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Notices
Year 2024
- ANTI-MONEY LAUNDERING COUNCIL RESOLUTION NO. TF-88 SERIES OF 2024: TARGETED FINANCIAL SANCTIONS IN RELATION TO ANTI-TERRORISM COUNCIL RESOLUTION NO. 55 (2023) 18 April 2024
- ANTI-MONEY LAUNDERING COUNCIL RESOLUTION NO. TF-87 SERIES OF 2024: TARGETED FINANCIAL SANCTIONS IN RELATION TO ANTI-TERRORISM COUNCIL RESOLUTION NO. 53 (2023) 18 April 2024
- ANTI-MONEY LAUNDERING COUNCIL RESOLUTION NO. TF-86 SERIES OF 2024: TARGETED FINANCIAL SANCTIONS IN RELATION TO ANTI-TERRORISM COUNCIL RESOLUTION NO. 54 (2023) 18 April 2024
- SEC TARLAC EXTENSION OFFICE WILL BE CLOSED ON APRIL 19, 2024. 16 April 2024
- SEC CERTIFICATION WEBINAR FOR PROSPECTIVE COMPLIANCE OFFICERS/ASSOCIATED PERSONS FOR BROKER DEALERS IN THE EQUITIES MARKET 8 April 2024
- SEC CERTIFICATION EXAMINATIONS SCHEDULE IN MAY 2024 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 8 April 2024
- EXPOSURE DRAFT OF THE BODIES OF KNOWLEDGE FOR PHASE 1 OF THE SEC CERTIFICATION EXAMINATION FOR PROSPECTIVE CAPITAL MARKET PROFESSIONALS 5 April 2024
- REQUEST FOR COMMENTS ON THE EXPOSURE OF THE MEMORANDUM CIRCULAR ON THE ENHANCED WEBSITE TEMPLATE FOR PUBLICLY LISTED COMPANIES 5 April 2024
- REQUEST FOR COMMENTS ON THE EXPOSURE OF THE MEMORANDUM CIRCULAR ON THE 2023 INTEGRATED ANNUAL CORPORATE GOVERNANCE REPORT IN G-FORM (2023 I-ACGR) FOR PUBLICLY LISTED COMPANIES 5 April 2024
- REQUEST FOR COMMENTS ON THE EXPOSURE OF THE MEMORANDUM CIRCULAR ON THE MINUTES OF THE MEETING OF STOCKHOLDERS FOR PUBLICLY LISTED COMPANIES 5 April 2024
- SYSTEM MAINTENANCE OF THE SEC eRAMP 27 March 2024
- SYSTEM MAINTENANCE OF THE SEC eSPARC and eAMEND 27 March 2024
- NOTICE OF POSTPONEMENT FOR THE OPENING OF BIDS 25 March 2024
- CONDUCT OF SEC CERTIFICATION EXAMINATIONS IN CAGAYAN DE ORO, ILOILO, AND PALAWAN 15 March 2024
- REQUESTS FOR COMMENTS ON THE EXPOSURE DRAFT OF THE GUIDELINES ON THE DISCLOSURE OF FEE-RELATED INFORMATION OF EXTERNAL AUDITORS 1 March 2024
- SEC CERTIFICATION WEBINAR FOR PHASE 1 OF THE SEC CERTIFICATION EXAMINATIONS IN APRIL AND APPLICATION PROCEDURE 1 March 2024
- THE SEC DAVAO EXTENSION OFFICE WILL BE CLOSED TO THE PUBLIC ON MARCH 01, 2024 (FRIDAY) 27 February 2024
- SECOND EXPOSURE DRAFT OF MEMORANDUM CIRCULAR ON THE GUIDANCE FOR REGULATED ENTITIES ON ESTABLISHING AND MAINTAINING A CYBER RESILIENCE FRAMEWORK 23 February 2024
- ALTERNATIVE MODE FOR DISTRIBUTING AND PROVIDING COPIES OF THE NOTICE OF MEETING, INFORMATION STATEMENT, AND OTHER DOCUMENTS IN CONNECTION WITH THE HOLDING OF ANNUAL STOCKHOLDERS’ MEETING (“ASM”) FOR 2024 23 February 2024
- NOTICE OF CHANGE IN SCHEDULE – LEASE OF SOUTH SIDE WALL OF SEC BUILDING 21 February 2024
- SECOND EXPOSURE DRAFT OF MEMORANDUM CIRCULAR ON THE PROPOSED GUIDELINES FOR CORNERSTONE INVESTORS IN INITIAL PUBLIC OFFERING 16 February 2024
- SEC CERTIFICATION WEBINAR FOR PROSPECTIVE EQUITIES SECURITIES SALESMEN SCHEDULE IN MARCH AND APPLICATION PROCEDURE 15 February 2024
- SEC CERTIFICATION EXAMINATIONS SCHEDULE IN MARCH AND APRIL 2024 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 15 February 2024
- INVITATION TO SUBMIT LEASE PROPOSAL – LEASE OF SOUTH SIDE WALL OF SEC BUILDING 8 February 2024
- AMLC RESOLUTION TF 76 S 2023 6 February 2024
- SEC DAVAO EXTENSION OFFICE CLOSED TO PUBLIC TODAY, FEBRUARY 02, 2024 (FRIDAY) 2 February 2024
- SEC DAVAO NOTICE TO THE PUBLIC 1 February 2024
- SEC DAVAO NOTICE TO THE PUBLIC 31 January 2024
- PROCUREMENT OF CONSULTING SERVICES FOR THE CONCEPT, DESIGN, AND PRINTING OF THE SEC LEGACY COFFEE TABLE BOOK 31 January 2024
- SEC CERTIFICATION EXAMINATIONS SCHEDULE IN FEBRUARY AND MARCH IN CEBU AND DAVAO AND APPLICATION PROCEDURE 29 January 2024
- SUBMISSION OF IMPACT EVALUATION REPORT 2023 (IER 2023) 19 January 2024
- SEC DAVAO EXTENSION OFFICE CLOSED TODAY, JANUARY 19 19 January 2024
- EXPOSURE DRAFT OF MEMORANDUM CIRCULAR ON THE PROPOSED GUIDELINES FOR CORNERSTONE INVESTORS IN INITIAL PUBLIC OFFERING 19 January 2024
- SEC TAREO Notice (January 19 Local Holiday) 18 January 2024
- EXPOSURE DRAFT OF MEMORANDUM CIRCULAR ON THE GUIDELINES ON THE REDUCTION OF THE MINIMUM COMMISSION CHARGED BY STOCKBROKERS 18 January 2024
- NOTICE TO THE PUBLIC: SEC DAVAO EXTENSION OFFICE CLOSED TODAY, JANUARY 16 16 January 2024
- ZAMBOANGA EXTENSION OFFICE – OFFICIAL MOBILE NUMBER UPDATE 5 January 2024
- SEC CERTIFICATION EXAMINATIONS SCHEDULE IN JANUARY AND FEBRUARY 2024 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 5 January 2024
Year 2023
- IMPLEMENTATION OF THE REVISED SUSTAINABILITY REPORTING GUIDELINES AND SUSTAINABILITY REPORT(SuRe) FORM 29 December 2023
- EXPOSURE DRAFT OF MEMORANDUM CIRCULAR ON THE USE OF THE ELECTRONIC SEC UNIVERSAL REGISTRATION ENVIRONMENT (ESECURE) 15 December 2023
- SEC WILL BE HAVING A GENERAL ASSEMBLY ON 15 DECEMBER 2023, FRIDAY, AT 3:00 P.M 15 December 2023
- REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE MNRC MEMORANDUM CIRCULAR: AMENDMENT TO MNRC M.C. NO. 3, SERIES OF 2018 AND MNRC M.C. NO. 2, SERIES OF 2021, PROVIDING DETAILED DEFINITIONS ON “MICROFINANCE”, “MICROFINANCE LOANS”, “MICROSAVINGS”, AND CLARIFICATION ON “INVESTMENTS IN REAL ESTATES” 15 December 2023
- SYSTEM MAINTENANCE OF SEC ESPARC 14 December 2023
- CEBU EXTENSION OFFICE DEADLINE ON APPLICATION FOR INCREASE IN AUTHORIZED 17 November 2023
- REQUEST FOR COMMENTS ON THE PROPOSED GUIDELINES ON THE PROCEDURES AND USE OF THE REGISTRATION STATEMENT FORM FOR POWER GENERATION & DISTRIBUTION COMPANIES SEEKING TO REGISTER AND OFFER THEIR SECURITIES TO THE PUBLIC AS REQUIRED UNDER THE ELECTRIC POWER INDUSTRY REFORM ACT OF 2001 16 November 2023
- LIMITED OPERATIONS IN SEC OFFICES FROM 29 NOVEMBER TO 01 DECEMBER 2023 16 November 2023
- SEC CERTIFICATION EXAMINATION SCHEDULE IN DAVAO AND APPLICATION PROCEDURE 15 November 2023
- ACCEPTANCE OF REVIEWED INTERIM FS IN REGISTRATION OF SECURITIES FOR IPO 15 November 2023
- SEC ILOILO EO 2023 DEADLINE OF SUBMISSION OF INCREASE IN CAPITAL STOCK 15 November 2023
- SEC CERTIFICATION EXAMINATIONS SCHEDULE IN NOVEMBER AND DECEMBER 2023 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 13 November 2023
- CDD ON CORPORATIONS APPEARING IN THE LIST OF CORPORATIONS FOR REVOCATION AND LIST OF CORPORATIONS FOR PLACEMENT UNDER DELINQUENCY STATUS 8 November 2023
- SEC BACOLOD EO NOTICE ON DEADLINE OF SUBMISSION OF INCREASE IN CAPITAL STOCK FOR 2023 7 November 2023
- SERVER/SYSTEM MAINTENANCE FOR THE ELECTRONIC SIMPLIFIED PROCESSING OF APPLICATION FOR REGISTRATION OF COMPANY (eSPARC) 27 October 2023
- CORPORATIONS ENCOURAGED TO APPLY FOR AMNESTY TO AVOID DELINQUENT STATUS 18 October 2023
- CORPORATIONS ENCOURAGED TO APPLY FOR AMNESTY TO AVOID REVOCATION OF REGISTRATION 18 October 2023
- REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE PROPOSED AMENDMENTS TO SEC MEMORANDUM CIRCULAR NO. 2, SERIES OF 2014 – GUIDELINES ON ASSET VALUATIONS 18 October 2023
- REQUEST FOR COMMENTS ON THE DRAFT MEMORANDUM CIRCULAR ON THE REVISED SUSTAINABILITY REPORTING GUIDELINES FOR PUBLICLY LISTED COMPANIES AND THE SEC SUSTAINABILITY REPORTING FORM (SURE FORM) 4 October 2023
- CHANGE OF MSRD E-MAIL 3 October 2023
- CONDUCT OF FY2023 TAREO SPRINT CONFERENCE 2 October 2023
- SEC CERTIFICATION EXAMINATIONS (PAPER AND PEN) SCHEDULE IN PROVINCES AND APPLICATION PROCEDURE 29 September 2023
- DRAFT PROPOSAL ISSUANCE OF THE SEC REGULATORY SANDBOX FRAMEWORK 29 September 2023
- TENDER OFFER REPORT OF HOLCIM PHILIPPINES, INC. 28 September 2023
- NOTICE FOR SEC COVERED PERSONS ON CDD OF DNFBP CLIENTS 26 September 2023
- PROPOSED PHILIPPINE SUSTAINABLE FINANCE TAXONOMY GUIDELINES 18 September 2023
- SEC CERTIFICATION EXAMINATIONS SCHEDULE IN SEPTEMBER AND OCTOBER 2023 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 6 September 2023
- NOTICE OF POSTPONEMENT FOR THE OPENING OF BIDS 31 August 2023
- USE OF UNAUDITED FINANCIAL STATEMENTS TEMPLATES FOR NON-STOCK CORPORATIONS WITH TOTAL ASSETS OR TOTAL LIABILITIES OF LESS THAN PHP 600,000.00 30 August 2023
- EXPOSURE DRAFT OF MEMORANDUM CIRCULAR ON THE USE OF THE ELECTRONIC SEC UNIVERSAL REGISTRATION ENVIRONMENT (ESECURE) 29 August 2023
- PROPOSED AMENDMENTS TO ANNEX C OF RULE 12 OFTHE SECURITIES REGULATION CODE. 29 August 2023
- ERRATUM: NOTICE ON DISCLAIMER AND NON-AFFILIATION OF MR. NIÑO WENDEL I. CATULPOS DATED 20 DECEMBER 2022 29 August 2023
