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LENDING COMPANIES AND FINANCING COMPANIES
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SEC Issuances
Memorandum Circular
- SEC MC No. 10, series of 2022
Amendments to SEC Memorandum Circular No. 15, s. 2019 (The 2019 Revision of the GIS) Increasing the Penalties and Imposing Additional Non-Financial Penalties and Providing Further Guidelines for Submission 19 December 2022 - MC No. 03 s. 2022
Implementation of Bangko Sentral ng Pilipinas Circular No. 1133 Series of 2021 on the Ceiling/s on Interest Rates and Other Fees Charged by Lending Companies, Financing Companies, and their Online Lending Platforms 1 March 2022 - MC No. 10 s. 2021
Moratorium on New Online Lending Platforms 5 November 2021 - MC No. 04 s. 2021
Amendment of MC no. 16, s. of 2018 or the Guidelines on Anti-Money Laundering and Combating the Financing of Terrorism for SEC Covered Institutions (“2018 AML/CFT Guidelines”) and MC no. 29, s. of 2020 or the 2020 Guidelines on the Submission and Monitoring of the Money Laundering and Terrorist Prevention Program (MTPP) 30 March 2021 - MC No. 02 s. 2021
Compliance with Section 4 of SEC Memorandum Circular No. 18, Series of 2019 for Newly Registered Financing Companies (FCs) and Lending Companies (LCs) 15 February 2021 - MC No. 37 s. 2020
Regulatory Relief Measures to Manage the Effects of the COVID-19 Pandemic 7 January 2021 - MC No. 35 s. 2020
Financial Reporting Relief in Light of Covid-19 Pandemic 28 December 2020 - MC No. 19 s.2019 – Disclosure Requirements on Advertisements of Financing Companies and Lending Companies and Reporting of Online Lending Platforms 18 September 2019
- MC No. 18 s.2019 – Prohibition on Unfair Debt Collection Practices of Financing Companies(FC), and Lending Companies(LC) 23 August 2019
- MC No. 07 s.2017 – Limiting the Requirement for “Group C” Accredited Independent Auditors/Certified Public Accountants of Financing and Lending Companies per Asset Size 7 April 2017
- MC No. 18 s. 2016 – Streamlining the Documentary Requirements for Financing and Lending Companies 10 November 2016
- MC No. 7 s. 2016 – Compliance with Republic Act No. 9510 22 June 2016
- MC No. 3 s. 2016 – Enforcement of Republic Act No. 9510 Over Financing Companies 15 April 2016
- MC No. 4 s.2015 – RE : Amendment to Section 3 of SEC Memorandum Circular No. 19, S.2014 13 February 2015
- MC No. 19 s.2014 – RE : Submission of the Anti-Money Laundering Operating Manual and Anti-Money Laundering Compliance Form 16 September 2014
- MC No. 14 s.2014 – RE : Amendment to the Revised Code of Corporate Governance (RCCG) – Exemption from Independent Director requirement for close financing companies. 27 June 2014
- MC No. 15 s.2013 – RE : Policies and guidelines on the issuance of exempt commercial papers. 18 August 2013
- MC No. 7 s.2013 – RE : Single Borrower Limit (SBL) and Credit Limit on Directors, Officers, Stockholders and Related Interests (DOSRI) 23 April 2013
- MC No. 3 s.2013 – RE : Amendments of rules pertaining to the date of submission of the Interim Semi-annual Financial Statements 15 January 2013
- MC No. 7 s.2011 – RE : Implementing of the Truth in Lending Act to Enhance Loan Transaction Transparency 5 September 2011
- MC No. 9 s.2010 – RE: Scale of penalties for lending companies 12 November 2010
- MC No. 5 s.2010 – RE: Coverage of Financing Companies by the Revised Code of Corporate Governance 6 August 2010
- MC No. 13 s.2009 – RE : Revised guidelines on accreditation of auditing firms and external auditors 19 October 2009
- MC No. 6 s.2009 – RE : Revised Code of Corporate Governance 15 June 2009
- MC No. 3 s.2007 – RE : Amendments of Reportorial Requirements 5 September 2007
- MC No. 6 s.2006 – RE : Submission of General Information Sheet and the General and Special Form for Financial Statements in Electronic Format 7 April 2006
- MC No. 4 s.2005 – RE : Certification Requirement for Compliance Officers of Financing Companies 20 May 2005
- MC No. 18 s.2004 – RE : Required Paid-Up Capital of Head Office 4 November 2004
- MC No. 13 s.2002 – RE : Submission Of Annual Audited Financial Statements and Quarterly Reports 29 August 2002
- MC No. 12 s.2002 – RE : Submission of Special Forms For Financial Statements and Quarterly Reports 14 August 2002
- MC No. 11 s.2002 – RE : Lending Investors 8 August 2002
- MC No. 13 s.2001- In the absence of a specific law regulating lending investors and in pursuant to Opinion No. 46, S. 2001, dated September 17, 2001 of the Department of Justice, placing lending investors without quasi-banking functions under the regulatory power of the Securities and Exchange Commission, the following guidelines are hereby promulgated: 11 October 2001