Today is January 21, 2020

Functions and Responsibilities of the Securities and Exchange Commission

Rule 4.2.2. of the 2015 Implementing Rules and Regulations of Republic Act No. 8799 or the Securities Regulation Code provides that “The Corporate Governance and Finance Department [of the Securities and Exchange Commission] monitors compliance of financing and lending companies with existing laws, rules and regulations and endorse infractions thereof to the Enforcement and Investor Protection Department.”