- REQUEST FOR COMMENTS ON THE PROPOSED AMENDMENTS TO SRC RULE 39.1.4.1 18 August 2023
- SEC CERTIFICATION WEBINAR FOR PHASE 1 OF THE SEC CERTIFICATION EXAMINATIONS SCHEDULE AND APPLICATION PROCEDURE 15 August 2023
- SEC CERTIFICATION EXAMINATIONS (PAPER AND PEN) SCHEDULE IN PROVINCES AND APPLICATION PROCEDURE 7 August 2023
- SEC CERTIFICATION EXAMINATIONS SCHEDULE IN AUGUST AND SEPTEMBER AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 7 August 2023
- REQUEST FOR COMMENTS ON THE REVISED SCHEDULE OF SEC FEES AND CHARGES 2 August 2023
- ANTI-MONEY LAUNDERING COUNCIL (AMLC) RESOLUTION NO. TF-69, S. 2023 2 August 2023
- ANTI-MONEY LAUNDERING COUNCIL (AMLC) RESOLUTION NO. TF-68, S. 2023 2 August 2023
- ANTI-MONEY LAUNDERING COUNCIL (AMLC) RESOLUTION NO. TF-67, S. 2023 2 August 2023
- SUBMISSION OF PROOF OF ANTI-MONEY LAUNDERING COUNCIL (AMLC) REGISTRATION FOR ALL SEC SUPERVISED/REGULATED PERSONS (CPs) WHO HAVE NOT YET REGISTERED WITH THE AMLC ONLINE REGISTRATION SYSTEM 28 July 2023
- FOR PUBLIC COMMENT – PROPOSED AMENDMENTS TO 2015 SRC RULES AND MEMORANDUM CIRCULAR No. 16 s. 2004 RELATIVE TO THE TRANSITION TO T+2 SETTLEMENT CYCLE 21 July 2023
- SEC CERTIFICATION EXAMINATIONS SCHEDULE IN AUGUST AT THE HEADQUARTERS AND APPLICATION PROCEDURE 19 July 2023
- SEC CERTIFICATION WEBINAR FOR PROSPECTIVE COMPLIANCE OFFICERS/ASSOCIATED PERSONS IN THE EQUITIES MARKET SCHEDULE AND APPLICATION PROCEDURE 19 July 2023
- FOR PUBLIC EXPOSURE – DRAFT MEMORANDUM ON GUIDELINES ON THE CREATION OR INCREASE OF ADDITIONAL PAID-IN CAPITAL 13 July 2023
- FOR PUBLIC COMMENT – DRAFT GUIDELINES ON THE SUBMISSION OF DIGITAL COPIES OF APPLICATIONS, COMPLIANCE DOCUMENTS AND OTHER REQUESTS, AND FURTHER REDUCING THE NUMBER OF HARD COPIES TO BE FILED WITH THE COMMISSION 10 July 2023
- REGISTRATION OF FINANCING AND LENDING COMPANIES TO THE CREDIT INFORMATION CORPORATION AND SUBMISSION OF RELATED DOCUMENTS 6 July 2023
- APPOINTMENT SYSTEM FOR E-FAST VERIFICATION 4 July 2023
- EXPOSURE DRAFT ON THE PROPOSED FEES AND CHARGES FOR IT-RELATED SERVICES 28 June 2023
- SUBMISSION OF REPORTS THROUGH eFAST 23 June 2023
- SEC TACLOBAN NOTICE TO THE PUBLIC FOR UNAVAILABILITY OF LANDLINE NUMBER 20 June 2023
- TRANSITION FROM CAPITAL MARKET PARTICIPANTS REGISTRY SYSTEM (“CMPRS”) TO ELECTRONIC REGISTRY OF APPLICATION FOR MARKET PARTICIPANTS (“eRAMP”) 8 June 2023
- SUBMISSION OF LIST OF THIRD-PARTY SERVICE PROVIDERS IN COMPLIANCE WITH THE FINANCIAL PRODUCTS AND SERVICE PRODUCTS AND SERVICES CONSUMER PROTECTION ACT OF 2022 (R.A. NO. 11765) AND ITS IMPLEMENTING RULES AND REGULATIONS (SEC FCPA IRR) 8 June 2023
- RE-UPLOADING OF COMPLIANCE TO THE MC 28 SUBMISSION PORTAL 6 June 2023
- SEC CEBU EXTENSION OFFICE TO TRANSFER AND ROBINSONS CEBU SATELLITE OFFICE TO CLOSE ON 19 JUNE 2023 31 May 2023
- EFFECTIVITY OF THE SEC RULES AND REGULATIONS OF THE FINANCIAL PRODUCTS AND SERVICES CONSUMER PROTECTION ACT OF 2022 30 May 2023
- REQUEST FOR COMMENTS ON THE PROPOSED REGISTRATION STATEMENT FORM FOR AGRI-BASED COMPANIES SEEKING TO REGISTER AND OFFER SECURITIES TO THE PUBLIC 26 May 2023
- SEC TEO NOTICE 24 May 2023
- HOW TO IDENTIFY BENEFICIAL OWNERS OF A CORPORATION 8 May 2023
- REQUEST FOR COMMENTS ON THE PROPOSED REVISED FINES AND PENALTIES ON REPORTORIAL REQUIREMENTS 26 April 2023
- SEC TARLAC EXTENSION OFFICE CLOSED ON APRIL 21, 2023 17 April 2023
- SYSTEM MAINTENANCE OF THE SEC EFAST 4 April 2023
- SYSTEM MAINTENANCE OF THE SEC ESPARC 3 April 2023
- NOTICE OF LEGAZPI EXTENSION OFFICE CLOSURE ON APRIL 3, 2023 DUE TO A LOCAL HOLIDAY 30 March 2023
- SEC CERTIFICATION WEBINAR FOR PROSPECTIVE EQUITIES SECURITIES SALESMEN SCHEDULE IN APRIL AND APPLICATION PROCEDURE 21 March 2023
- SEC CERTIFICATION EXAMINATIONS SCHEDULE FOR APRIL 2023 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 21 March 2023
- WEBINAR ON SEC REGULATIONS ON THE DISCLOSURE OF BENEFICIAL OWNERSHIP INFORMATION ON 22 MARCH 2023 15 March 2023
- ALTERNATIVE MODE FOR DISTRIBUTING AND PROVIDING COPIES OF THE NOTICE OF MEETING, INFORMATION STATEMENT, AND OTHER DOCUMENTS IN CONNECTION WITH THE HOLDING OF ANNUAL STOCKHOLDERS’ MEETING FOR 2023 13 March 2023
- WEBINAR ON SEC REGULATIONS ON THE DISCLOSURE OF BENEFICIAL OWNERSHIP INFORMATION 10 March 2023
- REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE MEMORANDUM CIRCULAR ON A. ADOPTION OF THE ASEAN SUSTAINABLE AND RESPONSIBLE FUND STANDARDS (ASEAN SRFS); AND B. ESTABLISHMENT OF RULES ON: 1. QUALIFICATION OF A LOCAL INVESTMENT COMPANY UNDER THE ASEAN SRFS 2. RECOGNITION OF A FOREIGN COLLECTIVE INVESTMENT SCHEME QUALIFIED UNDER THE ASEAN SRFS THAT SEEKS TO OFFER IN THE PHILIPPINES UNDER THE ASEAN CIS FRAMEWORK 7 March 2023
- REQUEST FOR COMMENTS FOR THE PROPOSED GUIDELINES ON APPLICABLE FILING FEES FOR THE ALLOCATION OF ISIN, CFI AND FISN CODES FOR FINANCIAL INSTRUMENTS 3 March 2023
- REQUESTS FOR COMMENTS ON THE EXPOSURE DRAFT OF THE REVISED RECONCILIATION OF RETAINED EARNINGS AVAILABLE FOR DIVIDEND DECLARATION 3 March 2023
- SEC DAVAO EXTENSION OFFICE WILL BE CLOSED ON MARCH 03, 2023 27 February 2023
- SEC CERTIFICATION EXAMINATIONS 1st QUARTER 2023 SCHEDULE AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 13 February 2023
- GUIDELINES ON THE HEALTH AND SAFETY PROTOCOLS TO BE OBSERVED IN THE CONDUCT OF THE SEC CERTIFICATION EXAMINATIONS DURING THE COVID-19 PANDEMIC 13 February 2023
- SALIENT FEATURES OF SEC MEMORANDUM CIRCULAR NO. 10, SERIES OF 2022 9 February 2023
- WEBINAR ON SEC REGULATIONS ON THE DISCLOSURE OF BENEFICIAL OWNERSHIP INFORMATION 7 February 2023
- RE: IMPACT EVALUATION REPORT SUBMISSION AS OF 06 FEBRUARY 2023 6 February 2023
- RE: IMPACT EVALUATION REPORT SUBMISSION 3 February 2023
- REQUEST FOR COMMENTS ON THE PROPOSED GUIDELINES IN THE ISSUANCE OF SUSTAINABILITY-LINKED BONDS UNDER THE ASEAN SUSTAINABILITY-LINKED BOND STANDARDS (SLBS) IN THE PHILIPPINES 2 February 2023
- ANTI-MONEY LAUNDERING COUNCIL (AMLC) RESOLUTION NO. TF-64 2 February 2023
- ANTI-MONEY LAUNDERING COUNCIL (AMLC) RESOLUTION NO. TF-63 2 February 2023
- CORPORATE GOVERNANCE AND FINANCE DEPARTMENT – FINANCING AND LENDING COMPANY DIVISION Impact Evaluation Form FAQs 1 February 2023
- Re: IMPACT EVALUATION REPORT SUBMISSION AS OF 29 JANUARY 2023 30 January 2023
- “NO APPOINTMENT, NO RELEASE” POLICY OF CRMD APPROVED APPLICATIONS 25 January 2023
- RECEIVING OF CRMD DOCUMENTS, RELEASING OF CRMD APPROVED APPLICATIONS & STAMPING OF STB/MB 25 January 2023
- Notice – Request for Comments on the Exposure Draft the SEC FCPA IRR 20 January 2023
- IMPACT EVALUTION FORM 18 January 2023
- SEC TARLAC EXTENSION OFFICE CLOSED ON JANUARY 20, 2023 16 January 2023
- CORPORATE GOVERNANCE AND FINANCE DEPARTMENT- FINANCING AND LENDING COMPANY DIVISION IMPACT EVALUATION FORM 16 January 2023
- EXTENSION OF THE SUBMISSION DEADLINE OF THE IMPACT EVALUATION REPORT PURSUANT TO SECTION 4 OF THE SEC MEMORANDUM CIRCULAR 3 SERIES OF 2022 13 January 2023
- SANCTIONS OBLIGATIONS AND BEST PRACTICES WEBINAR BY THE AMLC 5 January 2023
Year 2022
- SYSTEM MAINTENANCE OF e-FAST 29 December 2022
- DECLARATION OF DELIQUENCY OF STATUS OF REGISTERED CORPORATIONS 27 December 2022
- DISCLAIMER AND NON-AFFILIATION OF MR. NIÑO WENDEL I. CATULPOS WITH THE SECURITIES AND EXCHANGE COMMISSION 27 December 2022
- SYSTEM MAINTENANCE OF SEC eSPARC 23 December 2022
- CASHIER’S OFFICES AT SEC HEADQUARTERS AND ALL EXTENSION OFFICES WILL BE OFFICIALLY CLOSED STARTING FEBRUARY 01, 2023 14 December 2022
- ANNUAL YEAR END ASSEMBLLY OF COMPANY REGISTRATION AND MONITORING DEPARTMENT (CRMD) 12 December 2022
- REQUEST FOR COMMENT ON THE EXPOSURE DRAFT OF THE MEMORANDUM CIRCULAR ON THE ACCREDITATION OF COMPANY SERVICE PROVIDER AND COMPANY SERVICE AGENT 12 December 2022
- NOTICE TO SEC BACOLOD EXTENSION OFFICE’S CLIENTS ON THE DEADLINE OF SUBMISSION OF REQUESTS FOR INCREASE IN CAPITAL STOCK FOR DECEMBER 2022 7 December 2022
- SEC CONTACT CENTER 5 December 2022
- COMPLETION OF SEC HEADQUARTERS’ TRANSFER TO MAKATI CITY AND CESSATION OF OPERATIONS IN PASAY CITY 1 December 2022
- ILOILO EXTENSION OFFICE NOTICE FOR APPLICATION FOR INCREASE IN AUTHORIZED CAPITAL STOCK 24 November 2022
- POSTPONEMENT FOR THE OPENING OF BIDS FOR THE ENGAGEMENT OF CONSULTANCY SERVICE PROVIDER (CSP – SEC PB No. 2022-38) 21 November 2022
- REQUEST FOR COMMENTS: “GUIDELINES ON THE APPLICATIONS FOR PAYMENT OF FILLING FEES AND ANNUAL FEES OF REAL ESTATE INVESTMENT TRUSTS(REIT) FUND MANAGERS AND THEIR RESPECTIVE COMPLIANCE OFFICERS. 18 November 2022
