, Innovate and Participate! Introducing the Basics and Updates on Registered Issuers, Investment Companies and Public Companies

SEC Campaign Network Webinar Series of 2023 SEC Campaign Network Webinar Series of 2022 SEC CAMPAIGN Network Webinar Series of 2021 World Investor Week Investor Protection Week 2021 SEC CAMPAIGN Network Webinar Series 2020 Investor Protection Week 2020   Recalibrate, Innovate and Participate! Introducing the Basics and Updates on Registered Issuers, Investment Companies and Public continue reading : 03 December 2020
Recalibrate, Innovate and Participate! Introducing the Basics and Updates on Registered Issuers, Investment Companies and Public Companies

Opinion No. 20-02
Re:Corporate Term under the Corporation Code

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Re:Corporate Term under the Corporation Code

Interim Registration System is currently not available

INVESTOR’S EDUCATION AND INFORMATION Menu Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

28 October 2020
An Introduction to Financing Companies, Lending Companies, Foundations and Microfinance NGO’s

Investor Protection Week Other Events   Recalibrate, Innovate and Participate! Introducing the Basics and Updates on Registered Issuers, Investment Companies and Public Companies 1:00PM, Thursday, 03 December 2020 via at facebook.com/PhilippineSEC PROGRAM OBJECTIVES: Lending & Financing At the end of the webinar, the participants are expected to be able to: a. Understand what lending and continue reading : 28 October 2020
An Introduction to Financing Companies, Lending Companies, Foundations and Microfinance NGO’s

09 September 2020

Capital Market Professionals Menu Licensing Certification Webinars Certification Examinations Certification Examinations – Head Office Certification Examinations – Provincial List of Passers List of Passers 2023 List of Passers 2022 List of Passers 2021 List of Passers 2020 List of Passers 2019 List of Passers 2018 List of Passers 2017 List of Passers 2016 List of continue reading : 09 September 2020

16 September 2020
How to Start a Micro, Small or Medium Enterprise (MSME)

SEC Campaign Network Webinar Series of 2023 SEC Campaign Network Webinar Series of 2022 SEC CAMPAIGN Network Webinar Series of 2021 World Investor Week Investor Protection Week 2021 SEC CAMPAIGN Network Webinar Series 2020 Investor Protection Week 2020 How to Start a Micro, Small or Medium Enterprise (MSME) 1:00PM, Wednesday, 16 September 2020 via at continue reading : 16 September 2020
How to Start a Micro, Small or Medium Enterprise (MSME)

12 August 2020
Introduction to the Securities and Exchange Commission Mandate and Functions
The Revised Corporation Code:Salient Provisions

SEC Webinar 2020 SEC Campaign Network Webinar Series of 2023 SEC Campaign Network Webinar Series of 2022 SEC CAMPAIGN Network Webinar Series of 2021 World Investor Week Investor Protection Week 2021 SEC CAMPAIGN Network Webinar Series 2020 Investor Protection Week 2020 Securities and Exchange Commission: Mandate and Functions   The Revised Corporation Code: Salient Provisions continue reading : 12 August 2020
Introduction to the Securities and Exchange Commission Mandate and Functions
The Revised Corporation Code:Salient Provisions

MC No. 20 s.2020
SEC Rules on the Number of Independent Directors and Sectoral Representatives of Exchanges and Other Organized Markets

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 20 s.2020
SEC Rules on the Number of Independent Directors and Sectoral Representatives of Exchanges and Other Organized Markets

MC No. 13 s.2019 – Amended Guidelines and Procedures on the Use of Corporate and Partnership Names

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 13 s.2019 – Amended Guidelines and Procedures on the Use of Corporate and Partnership Names

MC No. 10 s.2019 – Rules on Material Related Party Transactions for Publicly-Listed Companies

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 10 s.2019 – Rules on Material Related Party Transactions for Publicly-Listed Companies

PLANETBIZ INTERNATIONAL INC.