- COMPANY REGISTRATION AND MONITORING DEPARTMENT (CRMD) CONTACT NUMBERS 9 November 2022
- SYSTEM MAINTENANCE OF THE EFAST 28 October 2022
- EFFECTIVE NOVEMBER 1, 2022 PUBLIC ASSISTANCE FOR E-FAST ENROLLMENT IS AVAILABLE AT THE 4TH FLOOR, SEC SATELLITE OFFICE ROBINSON GALLERIA, QUEZON CITY 28 October 2022
- USE AND ACCEPTANCE OF PHILSYS DIGITAL ID 20 October 2022
- REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE MEMORANDUM CIRCULAR AMENDING MEMORANDUM CIRCULAR NO. 15, SERIES OF 2019, INCREASING THE PENALTIES AND IMPOSING ADDITIONAL NON-FINANCIAL PENALTIES AND PROVIDING FURTHER GUIDELINES FOR SUBMISSION 19 October 2022
- AML/CFT WEBINAR FOR NON-STOCK CORPORATIONS 19 October 2022
- REPORTORIAL REQUIREMENTS SUBMITTED BY CORPORATIONS SHALL BE ACCEPTED AND CONSIDERED COMPLETE AND ACCURATE. ANY INACCURACY, INCOMPLETENESS, AND/OR FALSE OR MISLEADING INFORMATION IN THE SUBMITTED REPORTS SHALL BE PENALIZED ACCORDINGLY 17 October 2022
- TRANSFER OF CORPORATE FILING AND RECORDS DIVISION (CFRD) AND CORPORATE ADJUDICATION DIVISION (CAD) TO THE NEW SEC HEADQUARTERS OFFICE 14 October 2022
- SEC ZAMBOANGA EXTENSION OFFICE WILL BE CLOSED ON 12 OCTOBER 2022 11 October 2022
- TRANSFER OF SYSTEMS OPERATION DIVISION (SOD) AND ELECTRONIC RECORDS MANAGEMENT DIVISION (ERMD) TO NEW SEC HEADQUARTERS IN MAKATI CITY 5 October 2022
- SEC CERTIFICATION EXAMINATIONS (PAPER AND PEN) SCHEDULE IN PROVINCES AND APPLICATION PROCEDURE 3 October 2022
- NOMINATION OF A PRIVATE SECTOR REPRESENTATIVE TO THE MNRC FOR THE YEARS 2023 TO 2026 29 September 2022
- WORK SUSPENSION ON 26 SEPTEMBER 2022 (MONDAY) IN THE SEC HEADQUARTERS IN MAKATI CITY; SEC OFFICES IN PICC PASAY CITY; SEC SATELLITE OFFICES; AND SEC EXTENSION OFFICES LOCATED IN BAGUIO, TARLAC, AND LEGASPI 25 September 2022
- SURVEY ON MF-NGO PRACTICES ON SAVINGS COLLECTED FROM CLIENTS/MEMBERS 20 September 2022
- PLEASE BE INFORMED THAT EFFECTIVE SEPTEMBER 26, 2022 THE ACCOUNT TO BE ENROLLED IN ELECTRONIC FILING AND SUBMISSION TOOL (EFAST) SHALL BE SUBJECTED FOR REVIEW BEFORE IT WILL BE ACTIVATED 19 September 2022
- SEC CEBU EXTENSION AND SATELLITE OFFICE WILL BE CLOSED ON 9 SEPTEMBER 2022 9 September 2022
- SEC BAGUIO EXTENSION OFFICE WILL BE CLOSED ON SEPTEMBER 13, 2022 8 September 2022
- WEBINAR FOR NON-STOCK CORPORATIONS 7 September 2022
- OFFICE OF THE CHAIRPERSON AND OFFICE OF THE COMMISSIONERS F.Y. 2022 PERFORMANCE REVIEW AND EVALUATION CONFERENCE 7 September 2022
- SEC CEBU EXTENSION OFFICE NEW CONTACT INFORMATION 6 September 2022
- SEC BAGUIO EXTENSION OFFICE CONTACT INFORMATION 5 September 2022
- SEC DAVAO EXTENSION WILL BE HOLDING ITS ANNUAL PERFORMANCE REVIEW AND EVALUATION CONFERENCE ON SEPTEMBER 7 – 9, 2022 5 September 2022
- REMINDER ON THE MANDATORY DISCLOSURE FORM (MDF) SUBMISSION FROM SEPTEMBER 1, 2022 ONWARDS 2 September 2022
- DEPARTMENT PERFORMANCE REVIEW AND EVALUATION CONFERENCE OF INFORMATION AND COMMUNICATIONS TECHNOLOGY DEPARTMENT (ICTD) ON SEPTEMBER 7 – 9, 2022 2 September 2022
- SEC LEGAZPI EXTENSION OFFICE WILL BE CLOSED ON FRIDAY, 02 SEPTEMBER 2022 1 September 2022
- REQUEST FOR COMMENTS ON REVISED PROCEDURE IN THE HANDLING OF AMENDMENTS, PETITIONS AND OTHER APPLICATIONS BEFORE THE COMPANY REGISTRATION AND MONITORING DEPARTMENT (CRMD) 31 August 2022
- SEC BAGUIO EXTENSION OFFICE WILL BE CLOSED ON SEPTEMBER 01, 2022 31 August 2022
- DEPARTMENT PERFORMANCE REVIEW AND EVALUATION CONFERENCE OF ECONOMIC RESEARCH AND TRAINING DEPARTMENT (ERTD) ON 31 AUGUST – 2 SEPTEMBER, 2022 26 August 2022
- SEC ILOILO EXTENSION OFFICE WILL BE CLOSED ON AUGUST 25, 2022 24 August 2022
- SEC DAVAO EXTENSION OFFICE WILL BE CLOSED ON AUGUST 19, 2022 16 August 2022
- TRANSFER OF MARKETS AND SECURITIES REGULATION DEPARTMENT (MSRD) TO SEC HEADQUARTERS IN MAKATI 16 August 2022
- DEPARTMENT PERFORMANCE REVIEW AND EVALUATION CONFERENCE OF OFFICE OF THE GENERAL ACCOUNTANT (OGA) ON AUGUST 24-26, 2022 16 August 2022
- DEPARTMENT PERFORMANCE REVIEW AND EVALUATION CONFERENCE OF ENFORCEMENT AND INVESTOR PROTECTION DEPARTMENT (EIPD) ON AUGUST 17-19, 2022 16 August 2022
- SEC LEGAZPI EXTENSION OFFICE CONTACT INFORMATION 16 August 2022
- SEC ILOILO EXTENSION WILL BE HOLDING ITS ANNUAL PERFORMANCE REVIEW AND EVALUATION CONFERENCE ON AUGUST 17-19, 2022 16 August 2022
- MANDATORY DISCLOSURE FORM (MDF) SUBMISSION FROM SEPTEMBER 1, 2022 ONWARDS 10 August 2022
- SEC CERTIFICATION WEBINAR FOR PHASE 1 SCHEDULE AND APPLICATION PROCEDURE 9 August 2022
- SEC – DAVAO EXTENSION OFFICE’S ANNUAL PERFORMANCE REVIEW AND EVALUATION CONFERENCE WHICH WAS SCHEDULED ON AUGUST 10-12, 2022 WILL BE MOVED TO A LATER DATE 8 August 2022
- SEC DAVAO EXTENSION WILL BE HOLDING ITS ANNUAL PERFORMANCE REVIEW AND EVALUATION CONFERENCE ON AUGUST 10-12, 2022 5 August 2022
- SEC LEGAZPI EXTENSION WILL BE HOLDING ITS ANNUAL PERFORMANCE REVIEW AND EVALUATION CONFERENCE ON AUGUST 10-12, 2022 3 August 2022
- SEC-CEBU EXTENSION OFFICE (SEC-CEO) PERFORMANCE REVIEW AND EVALUATION CONFERENCE ON 10-12 AUGUST 2022 1 August 2022
- SEC TARLAC EXTENSION WILL BE HOLDING ITS ANNUAL PERFORMANCE REVIEW AND EVALUATION CONFERENCE ON AUGUST 3-5, 2022 29 July 2022
- OFFICE OF THE GENERAL COUNSEL FY 2022 – DEPARTMENT PERFORMANCE REVIEW AND EVALUATION CONFERENCE 26 July 2022
- WEBINAR ON ANTI-MONEY LAUNDERING/COMBATING THE FINANCING OF TERRORISM (AML/CFT) FOR SEC COVERED PERSONS 22 July 2022
- DEPARTMENT PERFORMANCE REVIEW AND EVALUATION CONFERENCE OF CORPORATE GOVERNANCE AND FINANCE DEPARTMENT (CGFD) ON JULY 27-29, 2022 22 July 2022
- WEBINAR ON AMLC REGISTRATION AND REPORTING GUIDELINES FOR SEC COVERED PERSONS 20 July 2022
- SEC BAGUIO EXTENSION OFFICE WILL BE HAVING ITS ANNUAL DEPARTMENT PERFORMANCE REVIEW AND STRATEGIC PLANNING WORKSHOP ON JULY 27-29, 2022 19 July 2022
- TEMPORARY CLOSURE OF SEC MAIN OFFICE CASHIER FROM 20 TO 22 JULY 2022 19 July 2022
- DEPARTMENT PERFORMANCE REVIEW AND EVALUATION CONFERENCE OF MARKETS AND SECURITIES REGULATION DEPARTMENT (MSRD) ON JULY 20-22, 2022 18 July 2022
- SEC BACOLOD EXTENSION OFFICE WILL BE HAVING ITS MID-YEAR OFFICE PERFORMANCE REVIEW AND ASSESSMENT CONFERENCE OFFSITE ON JULY 27-29, 2022 15 July 2022
- DEPARTMENT PERFORMANCE REVIEW AND EVALUATION CONFERENCE OF COMPANY REGISTRATION AND MONITORING DEPARTMENT (CRMD) ON JULY 13-15, 2022 12 July 2022
- ENFORCEMENT AND INVESTOR PROTECTION DEPARTMENT (EIPD) TRANSFER 12 July 2022
- SEC ZAMBOANGA EXTENSION OFFICE WILL BE CLOSED ON JULY 13-15, 2022 11 July 2022
- SEC TARLAC EXTENSION OFFICE CONTACT INFORMATION 8 July 2022
- NEW ADDRESS FOR THE SUBMISSION OF MANDATORY DISCLOSURE FORM 7 July 2022
- ROBINSONS GALLERIA CEBU SEC-CEBU SATELLITE OFFICE IS OPEN FROM MONDAYS TO FRIDAYS AT 10:00AM-6:00PM 6 July 2022
- SEC DAVAO EXTENSION OFFICE CONTACT INFORMATION 5 July 2022
- ANTI-MONEY LAUNDERING COUNCIL (AMLC) RESOLUTION NOS. TF-55 AND TF-56 1 July 2022
- FINANCIAL REPORTING BULLETIN NO. 21 1 July 2022
- SEC MAIN OFFICE WITHIN PICC COMPLEX IN PASAY CITY AND SEC HEADQUARTERS IN MAKATI CITY WILL CLOSED ON THURSDAY, 30 JUNE 2022 29 June 2022
- NOTICE TO THE PUBLIC – OGC TRANSFER 29 June 2022
- RECEIVING AND RELEASING OF CRMD APPROVED APPLICATIONS AT SEC ROBINSONS GALLERIA SATELLITE OFFICE 23 June 2022
- OFFICE OF THE GENERAL ACCOUNTANT (OGA) TRANSFER 23 June 2022
- TRANSFER OF THE SEC EXAMINATION ROOM TO THE SEC HEADQUARTERS IN MAKATI CITY BEGINNING 27 JUNE 2022 22 June 2022
- FREQUENTLY ASKED QUESTIONS (FAQs) ON SEC MEMORANDUM CIRCULAR NO. 3, SERIES OF 2022, IMPLEMENTING BSP CIRCULAR NO. 1133, SERIES OF 2021 20 June 2022
- SEC CAGAYAN DE ORO EXTENSION OFFICE WILL BE CLOSED ON WEDNESDAY, JUNE 15, 2022 13 June 2022
- OFFICE OF THE COMMISSION SECRETARY (OCS) TRANSFER 10 June 2022
- UPDATED LINK FOR THE SUBMISSION OF MANDATORY DISCLOSURE FORM (MDF) 7 June 2022
- SEC TARLAC EXTENSION OFFICE WILL BE CLOSED ON FRIDAY, JUNE 10, 2022 6 June 2022
- SYSTEM MAINTENANCE OF THE SEC ESPARC AND ESPAYSEC 2 June 2022
- SEC CERTIFICATION EXAMINATIONS (PAPER AND PEN) SCHEDULE IN PROVINCES AND APPLICATION PROCEDURE 26 May 2022
- GUIDELINES ON THE HEALTH AND SAFETY PROTOCOLS TO BE OBSERVED IN THE CONDUCT OF THE SEC CERTIFICATION EXAMINATIONS DURING THE COVID-19 PANDEMIC 26 May 2022
- SEC CERTIFICATION EXAMINATIONS 2ND SEMESTER 2022 SCHEDULE AT THE HEAD OFFICE AND APPLICATION PROCEDURE 26 May 2022
- DEADLINE FOR SUBMISSION OF THE 2021 INTEGRATED ANNUAL CORPORATE GOVERNANCE REPORT (I-ACGR) 26 May 2022
- WEBINAR ON BENEFICIAL OWNERSHIP AND THE REQUIREMENT TO DISCLOSE BENEFICIAL OWNERSHIP INFORMATION IN THE GENERAL INFORMATION SHEET (GIS) 20 May 2022
- REQUEST FOR COMMENTS ON RULES ON QUALIFIED AND/OR ELIGIBLE PERSONAL EQUITY AND RETIREMENT ACCOUNT (PERA) INVESTMENT PRODUCTS 17 May 2022
- SEC ZAMBOANGA EXTENSION OFFICE CONTACT INFORMATION 16 May 2022
- SEC MAIN OFFICE WILL IMPLEMENT A WORK-FROM-HOME ARRANGEMENT ON 13 MAY 2022 (FRIDAY) 12 May 2022
- SEC TARLAC EXTENSION OFFICE CONTACT INFORMATION 11 May 2022
- MIGRATION OF COMPANY INFORMATION 6 May 2022
- SEC LEGAZPI EXTENSION OFFICE WILL BE CLOSED ON FRIDAY, MAY 6, 2022 5 May 2022
- SUBMISSION OF REPORTS THROUGH THE ELECTRONIC FILING AND SUBMISSION TOOL (e FAST) 4 May 2022
- SEC TARLAC EXTENSION OFFICE WILL BE CLOSED ON TUESDAY, APRIL 19, 2022 18 April 2022
- SYSTEM MAINTENANCE OF THE SEC EFAST 13 April 2022
- SYSTEM MAINTENANCE OF THE SEC ESPARC 12 April 2022
- SEC I-VIEW IS NOW AVAILABLE 11 April 2022
- SUSPENSION OF WORK ON 11 APRIL 2022 IN SEC CEBU EXTENSION OFFICE (SEC-CEO) 11 April 2022
- ANTI-TERRORISM COUNCIL’S WARNING TO THE PUBLIC AGAINST PROVIDING MONEY AND MATERIAL SUPPORT TO THE COMMUNIST PARTY OF THE PHILIPPINES-NEW PEOPLE’S ARMY-NATIONAL DEMOCRATIC FRONT (CPP-NPA-NDF) 7 April 2022
- ANTI-MONEY LAUNDERING COUNCIL (AMLC) RESOLUTION NOS. TF-33, TF-34, TF-35, TF-39, TF-40, TF-41, TF-42 and, TF-50. 7 April 2022
- ALL SEC ACCREDITED ASSET VALUERS EXTENSION 7 April 2022
- CLOSURE OF SEC SATELLITE OFFICES IN NCR 7 April 2022
- SEC CERTIFICATION WEBINAR SCHEDULE AND APPLICATION PROCEDURE 6 April 2022
- COUNTERING FINANCING OF TERRORISM SECTORAL RISK ASSESSMENT 2021 OF THE NON-PROFIT ORGANIZATIONS 5 April 2022
- SUBMISSION OF BUSINESS PLAN (SEC FORM BP-FCLC) 5 April 2022
- SUBMISSION OF REPORTS THROUGH THE ELECTRONIC FILING AND SUBMISSION TOOL 30 March 2022
- SEC – CEBU SATELLITE OFFICE IS OPEN DURING MONDAYS, WEDNESDAYS AND FRIDAYS ONLY 18 March 2022
- SYSTEM MAINTENANCE OF THE SEC ESPARC 17 March 2022
- SEC-ZEO HAS RECEIVED INFORMATION THAT SOME LOCAL BANKS ARE REQUIRING SEC REGISTERED STAKEHOLDERS TO COMPLY WITH SOME DOCUMENTARY REQUIREMENTS WHICH ARE NOT DIRECTED BY THIS COMMISSION 15 March 2022
- GUIDELINES ON THE PHYSICAL SUBMISSION OF PLEADINGS AND CASE-RELATED DOCUMENTS FILED THROUGH THE OFFICE OF THE GENERAL COUNSEL’S OFFICIAL E-MAIL DURING THE PERIOD OF STATE OF NATIONAL EMERGENCY DUE TO COVID-19 PANDEMIC 9 March 2022
- REQUEST FOR COMMENT ON THE PROPOSED IMPLEMENTING GUIDELINES FOR THE STREAMLINED PROCEDURES FOR APPLICATIONS FOR MERGERS, CONSOLIDATIONS, AND ACQUISITIONS OF BANKS 8 March 2022
- REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE MEMORANDUM CIRCULAR ON THE RULES ON UMBRELLA FUNDS 18 February 2022
- WEBINAR ON AML/CFT RISK-BASED SUPERVISION FOR FINANCING COMPANIES AND LENDING COMPANIES 17 February 2022
- ALTERNATIVE MODE FOR DISTRIBUTING AND PROVIDING COPIES OF NOTICE OF MEETING, INFORMATION STATEMENT, AND OTHER DOCUMENTS IN CONNECTION WITH THE HOLDING OF ANNUAL STOCKHOLDERS’ MEETINGS FOR 2022 16 February 2022
- GUIDELINES IN THE FILING OR SUBMISSION OF THE MANDATORY DISCLOSURE FORM (MDF) 10 February 2022
- INDUSTRY CONSULTATION ON ASEAN SUSTAINABLE AND RESPONSIBLE FUND STANDARDS (SRFS) 8 February 2022
- SEC CERTIFICATION EXAMINATIONS SCHEDULE AT THE MAIN OFFICE AND APPLICATION PROCEDURE 2 February 2022
- GUIDELINES ON THE HEALTH AND SAFETY PROTOCOLS TO BE OBSERVED IN THE CONDUCT OF THE SEC CERTIFICATION EXAMINATIONS DURING THE COVID-19 PANDEMIC 2 February 2022
- REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE MEMORANDUM CIRCULAR ON THE IMPLEMENTATION OF BANGKO SENTRAL NG PILIPINAS CIRCULAR NO. 1133 SERIES OF 2021 ON THE CEILING/S ON INTEREST RATES AND OTHER FEES CHARGED BY LENDING COMPANIES, FINANCING OTHER COMPANIES, AND THEIR ONLINE LENDING PLATFORMS 27 January 2022
- EXTENSION OF THE SUBMISSION DEADLINE OF THE ANTI-MONEY LAUNDERING AND COMBATING THE FINANCING OF TERRORISM (AML/CFT) INHERENT RISK ASSESSMENT DATA FORM (AIRDF) 21 January 2022
- REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE MEMORANDUM CIRCULAR ON THE RULES ON SUSTAINABLE AND RESPONSIBLE INVESTMENT FUND 19 January 2022
- SEC TARLAC EXTENSION OFFICE WILL BE CLOSED ON 21 JANUARY 2022 19 January 2022
- SEC CEBU SATELLITE OFFICE WILL BE CLOSED FROM 19 JANUARY 2022 UNTIL 31 JANUARY 2022 19 January 2022
- NO OVER-THE-COUNTER PAYMENT IN SEC BACOLOD UNTIL 20 JANUARY 2022 18 January 2022
- FINANCIAL REPORTING BULLETINS (REVISED AS OF 2022) 18 January 2022
- SEC CEBU EXTENSION OFFICE WILL BE OPERATING ON A SKELETON WORKFORCE 14 January 2022
- ZERO FACE-TO-FACE TRANSACTION IN SEC MAIN OFFICE FROM 13 JANUARY 2022 UNTIL FURTHER NOTICE 11 January 2022
- TEMPORARY CLOSURE OF SEC CASHIER IN ORTIGAS FROM 10 JANUARY 2022 UNTIL FURTHER NOTICE 8 January 2022
- MC 28 SUBMISSION PORTAL 8 January 2022
- SEC CEBU EXTENSION OFFICE HAS RESUMED FULL OPERATIONS 3 January 2022
- How to Fill-out the ONLINE MANDATORY DISCLOSURE FORM (M.C. No. 25, Series of 2019) 19 March 2020
Year 2021
- FREQUENTLY ASKED QUESTIONS (FAQs) ON BENEFICIAL OWNERSHIP 6 June 2022
- SEC CEBU EXTENSION OFFICE (SEC-CEO) HAS RESUMED OPERATIONS SINCE MONDAY, DECEMBER 20 BUT WITH LIMITED TRANSACTIONS 27 December 2021
- SURVEY ON TARGETED FINANCIAL SANCTIONS 23 December 2021
- SYSTEM MAINTENANCE OF THE SEC ESPARC 22 December 2021
- EXTENSION OF ENROLLMENT ON THE ONLINE SUBMISSION TOOL (OST) 22 December 2021
- REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE DISQUALIFICATIONS OF DIRECTORS, TRUSTEES AND OFFICERS OF CORPORATIONS; AND THE GUIDELINES ON THE PROCEDURE FOR THEIR REMOVAL 17 December 2021
- SEC CEBU EXTENSION OFFICE WILL BE CLOSED ON DECEMBER 16 UNTIL FURTHER NOTICE 16 December 2021
- SEC DAVAO EXTENSION OFFICE WILL BE CLOSED ON DECEMBER 16 AND 17, 2021 16 December 2021
- ADDENDUM TO MNRC M.C. NO. 2, SERIES OF 2021 PUBLISHED ON 09 DECEMBER 2021 13 December 2021
- SCHEDULE FOR APPLICATION OF MNRC RE-ACCREDITATION, ONLINE SUBMISSION OF SWORN APPLICATION FORM, COMPLIANCE WITH MNRC MEMORANDUM CIRCULAR NO. 2, SERIES OF 2020 10 December 2021
- SEC TARLAC EXTENSION OFFICE WILL BE CLOSED ON DECEMBER 10, 2021 9 December 2021
- SEC TARLAC EXTENSION OFFICE CONTACT INFORMATION 9 December 2021
- CYBERSECURITY NOTICE TO ALL CORPORATIONS UNDER THE SUPERVISION OF THE SECURITIES AND EXCHANGE COMMISSION 6 December 2021
- SEC MAIN OFFICE CLOSED ON 30 NOVEMBER 2021 AND 2 DECEMBER 2021 29 November 2021
- PHILIFINTECH INNOVATION OFFICE’S PRESENT ME ANYTHING SESSION 22 November 2021
- REQUEST FOR COMMENTS ON GUIDELINES ON THE REGISTRATION AND LICENSING OF ONLINE LENDING PLATFORMS 19 November 2021
- SEC CEBU EXTENSION OFFICE NOTICE ON APPLICATION FOR AN INCREASE IN AUTHORIZED CAPITAL STOCK 12 November 2021
- EXTENSION ON SUBMISSION OF FORMS/NOTICES PURSUANT TO MEMORANDUM CIRCULAR NO. 28, SERIES OF 2020 2 November 2021
- REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE MNRC MEMORANDUM CIRCULAR ON THE GUIDELINES FOR ACCREDITATION OF MICROFINANCE NGOS FOR THE PERIOD 2022 TO 2025 29 October 2021
- SEC BACOLOD EXTENSION OFFICE WILL BE CLOSED ON NOVEMBER 5, 2021 28 October 2021
- RESUMPTION OF SEC CERTIFICATION EXAMINATIONS 26 October 2021
- GUIDELINES ON THE HEALTH AND SAFETY PROTOCOLS TO BE OBSERVED IN THE CONDUCT OF THE SEC CERTIFICATION EXAMINATIONS DURING THE COVID-19 PANDEMIC 26 October 2021
- SYSTEM MAINTENANCE OF THE SEC ESPARC AND THE ESPAYSEC 25 October 2021
- SEC CEBU SATELLITE OFFICE IN ROBINSONS GALLERIA NEW CONTACT INFORMATION 22 October 2021
- SEC ZAMBOANGA EXTENSION OFFICE NEW CONTACT INFORMATION 21 October 2021
- SEC ESPARC TEMPORARILY UNAVAILABLE 19 October 2021
- EXTENSION OF THE SUBMISSION DEADLINE OF THE ANTI-MONEY LAUNDERING AND COMBATING THE FINANCING OF TERRORISM INHERENT RISK ASSESSMENT DATA FORM 15 October 2021
- ALL COVERED FINANCING AND LENDING COMPANIES ARE INVITED TO A CONSULTATION MEETING 7 October 2021
- SEC ZAMBOANGA EXTENSION OFFICE WILL BE CLOSED ON OCTOBER 12, 2021 7 October 2021
- NON-AVAILABILITY OF OVER-THE-COUNTER PAYMENTS & ONESEC APPLICATIONS WITH SEC BACOLOD 5 October 2021
- ANTI-MONEY LAUNDERING AND COMBATING THE FINANCING OF TERRORISM (AML/CFT) INHERENT RISK ASSESSMENT DATA FORM (AIRDF) 4 October 2021
- JOIN THE SEC’S WEBINAR ON BENEFICIAL OWNERSHIP 27 September 2021