INVESTOR EDUCATION AND INFORMATION Menu Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted: PLANETBIZ INTERNATIONAL INC SEC Facebook The public is hereby warned concerning the investment taking activities of PLANETBIZ INTERNATIONAL INC.(Planetbiz, for brevity) with principal office continue reading : PLANETBIZ INTERNATIONAL INC.

Pre-selling of Securities to the Public in the form of Shares Stock in Hospitals

INVESTOR EDUCATION AND INFORMATION Menu Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted: Shares Stock in Hospitals SEC Facebook The Securities and Exchange Commission (“SEC”) has received information that several individuals and/or groups of persons have been continue reading : Pre-selling of Securities to the Public in the form of Shares Stock in Hospitals

MC No. 10 s.2017 – Adoption of New and Revised Accounting Standards and Interpretations

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 10 s.2017 – Adoption of New and Revised Accounting Standards and Interpretations

Free Public Orientation and Seminar on Company Registration SystemPosted 30 May 2017

  Company Registration System   Free public orientation and seminar on Company Registration System Every Friday Starting 2 June 2017 at 10:00 AM and 1:00 PM Function Room B, 2nd Floor Secretariat Building PICC Complex Roxas Boulevard, Pasay City © Securities and Exchange Commission Secretariat Building, PICC Complex, Roxas Boulevard, Pasay City, 1307

MC No. 07 s.2017 – Limiting the Requirement for “Group C” Accredited Independent Auditors/Certified Public Accountants of Financing and Lending Companies per Asset Size

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 07 s.2017 – Limiting the Requirement for “Group C” Accredited Independent Auditors/Certified Public Accountants of Financing and Lending Companies per Asset Size

Revised SEC Certification Programs and Modularized Examinations Posted 06 Jan 2017

ADVISORY ON REVISED SEC CERTIFICATION PROGRAMS AND MODULARIZED EXAMINATIONS The Securities and Exchange Commission wishes to inform all capital market participants and professionals that the Revised SEC Certification Programs and Modularized Examinations will be fully implemented beginning April 2017. Until such time, the Transition Phase shall be in effect, whereby prospective market professionals shall undergo continue reading : Revised SEC Certification Programs and Modularized Examinations Posted 06 Jan 2017

MC No. 21 s. 2016 – Adoption of new revised Auditing Standards and Standards on Assurance Engagements and other Related Services.

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 21 s. 2016 – Adoption of new revised Auditing Standards and Standards on Assurance Engagements and other Related Services.

MC No. 20 s. 2016 – 2016 Annual Corporate Governance Report Submission

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 20 s. 2016 – 2016 Annual Corporate Governance Report Submission

MC No. 19 s. 2016 – Code of Corporate Governance for Publicly-Listed Companies

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : MC No. 19 s. 2016 – Code of Corporate Governance for Publicly-Listed Companies

MC No. 18 s. 2016 – Streamlining the Documentary Requirements for Financing and Lending Companies

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 18 s. 2016 – Streamlining the Documentary Requirements for Financing and Lending Companies

MC No. 7 s. 2016 – Compliance with Republic Act No. 9510

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 7 s. 2016 – Compliance with Republic Act No. 9510

MC No. 4 s.2016 – Guidelines to be Observed by Hearing Officers in Handling Petitions Pursuant to the Provisions of Judicial Affidavit Rule(A.A. N0. 12-8-8-SC), 9/4/12)

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 4 s.2016 – Guidelines to be Observed by Hearing Officers in Handling Petitions Pursuant to the Provisions of Judicial Affidavit Rule(A.A. N0. 12-8-8-SC), 9/4/12)

MC No. 2 s. 2016 – Additional Requirement for Accreditation as Auditing Firm/Sole Practitioner

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : MC No. 2 s. 2016 – Additional Requirement for Accreditation as Auditing Firm/Sole Practitioner