- SEC – CEBU EXTENSION OFFICE WILL BE SUSPENDING ITS WORK FROM 3:30 P.M. ONWARDS ON MONDAY, 27 SEPTEMBER 2021 25 September 2021
- SEC CEBU SATELLITE OFFICE IN ROBINSONS GALLERIA IS CURRENTLY OUT OF SERVICE 23 September 2021
- SEC CEBU EXTENSION OFFICE WILL RESUME ITS REGULAR OPERATIONS IN ACCEPTING WALK-IN CLIENTS 22 September 2021
- NOTICE TO ALL CORPORATE SECRETARIES, DIRECTORS/TRUSTEES AND OFFICERS OF SEC REGISTERED CORPORATIONS 21 September 2021
- CANCELLATION OF SEC CERTIFICATION EXAMINATIONS STARTING 16 SEPTEMBER 2021 15 September 2021
- TRANSITION OF APPLICATIONS FOR REGISTRATION OF PARTNERSHIPS AND LICENSING OF FOREIGN CORPORATIONS FROM CRS TO SEC ESPARC 14 September 2021
- SYSTEM MAINTENANCE OF THE SEC PAYMENT PORTAL 13 September 2021
- SEC BAGUIO EXTENSION OFFICE WILL BE CLOSED ON 13 SEPTEMBER 2021 11 September 2021
- SYSTEM MAINTENANCE OF THE SEC ESPARC 10 September 2021
- SURVEY ON TARGETED FINANCIAL SANCTIONS 8 September 2021
- ANTI-MONEY LAUNDERING COUNCIL (AMLC) 2021 SANCTIONS GUIDELINES: TARGETED FINANCIAL SANCTIONS RELATED TO TERRORISM, TERRORISM FINANCING AND PROLIFERATION FINANCING 7 September 2021
- SEC CEBU EXTENSION OFFICE WILL BE CLOSED ON SEPTEMBER 9, 2021 7 September 2021
- LEGAZPI EXTENSION OFFICE NEW EMAIL ADDRESS 6 September 2021
- RESUMPTION OF SEC CERTIFICATION EXAMINATIONS 3 September 2021
- GUIDELINES ON THE HEALTH AND SAFETY PROTOCOLS TO BE OBSERVED IN THE CONDUCT OF THE SEC CERTIFICATION EXAMINATIONS DURING THE COVID-19 PANDEMIC 3 September 2021
- MNRC NOTICE ON RE-ACCREDITATION, MC 2 S. 2020, AND MC 1 S. 2021 1 September 2021
- REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE REVISED MNRC FINANCIAL PERFORMANCE REPORT CARD TEMPLATE 1 September 2021
- SEC LEGAZPI EXTENSION OFFICE WILL BE CLOSED ON 02 SEPTEMBER 2021 1 September 2021
- CANCELLATION OF SEC CERTIFICATION EXAMINATIONS SCHEDULED WITHIN THE MODIFIED ENHANCED COMMUNITY QUARANTINE PERIOD 31 August 2021
- SEC BAGUIO EXTENSION OFFICE WILL BE CLOSED ON 01 SEPTEMBER 2021 31 August 2021
- SCHEDULED SYSTEM MAINTENANCE OF THE SEC WEBSITE 27 August 2021
- SCHEDULED SYSTEM MAINTENANCE OF THE SEC PAYMENT PORTAL 27 August 2021
- REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE REVISED MNRC GOVERNANCE PERFORMANCE REPORT CARD TEMPLATE 25 August 2021
- REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE REVISED MNRC SOCIAL PERFORMANCE REPORT CARD TEMPLATE 24 August 2021
- COMPANY REGISTRATION SYSTEM (CRS) IS TEMPORARILY NOT AVAILABLE 23 August 2021
- CANCELLATION OF SEC CERTIFICATION EXAMINATIONS SCHEDULED WITHIN THE MODIFIED ENHANCED COMMUNITY QUARANTINE PERIOD 22 August 2021
- SEC DAVAO EXTENSION OFFICE WILL BE CLOSED ON AUGUST 20, 2021 19 August 2021
- NO MANDATORY GRACE PERIOD FOR PAYMENT OF LOANS DURING THE ENHANCED COMMUNITY QUARANTINE (ECQ) PERIOD FROM 6 AUGUST TO 20 AUGUST 2021 17 August 2021
- SEC CEBU EXTENSION OFFICE WILL BE IMPLEMENTING SKELETON WORKFORCE STARTING AUGUST 05 9 August 2021
- CAPITAL MARKET OPERATIONS UNDER THE ENHANCED COMMUNITY QUARANTINE 5 August 2021
- REQUIREMENTS FOR PARTICIPATION IN THE GS REPO MARKET 5 August 2021
- CANCELLATION OF SEC CERTIFICATION EXAMINATIONS SCHEDULED WITHIN THE ENHANCED COMMUNITY QUARANTINE PERIOD (06 AUGUST 2021 TO 20 AUGUST 2021) 3 August 2021
- SEC – CEBU EXTENSION OFFICE WILL BE OPEN FROM 9 A.M. TO 3 P.M. ONLY STARTING AUGUST 1 UNTIL AUGUST 15 3 August 2021
- SEC CEBU EXTENSION OFFICE WILL BE CLOSED ON AUGUST 6, 2021 2 August 2021
- ANTI-MONEY LAUNDERING COUNCIL’S GUIDANCE FOR DELISTING AND UNFREEZING PROCEDURES 30 July 2021
- EXTENSION ON SUBMISSION OF FORMS/NOTICES PURSUANT TO MEMORANDUM CIRCULAR NO. 28, SERIES OF 2020 15 July 2021
- SEC BAGUIO EXTENSION OFFICE WILL BE CLOSED ON JULY 15, 2021 13 July 2021
- SEC CEBU EXTENSION OFFICE WILL BE ON A SKELETON WORKFORCE FROM JULY 15-16 9 July 2021
- DRAFT MEMORANDUM CIRCULAR ON ANNUAL CORPORATE GOVERNANCE REPORT FOR PUBLIC COMPANIES AND REGISTERED ISSUERS 24 June 2021
- DRAFT MEMORANDUM CIRCULAR ON GUIDELINES ON ARBITRATION OF INTRA-CORPORATE DISPUTES FOR CORPORATIONS 23 June 2021
- COMPLIANCE WITH SEC MEMORANDUM CIRCULAR NO. 19, SERIES OF 2019 23 June 2021
- SEC CEBU EXTENSION OFFICE WILL BE ON A SKELETON WORKFORCE FROM JUNE 24-25 22 June 2021
- SEC CERTIFICATION WEBINAR SCHEDULE AND APPLICATION PROCEDURE 14 June 2021
- INVITATION TO PARTICIPATE IN MARKET SURVEY FOR THE INTEGRATED COMPLIANCE MONITORING, ENFORCEMENT, AND EVALUATION SYSTEM 10 June 2021
- SUBMISSION OF MONEY LAUNDERING AND TERRORIST FINANCING PREVENTION PROGRAM (MTPP) 10 June 2021
- SEC ZAMBOANGA EXTENSION OFFICE WILL BE CLOSED ON JUNE 8-10, 2021 7 June 2021
- SEC BAGUIO EXTENSION OFFICE WILL BE CLOSED ON JUNE 7 – 8, 2021 6 June 2021
- REGISTRATION WITH THE ANTI-MONEY LAUNDERING COUNCIL (AMLC) AND SUBMISSION OF PROOF OF REGISTRATION 2 June 2021
- REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE MEMORANDUM CIRCULAR ON THE RULES ON AUTHORISATION OF AN INVESTMENT COMPANY AS A QUALIFYING CIS AND RECOGNITION OF FOREIGN COLLECTIVE INVESTMENT SCHEME UNDER THE ASEAN CIS FRAMEWORK 28 May 2021
- EXTENSION OF DEADLINE TO FILE MANDATORY DECLARATIONS UNDER SECTIONS 6 AND 7 OF MC NO. 01, SERIES OF 2021 OR “THE BENEFICIAL OWNERSHIP TRANSPARENCY GUIDELINES” TO 31 JULY 2021 28 May 2021
- SEC BAGUIO EXTENSION OFFICE NEW CONTACT INFORMATION 26 May 2021
- EXTENDED DEADLINE FOR INTEGRATED ANNUAL CORPORATE GOVERNANCE REPORT (I-ACGR) 25 May 2021
- SEC TARLAC EXTENSION OFFICE WILL BE CLOSED ON MAY 28, 2021 25 May 2021
- 3G AWARDS 24 May 2021
- EXTENSION OF THE DEADLINE FOR THE SUBMISSION OF ANNUAL REPORTS FOR THE CALENDAR YEAR ENDED DECEMBER 31, 2020 and QUARTERLY REPORT AS OF MARCH 31, 2021 19 May 2021
- EXTENSION ON SUBMISSION OF FORMS/NOTICES PURSUANT TO MEMORANDUM CIRCULAR NO. 28, SERIES OF 2020 18 May 2021
- SEC LEGAZPI EXTENSION OFFICE WILL OPERATE WITH MINIMAL SKELETON WORKFORCE ON SITE EFFECTIVE MAY 17-21, 2021 17 May 2021
- REVISED GUIDELINES ON THE SUBMISSION OF DOCUMENTS, ISSUANCE OF PAYMENT ASSESSMENT FORM, OTHER REQUESTS AND COMPLIANCE 14 May 2021
- SEC DAVAO EXTENSION OFFICE WILL BE CLOSED ON MAY 14, 2021 13 May 2021
- SEC CEBU EXTENSION OFFICE WILL BE CLOSED ON MAY 13, 2021 11 May 2021
- ANTI-MONEY LAUNDERING AND COUNTERING FINANCING OF TERRORISM SECTORAL RISK ASSESSMENT 2021 OF THE SECURITIES SECTOR 8 May 2021
- SEC TARLAC EXTENSION OFFICE CONTACT INFORMATION 4 May 2021
- CEBU EXTENSION OFFICE AVAILABILITY OF OST KIOSK IN SATELLITE OFFICE ROBINSONS GALLERIA 3 May 2021
- CEBU EXTENSION OFFICE IS PARTIALLY CLOSED FOR DISINFECTION 28 April 2021
- SCHEDULED SYSTEM MAINTENANCE OF THE SEC PAYMENT PORTAL 28 April 2021
- SEC ZAMBOANGA EXTENSION OFFICE WILL BE CLOSED FROM 27 TO 29 APRIL 2021 26 April 2021
- DRAFT REVISED RULES AND REGULATIONS ON THE IMPLEMENTATION OF THE SEC OVERSIGHT ASSURANCE REVIEW (SOAR) INSPECTION PROGRAM 23 April 2021
- IMPLEMENTATION OF THE ELECTRONIC SIMPLIFIED PROCESSING OF APPLICATION FOR REGISTRATION OF COMPANY 16 April 2021
- DRAFT MEMORANDUM CIRCULAR ON CALLING OF SPECIAL STOCKHOLDERS’ MEETINGS 16 April 2021
- EXTENSION OF SUBMISSION OF ANNUAL REPORTS FOR SEC ACCREDITED ASSET VALUER 16 April 2021
- REQUEST FOR COMMENTS ON PROPOSED AMENDMENTS TO SRC RULES 9 AND 10 14 April 2021
- SEC CEBU EXTENSION OFFICE WILL BE CLOSED ON APRIL 14, 2021 13 April 2021
- DRAFT MEMORANDUM CIRCULAR ON THE GUIDELINES ON CORPORATE DISSOLUTION 12 April 2021
- USE OF ELECTRONIC SIGNATURES FOR THE SUBMISSION OF AUDITED FINANCIAL STATEMENTS DURING THE ENHANCED COMMUNITY QUARANTINE (ECQ) PERIOD BEGINNING 29 MARCH 2021 AND UNTIL FURTHER NOTICE 8 April 2021
- ANTI-MONEY LAUNDERING AND COUNTERING FINANCING OF TERRORISM SECTORAL RISK ASSESSMENT 2021 FINANCING COMPANIES AND LENDING COMPANIES 6 April 2021
- IN THE MATTER OF REQUESTS FOR COPY OF THE BENEFICIAL OWNERSHIP DECLARATION PAGE IN THE GENERAL INFORMATION SHEET 5 April 2021
- SCHEDULED UPGRADE AND MAINTENANCE OF SEC INTERIM REGISTRATION SYSTEM (IRS) 5 April 2021
- NEW COMPANY REGISTRATION SYSTEM 5 April 2021
- SEC MAIN OFFICE WILL OPERATE WITH A SKELETON WORKFORCE FROM 5 TO 8 APRIL 2021 5 April 2021
- EXTENSION OF DEADLINE FOR THE SUBMISSION OF GENERAL INFORMATION SHEET FOR 2021 31 March 2021
- SEC CEBU EXTENSION OFFICE NEW CONTACT INFORMATION 31 March 2021
- NON-EXTENSION OF GRACE PERIOD FOR PAYMENT OF LOANS DURING THE ENHANCED COMMUNITY QUARANTINE (ECQ) FROM 29 MARCH TO 04 APRIL 2021 30 March 2021
- COMPANY REGISTRATION AND MONITORING DEPARTMENT (CRMD) WILL BE IMPLEMENTING A LIMITED WORKING CAPACITY STARTING MONDAY UNTIL WEDNESDAY, FROM 29 – 31 MARCH 2021 26 March 2021
- SUBMISSION OF CRMD APPLICATION DOCUMENTS THROUGH COURIER 26 March 2021
- EXTENSION OF DEADLINE TO FILE MANDATORY DECLARATIONS UNDER SECTIONS 6 AND 7 OF SEC MC NO. 01, SERIES OF 2021 OR “THE BENEFICIAL OWNERSHIP TRANSPARENCY GUIDELINES” TO 31 MAY 2021 26 March 2021
- DRAFT MEMORANDUM CIRCULAR ON CROSSSHAREHOLDING STRUCTURE FOR PUBLICLY-LISTED COMPANIES (PLCs) 23 March 2021
- OVERVIEW OF THE RESULTS OF MONEY LAUNDERING AND TERRORIST FINANCING (ML/TF) RISK ASSESSMENT OF THE FINANCING COMPANIES AND LENDING COMPANIES (FCS/LCS) SECTOR AND THE BENEFICIAL OWNERSHIP (BO) TRANSPARENCY GUIDELINES 17 March 2021
- ALTERNATIVE MODE FOR DISTRIBUTING AND PROVIDING COPIES OF THE NOTICE OF MEETING, INFORMATION STATEMENT, AND OTHER DOCUMENTS IN CONNECTION WITH THE HOLDING OF ANNUAL STOCKHOLDERS’ MEETING (“ASM”) FOR 2021 17 March 2021
- INQUIRIES RELATED TO THE SEC ONLINE SUBMISSION TOOL 16 March 2021
- SEC LEGAZPI EXTENSION OFFICE NEW OFFICE ADDRESS AND CONTACT INFORMATION 12 March 2021
- SEC CEBU EXTENSION OFFICE WILL BE CLOSED ON MARCH 12, 2021 11 March 2021
- WEBINAR ON MONEY LAUNDERING AND TERRORIST FINANCING (ML/TF) RISK ASSESSMENT OF LEGAL PERSONS AND BENEFICIAL OWNERSHIP (BO) TRANSPARENCY GUIDELINES 8 March 2021
- FREQUENTLY ASKED QUESTIONS (FAQS) ON BENEFICIAL OWNERSHIP TRANSPARENCY GUIDELINES 8 March 2021
- ANTI-MONEY LAUNDERING COUNCIL (AMLC) REGULATORY ISSUANCES – FREEZE ORDER FOR POTENTIAL TARGET MATCHES UNDER THE UNITED NATIONS SECURITY COUNCIL CONSOLIDATED LISTS (TARGETED FINANCIAL SANCTIONS), SANCTIONS GUIDELINES 2020 AND Q&A: THE ANTI-TERRORISM ACT (ATA) OF 2020 26 February 2021
- SEC DAVAO EXTENSION OFFICE WILL BE CLOSED ON MARCH 01, 2021 26 February 2021
- BENEFICIAL OWNERSHIP TRANSPARENCY DECLARATION FORM 23 February 2021
- SEC ZAMBOANGA EXTENSION OFFICE WILL BE CLOSED ON FEBRUARY 26, 2021 23 February 2021
- REQUEST FOR COMMENTS ON IMPLEMENTING RULES AND REGULATIONS OF FINANCIAL INSTITUTIONS STRATEGIC TRANSFER (FIST) ACT 19 February 2021
- SEC CEBU EXTENSION OFFICE WILL BE CLOSED ON FEBRUARY 24, 2021 19 February 2021
- REQUEST FOR COMMENTS ON MEMORANDUM CIRCULAR ON THE SCHEDULE AND PROCEDURE FOR THE FILING OF ANNUAL FINANCIAL STATEMENTS, GENERAL INFORMATION SHEET AND OTHER ANNUAL REPORTS 18 February 2021
- SEC COMPANY REGISTRATION SYSTEM (CRS) IS TEMPORARILY NOT AVAILABLE TODAY, FEBRUARY 18, 2021 UNTIL FURTHER NOTICE 18 February 2021
- SEC DAVAO EXTENSION OFFICE CONTACT NUMBERS ARE TEMPORARILY NOT WORKING 17 February 2021
- WEBINAR ON SEC GUIDELINES PROMOTING BENEFICIAL OWNERSHIP TRANSPARENCY 16 February 2021
- SEC LEGAZPI EXTENSION OFFICE CONTACT NUMBER IS TEMPORARILY NOT WORKING 16 February 2021
- REOPENING OF SEC – CEBU SATELLITE OFFICE 2 February 2021
- Contact Number of Cebu Extension Office 29 January 2021
- COMPLIANCE WITH MEMORANDUM CIRCULAR NO. 28, SERIES OF 2020 – (REQUIREMENT FOR CORPORATIONS, PARTNERSHIPS, ASSOCIATIONS, AND INDIVIDUALS TO CREATE AND/OR DESIGNATE E-MAIL ACCOUNT ADDRESS AND CELLPHONE NUMBER FOR TRANSACTIONS WITH THE COMMISSION) 18 January 2021
- ONLINE AND MANUAL SUBMISSION OF “NOTICE TO RETAIN SPECIFIC CORPORATE TERM” 13 January 2021
- SEC PAYMENT FACILITIES 8 January 2021
- SEC CERTIFICATION EXAMINATIONS 1st QUARTER 2021 SCHEDULE AT THE MAIN OFFICE AND APPLICATION PROCEDURE 4 January 2021
- BID SUBMISSION AND OPENING OF BIDS IS RESCHEDULED 12 July 2020
- SEC MAIN OFFICE AND SEC ORTIGAS BUILDING TO REMAIN CLOSED UNTIL 26 JULY 2020 11 July 2020
- CLOSURE OF SEC ORTIGAS PAYMENT CENTER FROM 9 TO 10 JULY 2020 9 July 2020
Year 2020
- SUBMISSION OF FORMS/NOTICES PURSUANT TO MEMORANDUM CIRCULAR NO. 28, SERIES OF 2020 28 December 2020
- SEC COMPANY REGISTRATION SYSTEM (CRS) WILL NOT BE AVAILABLE 23 December 2020
- SEC PAYMENT FACILITIES 18 December 2020
- SEC CEBU EXTENSION OFFICE WILL BE CLOSED ON DECEMBER 17, 2020 16 December 2020
- Request for Comments on “GUIDANCE FOR REGULATED ENTITIES ON ESTABLISHING AND MAINTAINING A CYBERSECURITY FRAMEWORK.” 16 December 2020
- NOMINATION OF A PRIVATE SECTOR REPRESENTATIVE TO THE MNRC FOR YEARS 2021 TO 2023 14 December 2020
- REQUEST FOR COMMENTS ON GUIDELINES FOR THE PROMOTION OF TRANSPARENCY OF BENEFICIAL OWNERSHIP OF CORPORATIONS TO PREVENT THEIR MISUSE FOR ILLICIT ACTIVITIES 4 December 2020
- PRE-BID CONFERENCE FOR COURIER SERVICES FOR SEC HEAD OFFICE WILL BE MOVED TO DECEMBER 9, 2020, 10:00 AM 3 December 2020
- SEC CEBU EXTENSION OFFICE WILL BE CLOSED ON FRIDAY, DECEMBER 4, 2020 (FRIDAY) 3 December 2020
- SEC Head Office is closed on December 02, 2020 (Wednesday) 1 December 2020
- SEC CEBU EXTENSION OFFICE WILL BE CLOSED TOMORROW, FRIDAY, NOVEMBER 20, 2020 19 November 2020
- AMLC-FINTELEKT AML/CFT ANNUAL SUMMIT (PHILIPPINES) 2020 19 November 2020
- NOTICE TO ALL PARTICIPANTS OF THE 7th SEC-PSE CORPORATE GOVERNANCE FORUM 17 November 2020
- AML/CFT RISK ASSESSMENT OF THE NON-PROFIT ORGANIZATION SECTOR 15 November 2020
- POSTPONEMENT OF SEC ANNIVERSARY AND RECOGNITION CEREMONY 12 November 2020
- ADVISORY TO ALL PARTICIPANTS OF THE 7TH SEC-PSE CORPORATE GOVERNANCE FORUM 12 November 2020
- Interim Registration System will not be available for scheduled system maintenance 11 November 2020
- AML/CFT RISK ASSESSMENT OF THE LENDING AND FINANCING SECTOR 9 November 2020
- WEBINAR FOR BENEFICIAL OWNERSHIP AND THE REQUIREMENT TO DISCLOSE BENEFICIAL OWNERSHIP INFORMATION IN THE GENERAL INFORMATION SHEET 5 November 2020
- ONLINE AND MANUAL SUBMISSION OF FORMS/NOTICES PURSUANT TO MEMORANDUM CIRCULAR (MC) NO. 28, SERIES OF 2020 4 November 2020
- OPENING OF RECEIVING AREA FOR FILING OF AUDITED FINANCIAL STATEMENTS (AFS) AND GENERAL INFORMATION SHEET (GIS) AT THE SEC ORTIGAS OFFICE THROUGH AN APPOINTMENT SYSTEM 3 November 2020
- SEC WILL BE CONDUCTING WEBINARS FOR OFFICERS AND DIRECTORS OF SEC COVERED PERSONS AS PART OF ITS OUTREACH PROGRAM 3 November 2020
- NOTICE TO ALL COVERED PERSONS IN THE SECURITIES INDUSTRY 28 October 2020
- Interim Registration System is currently not available 26 October 2020
- 7th SEC-PSE CORPORATE GOVERNANCE FORUM 19 October 2020
- REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE MNRC MEMORANDUM CIRCULAR ON THE ANNUAL SUBMISSION OF REPORTS BY ACCREDITED MICROFINANCE NGOS 2 October 2020
- INVITATION TO SUBMIT LEASE PROPOSAL (REPOSTING) – LEASE OF SOUTH SIDE WALL OF THE SEC BUILDING 1 October 2020
- IMPLEMENTATION OF MANDATORY GRACE PERIOD FOR ALL LOANS PURSUANT TO THE BAYANIHAN TO RECOVER AS ONE ACT 21 September 2020
- SEC CERTIFICATION EXAMINATION SCHEDULE FOR THE 4th QUARTER OF 2020 10 September 2020
- SEC COMPANY REGISTRATION SYSTEM (CRS) IS TEMPORARILY NOT AVAILABLE 3 September 2020
- CANCELLATION OF BIDDING FOR PROCUREMENT OF THE PRINTING OF 6,383 SETS OF SEC DESK CALENDAR 2021, SIZE: 7”X 5 1 September 2020
- SEC CERTIFICATION EXAMINATIONS GUIDELINES 27 August 2020
- WORK SUSPENSION AT THE SEC TARLAC EXTENSION OFFICE EVERY FRIDAY, STARTING 28 AUGUST 2020 26 August 2020
- NOTICE OF CANCELLATION OF BIDDING FOR THE SUPPLY AND DELIVERY OF 9 UNITS OF COLORED PRINTER MACHINE WITH THREE (3) SET OF TONER CARTRIDGES PER PRINTER 19 August 2020
- EXTENSION OF DEADLINES AND INTERIM PROCEDURES FOR THE SUBMISSION OF PRINTED/ HARD COPIES OF ANNUAL REPORTS 11 August 2020
- SEC-TARLAC EXTENSION OFFICE SHALL FOLLOW NEW OPERATING HOURS FROM 8AM TO 4PM 6 August 2020
- REQUEST FOR SECOND ROUND OF COMMENTS ON THE PROPOSED SEC RULES ON THE NUMBER OF INDEPENDENT DIRECTORS AND SECTORAL REPRESENTATIVES OF EXCHANGES AND OTHER ORGANIZED MARKETS 4 August 2020
- OPERATION IN AREAS UNDER COMMUNITY QUARANTINE 4 August 2020
- CAPITAL MARKET OPERATIONS AND USE OF RAPIDPASS UNDER THE MODIFIED ENHANCED COMMUNITY QUARANTINE 4 August 2020
- SEC PAYMENT FACILITIES 3 August 2020
- SEC MAIN OFFICE LIMITED OPERATIONS DURING MECQ 3 August 2020
- ADJUSTED FILING PROCEDURES AND PROCESSING TIMES FOR ANNUAL REPORTS AND REQUESTS FOR DOCUMENTS DURING THE SEC MAIN OFFICE’S TEMPORARY CLOSURE 29 July 2020
- IT HAS COME TO THE ATTENTION OF SEC THAT CERTAIN FACEBOOK ACCOUNTS HAVE BEEN POSTING FALSE AND MISLEADING INFORMATION TO THE EFFECT THAT SEC ADVISED BORROWERS OF A CERTAIN LENDING COMPANY TO STOP PAYMENTS ON LOANS UNTIL AN ALLEGED INVESTIGATION INTO THE PRACTICES OF THE COMPANY IS COMPLETE 28 July 2020
- SUBMISSION OF THE PRINTED MANDATORY DISCLOSURE FORM (MDF) 28 July 2020
- REQUEST FOR COMMENTS ON THE DRAFT MEMORANDUM CIRCULAR ON THE AMENDMENTS TO THE IMPLEMENTING RULES AND REGULATIONS OF THE INVESTMENT COMPANY ACT, AS AMENDED 24 July 2020
- FURTHER EXTENSION OF THE DEADLINE FOR THE SUBMISSION OF THE INTEGRATED ANNUAL CORPORATE GOVERNANCE REPORT (I-ACGR) 22 July 2020
- OUTREACH PROGRAM TO ENHANCE AWARENESS AND UNDERSTANDING OF ANTI-MONEY LAUNDERING AND COMBATING THE FINANCING OF TERRORISM 21 July 2020
- NOTICE TO INVESTMENT COMPANIES, REGISTERED ISSUERS OF PROPRIETARY AND NON-PROPRIETARY SHARES/TIMESHARES, PUBLIC COMPANIES, FINANCING COMPANIES, LENDING COMPANIES, FOUNDATIONS, ACCREDITED MICROFINANCE NGOs, CORPORATE GOVERNANCE INSTITUTIONAL TRAINING PROVIDERS AND PUBLICLY-LISTED COMPANIES UNDER THE SUPERVISION OF THE CORPORATE GOVERNANCE AND FINANCE DEPARTMENT (CGFD) 20 July 2020
- SEC CEBU EXTENSION OFFICE RESUMES OPERATIONS 17 July 2020
- NEW DEADLINE FOR THE ONLINE FILING OR SUBMISSION OF THE MANDATORY DISCLOSURE FORM (MDF) 14 July 2020
- PRE-BID CONFERENCE FOR COURIER SERVICES FOR SEC HEAD OFFICE WILL BE MOVED TO DECEMBER 9, 2020, 10:00 AM 12 July 2020
- FILING OF ANNUAL REPORTS DURING THE TEMPORARY CLOSURE OF THE SEC MAIN OFFICE UNTIL 26 JULY 2020 12 July 2020
- REQUEST FOR COMMENTS ON DRAFT MEMORANDUM CIRCULAR ON SIGNATORIES AND PENALTY FOR NON-COMPLIANCE WITH THE REQUIREMENT OF MANUAL ON CORPORATE GOVERNANCE 9 July 2020
- REQUEST FOR COMMENTS ON DRAFTS FOR RULES ON CORPORATE DEBT FUND 9 July 2020
- BID SUBMISSION AND OPENING OF BIDS IS RESCHEDULED 9 July 2020
- WORK SUSPENSION AT THE SEC MAIN OFFICE FROM 9 TO 10 JULY 2020 8 July 2020
- FILING FOR RENEWAL OF LICENSE FOR TRANSFER AGENTS IS EXTENDED UNTIL FRIDAY, JULY 10, 2020. 7 July 2020
- SEC TARLAC EXTENSION OFFICE RESUMES OPERATIONS 5 July 2020
- BID SUBMISSION AND OPENING OF BIDS IS RESCHEDULED 5 July 2020
- WORK SUSPENSION AT SEC MAIN OFFICE ON MONDAY, 6 JULY 2020 5 July 2020
- FILING OF 17-A AND/OR 17-Q REPORTS 3 July 2020
- OGC INFORMS THE PUBLIC THAT EFFECTIVE 06 JULY 2020, THE REGLEMENTARY PERIODS IN THE FILING OF PETITIONS, APPEALS, MOTIONS, AND OTHER PLEADINGS UNDER THE 2016 RULES OF PROCEDURE OF THE SEC SHALL START TO RUN 3 July 2020
- INTERIM GUIDELINES FOR THE LIMITED MANUAL OPERATIONS OF OFFICE OF THE GENERAL COUNSEL DURING THE PERIOD OF STATE OF NATIONAL EMERGENCY DUE TO COVID-19 PANDEMIC, AS AMENDED 3 July 2020
- EXTENSION OF THE COMMENT PERIOD FOR THE PROPOSED SEC RULES ON THE NUMBER OF INDEPENDENT DIRECTORS OF EXCHANGES AND OTHER ORGANIZED MARKETS 1 July 2020
- REQUEST FOR COMMENTS ON PROPOSED RULES ON SIMPLIFIED ONBOARDING PROCEDURES FOR LOW RISK ACCOUNTS 30 June 2020
- CGFD OFFICE CLOSURE FROM 1 TO 3 JULY 2020 AND FULL IMPLEMENTATION OF WORK-FROM-HOME ARRANGEMENT WITHIN SUCH PERIOD 30 June 2020
- TEMPORARY CLOSURE OF SEC BAGUIO EXTENSION OFFICE FROM 30 JUNE TO 3 JULY 2020 29 June 2020
- TEMPORARY CLOSURE OF SEC – CEBU EXTENSION OFFICE STARTING 29 JULY 2020 AND UNTIL THE END OF ECQ IN CEBU CITY 29 June 2020
- FILING OF REPORTS AND OTHER DOCUMENTS IN THE SECURITIES AND EXCHANGE COMMISSION (SEC) MAIN OFFICE DURING TEMPORARY CLOSURE 29 June 2020
- REQUESTS FOR (1) STATISTICS, REPORTS AND DATA; (2) TOP 1000 CORPORATIONS PUBLICATION; AND, (3) CERTIFICATE OF COMPANY RANK IN THE TOP 1000 CORPORATIONS 26 June 2020
- WORK SUSPENSION IN THE SEC MAIN OFFICE FROM 26 TO 30 JUNE 2020 25 June 2020
- CORPORATE GOVERNANCE AND RISK MANAGEMENT BODIES OF KNOWLEDGE FOR THE SEC CERTIFICATION EXAMINATION PHASE 1 24 June 2020
- OPTIONS FOR THE SUBMISSION OF REPORTS, APPLICATIONS AND OTHER DOCUMENTS DURING THE EFFECTIVITY OF ALL COMMUNITY QUARANTINE IMPOSED DUE TO COVID-19 24 June 2020
- REQUEST FOR COMMENTS ON THE PROPOSED SEC RULES ON THE NUMBER OF INDEPENDENT DIRECTORS OF EXCHANGES AND OTHER ORGANIZED MARKETS 23 June 2020
- DRAFT GUIDELINES IN CONDUCTING INVESTIGATIONS OF VIOLATIONS OF THE RIGHT TO INSPECT AND/ OR REPRODUCE CORPORATE RECORDS 23 June 2020
- PROPOSED REQUIREMENT FOR CORPORATIONS, PARTNERSHIPS, ASSOCIATIONS AND INDIVIDUALS TO CREATE AND/OR DESIGNATE E-MAIL ACCOUNT ADDRESS AND CELLPHONE NUMBER FOR TRANSACTIONS WITH THE COMMISSION 23 June 2020
- PROPOSED GUIDELINES FOR THE CONVERSION OF CORPORATIONS EITHER TO ONE PERSON CORPORATION OR TO ORDINARY STOCK CORPORATION 23 June 2020
- CESSATION OF THE PROVISION OF THE MANDATORY GRACE PERIOD DURING GENERAL COMMUNITY QUARANTINE (GCQ) AND MODIFIED GENERAL COMMUNITY QUARANTINE (MGCQ) IN THE MAJORITY OF THE PROVINCES AND CITIES IN THE PHILIPPINES 17 June 2020
- ADOPTION OF OTHER DEBT RELIEF MEASURES 11 June 2020
- CYBERSECURITY NOTICE 9 June 2020
- ONLINE WORKSHOP ON SUSTAINABILITY REPORTING 9 June 2020
- GUIDELINES IN THE FILING OR SUBMISSION OF THE MANDATORY DISCLOSURE FORM (MDF) 9 June 2020
- SEC CERTIFICATION EXAMINATIONS SCHEDULE AT THE MAIN OFFICE AND APPLICATION PROCEDURE 5 June 2020
- ONLINE APPLICATIONS FOR THE COMPANY REGISTRATION AND MONITORING DEPARTMENT (CRMD) 3 June 2020
- NEW DEADLINE FOR SUBMISSION OF THE MANDATORY DISCLOSURE FORM (MDF) 2 June 2020
- CESSATION OF THE PROVISION OF THE MANDATORY GRACE PERIOD DURING THE GENERAL COMMUNITY QUARANTINE (GCQ) AND MODIFIED GENERAL COMMUNITY QUARANTINE (MGCQ) PERIOD 1 June 2020
- SUSPENSION OF WORK AT THE SECURITIES AND EXCHANGE COMMISSION (SEC) MAIN OFFICE IN THE PHILIPPINE INTERNATIONAL CONVENTION CENTER (PICC) ON FRIDAY AND SATURDAY, 29-30 MAY 2020, TO FACILITATE DISINFECTION OF THE PREMISES 27 May 2020
- PLEASE BE ADVISED THAT FOR MAY 26-29, 2020 THE OFFICE OF THE GENERAL ACCOUNTANT (OGA) IS STILL UNDER WORK-FROM-HOME SET-UP 26 May 2020
- ONLINE SUBMISSION OF REQUIREMENTS ON THE AMENDMENT, CONVERSION AND/OR WITHDRAWAL OF LICENSE AND SUBSTITUTION OF RESIDENT AGENT OF FOREIGN CORPORATIONS 21 May 2020
- RESUMPTION OF MANUAL FUNCTIONS OF THE COMPANY REGISTRATION AND MONITORING DEPARTMENT (CRMD) 21 May 2020
- NOTICE IN THE OPENING OF THE SEC EXPRESS SYSTEM AND THE SEC EXPRESS NATIONWIDE SUBMISSION (SENS) 21 May 2020
- COMPLIANCE WITH SECTION 4(AA) OF THE BAYANIHAN TO HEAL AS ONE ACT, ITS IMPLEMENTING RULES AND REGULATIONS, AND OTHER APPLICABLE LAWS, RULES AND REGULATIONS 20 May 2020
- OPENING OF SEC PAYMENT FACILITIES 19 May 2020
- REQUEST FOR COMMENTS ON THE SECOND EXPOSURE DRAFT OF THE MNRC MEMORANDUM CIRCULAR ON THE COMPLIANCE OF MICROFINANCE NGOS WITH REPUBLIC ACT NO. 9510 OR THE CREDIT INFORMATION SYSTEM ACT. 14 May 2020
- EXTENSION OF THE MANDATORY GRACE PERIOD FOR LOANS DURING THE MODIFIED ENHANCED COMMUNITY QUARANTINE/GENERAL COMMUNITY QUARANTINE PERIOD 13 May 2020
- GUIDELINES FOR THE ISSUANCE OF IATF ACCREDITATION ID OR EQUIVALENT CERTIFICATION FOR ACCREDITED MICROFINANCE NGOS 12 May 2020
- GUIDELINES FOR THE APPLICATIONS FOR RAPIDPASS QR CODES FOR THOSE WHO HAVE BEEN ISSUED IATF IDs 30 April 2020
- EXTENSION OF THE MANDATORY GRACE PERIOD FOR LOANS DURING THE EXTENDED ENHANCED COMMUNITY QUARANTINE PERIOD 29 April 2020
- EXTENSION OF THE DEADLINE FOR THE SUBMISSION OF THE INTEGRATED ANNUAL CORPORATE GOVERNANCE REPORT (I-ACGR) 23 April 2020
- ALTERNATIVE MODE FOR DISTRIBUTING and PROVIDING COPIES OF THE NOTICE OF MEETING, INFORMATION STATEMENT, and OTHER DOCUMENTS IN CONNECTION WITH THE HOLDING OF ANNUAL STOCKHOLDERS’ MEETING(“ASM”) FOR 2020 20 April 2020
- DRAFT MEMORANDUM CIRCULAR ON THE GUIDELINES ON AUTHENTICATION OF ARTICLES OF INCORPORATION IN APPLICATIONS FOR REGISTRATION OF NEW DOMESTIC CORPORATIONS 20 April 2020
- LIST OF LANDBANK BRANCHES FOR OVER-THE-COUNTER PAYMENT OF THE SEC ONLINE COLLECTION (RE-POSTED) 20 April 2020
- EXPANSION OF MANDATORY GRACE PERIOD FOR LOANS DURING EXTENDED ENHANCED COMMUNITY QUARANTINE 16 April 2020
- EXTENSION OF PERIOD TO FILE THE GENERAL OR SPECIAL FORM FOR FINANCIAL STATEMENTS (GFFS OR SFFS) AND GUIDELINES ON SUBMISSION BY ELECTRONIC MAIL 16 April 2020
- DRAFT MEMORANDUM CIRCULAR ON STOCKHOLDERS’ MEETINGS AND AGENDA ITEMS 15 April 2020
- SUMMARY OF GUIDELINES ON THE FILING OF REPORTS AND OTHER DOCUMENTS DURING THE ENHANCED COMMUNITY QUARANTINE 8 April 2020
- SEC IS SUSPENDING/POSTPONING ALL HEARINGS AND CONFERENCES SCHEDULED BETWEEN 17 MARCH 2020 UNTIL 30 APRIL 2020, OR DURING THE PERIOD OF THE ENHANCED COMMUNITY QUARANTINE 8 April 2020
- ONLINE REGISTRATION SYSTEM FOR ONE PERSON CORPORATIONS AND CORPORATIONS WITH 2 – 4 INCORPORATORS 8 April 2020
- NOTICE TO ALL PUBLICLY LISTED COMPANIES (PLC); AND OTHER COMPANIES WITH REGISTERED SECURITIES UNDER MSRD’S SUPERVISION 3 April 2020
- SUBMISSION OF THE 2019 ANNUAL REPORTS OF ALL SEC ACCREDITED ASSET VALUERS AND CREDIT RATING AGENCIES ARE EXTENDED UNTIL 30 JUNE 2020. 2 April 2020
- IMPLEMENTING RULES AND REGULATIONS OF SECTION 4(AA) OF REPUBLIC ACT (RA) NO. 11469 OTHERWISE KNOWN AS THE BAYANIHAN TO HEAL AS ONE ACT 2 April 2020
- NOTICE TO ALL PROSPECTIVE APPLICANTS FOR INCLUSION IN THE LIST OF ACCREDITED/SELECTED EXTERNAL AUDITORS – INDIVIDUAL AND AUDITING FIRMS FOR BANGKO SENTRAL NG PILIPINAS (BSP), INSURANCE COMMISSION (IC) AND/OR SECURITIES AND EXCHANGE COMMISSION (SEC) WITH THE OFFICE OF THE GENERAL ACCOUNTANT (OGA) 2 April 2020
- DEADLINE FOR SUBMISSION OF THE MANDATORY DISCLOSURE FORM (MDF) IS EXTENDED UNTIL APRIL 30, 2020 2 April 2020
- NOTICE TO ALL CONCERNED ON THE SUSPENSION OF THE SEC EXPRESS SYSTEM 2 April 2020
- SUSPENSION OF CUMULATIVE PENALTIES FOR COVERED COMPANIES IN VIEW OF THE COVID-19 31 March 2020
- GUIDELINES FOR THE ALTERNATIVE FILING OF REPORTS, APPLICATIONS, COMPLIANCE, REQUESTS AND OTHER DOCUMENTS THROUGH ELECTRONIC MAIL WITH THE SECURITIES AND EXCHANGE COMMISSION DURING THE EFFECTIVITY OF THE ENHANCED COMMUNITY QUARANTINE PERIOD 31 March 2020
- REMOTE FILING OF MONITORING CLEARANCE FOR AMENDMENTS TO ARTICLES OF INCORPORATION AND BYLAWS 30 March 2020
- ONLINE COMPANY REGISTRATION DURING THE COVID-19 PANDEMIC 30 March 2020
- REPUBLIC ACT NO. 11469 OR THE BAYANIHAN TO HEAL AS ONE ACT 26 March 2020
- ADOPTION OF DEBT RELIEF MEASURES 23 March 2020
- GUIDELINES FOR THE ISSUANCE OF IATF ACCREDITATION ID OR THE EQUIVALENT CERTIFICATION 22 March 2020
- SUSPENSION OF THE SUBMISSION OF THE ORIGINAL NOTARIZED PRINTED COPY OF THE MANDATORY DISCLOSURE FORM (MDF) 19 March 2020
- RBCA COMPUTATION AND REPORTING AMID THE COVID-19 PANDEMIC 19 March 2020
- ALTERNATIVE MEANS OF FILING CURRENT REPORTS, BENEFICIAL OWNERSHIP REPORTS, INFORMATION STATEMENTS, MONTHLY REPORTS AND OTHER DOCUMENTS WITH THE SECURITIES AND EXCHANGE COMMISSION REPORTS THROUGH ELECTRONIC MAIL 18 March 2020
- RELAXING THE REQUIREMENTS FOR REQUESTS FOR EXTENSION IN THE FILING OF ANNUAL REPORTS AND/OR AUDITED FINANCIAL STATEMENTS 18 March 2020
- NOTICE TO ALL PSE TRADING PARTICIPANTS RE: INFORMATION FOR CLIENTS 18 March 2020
- NOTICE TO PHILIPPINE STOCK EXCHANGE and ALL PUBLICLY-LISTED COMPANIES : FILING OF STRUCTURED REPORTS, CURRENT REPORTS AND COMMUNICATIONS WITH THE SECURITIES AND EXCHANGE COMMISSION 17 March 2020
- NOTICE TO ALL ISSUERS OF REGISTERED SECURITIES (other than PLCs): FILING OF STRUCTURED REPORTS, CURRENT REPORTS AND COMMUNICATIONS WITH THE SECURITIES AND EXCHANGE COMMISSION 17 March 2020
- Office of the General Counsel (OGC) of the Securities and Exchange Commission is hereby suspending/ postponing all hearings and conferences scheduled between 17 March 2020 and 17 April 2020 (the “Covered Period”). 17 March 2020
- Cancellation of all scheduled biddings and processes due to Enhanced Community Quarantine until further notice 17 March 2020
- The Securities and Exchange Commission(SEC) Main Office in Pasay City, as well as Extension Offices and Satellite Offices within Luzon, is CLOSED until further notice 17 March 2020
- CANCELLATION OF ALL SCHEDULED SEC CERTIFICATION EXAMINATIONS 12 March 2020
- Work Suspension at the SEC Main Office – 13 March 2020 12 March 2020
- FILING OF CURRENT REPORT UNDER SECTION 17 OF THE SECURITIES REGULATION CODE AMID COVID-19 PANDEMIC 12 March 2020
- Mandatory Disclosure Form online submission 11 March 2020
- ADVISORY TO ALL PARTICIPANTS OF THE SEC-PSE SUSTAINABILITY REPORTING WORKSHOPS 10 March 2020
- Postponement of Seminars on Anti-Money Laundering/Combating the Financing of Terrorism (AML/CFT) Compliance for SEC Registered Corporations and Investor Protection 9 March 2020
- Anti-Money Laundering Council (AMLC) Secretariat will be conducting free public seminars on Non -Stock, Non-Profit Corporations 6 March 2020
- Free Public Seminars on Anti-Money Laundering/Combating the Financing of Terrorism (AML/CFT) Compliance for SEC Registered Corporations and Investor Protection 5 March 2020
- Public Seminar on Foundation on 11 September 2015 24 February 2020
- Public Seminars on Foundation, For Updates & Relevant SEC Regulations 24 February 2020
- SEC Market Update on PSE Trading Participants RBCA 24 February 2020
- Public Seminar on Foundation of New Schedule 24 February 2020
- Public Seminar on Foundation of New Schedule 24 February 2020
- An Invitation to All Corporations 24 February 2020
- Exposure Draft of the MNRC MC on the Compliance of Microfinance NGOs with the Republic Act No. 9510 or the Credit Information System Act 24 February 2020
- DEADLINE FOR THE SUBMISSION OF THE MANDATORY DISCLOSURE FORMS 21 February 2020
- DRAFT MEMORANDUM CIRCULAR ON SALE OF CORPORATE ASSETS 21 February 2020
- The Securities and Exchange Commission (SEC) and the Philippine Stock Exchange (PSE), in partnership with the Global Reporting Initiative (GRI) and the Australian Government, would like to invite you to a workshop on Sustainability Reporting on the following dates… 19 February 2020
- Draft Memorandum Circular on the Guidelines for the Conversion of Corporations Either to One Person Corporation or to Ordinary Stock Corporation 17 February 2020
- To all Planholders of Legacy Consolidated Plans, Inc.; Scholarship Plan Phils., Inc., and All Asia Plans Corp. 15 February 2020
- Deadline for the submission of proof of your AMLC registration/updating of registration has been extended to 02 March 2020. 6 February 2020
- Reschedule of Examination 3 February 2020
- Draft Memorandum Circular on the Rules on Investment in Financial Derivatives 24 January 2020
- Requests for comments on the draft Memorandum Circular on Revision of the General Information Sheet (GIS) of Foreign Corporations to include Beneficial Ownership Information. 17 January 2020
- Registration with the Anti-Money Laundering Council (AMLC) 16 January 2020
- Failure to Disclose Beneficial Ownership Information in the General Information Sheet (GIS) 9 January 2020
- Mandatory Disclosure Form online submission 8 January 2020
- Company Registration System (CRS) – Public Access Portal will not be available today 2 January 2020
Year 2019
- SEC iView System is not available 17 January 2020
- Revised Application Forms, Client Profile Template and Pre-Evaluation Notice Form 17 January 2020
- SEC Certification Examination (Head Office) Schedule for the First Quarter of 2020 27 December 2019
- Company Registration System (CRS) – Public Access Portal will not be available from Dec. 28, 2019 to Jan. 1, 2020 26 December 2019
- SEC Company Registration System will not be available from December 22, 2018 to December 25, 2018 21 December 2019
- This is to inform everyone that work is hereby suspended tomorrow, 03 December 2019, due to inclement weather. 2 December 2019
- Please be advised that SEC will maintain a skeletal force during Annual Performance Assessment on 27-29 November 2019. 25 November 2019
- Work suspension in SEC Head Office and SEC SM MOA Satellite Office on December 2, 2019 22 November 2019
- Public Seminar for Lending Companies and Financing Companies 12 November 2019
- Work Suspension in the SEC Main, Satellite, and Extension Offices 31 October 2019
- Revised Application Forms, Client Profile Template and Pre-Evaluation Notice Form 30 October 2019
- Request for Comments on the Exposure Draft of the MNRC Circular on the Standard Chart of Accounts for Microfinance NGOs (Second Exposure) 25 October 2019
- Notice to all Microfinance NGOs, Microfinance NGO Clients, Microfinance Industry Stakeholders and all interested parties 25 October 2019
- Request for Comments on the Exposure Draft of the MNRC Circular on the Standard Chart of Accounts for Microfinance NGOs (Second Exposure) 25 October 2019
- SEC CERTIFICATION EXAMINATION SCHEDULE FOR THE LAST QUARTER OF 2019 23 October 2019
- SEC CERTIFICATION EXAMINATION SCHEDULE FOR THE LAST QUARTER OF 2019 23 October 2019
- CONDUCT OF A CERTIFICATION EXAMINATION IN KORONADAL, SOUTH COTABATO ON NOVEMBER 22, 2019 22 October 2019
- 6TH SEC-PSE CORPORATE GOVERNANCE FORUM PROGRAMME 21 October 2019
- DRAFT CODE OF CORPORATE GOVERNANCE FOR PUBLIC COMPANIES AND REGISTERED ISSUERS 10 October 2019
- Please be advised that ALL PLDT Telephone Numbers with Area Code 02 7 October 2019
- Request for comments on the Amendments to Requirements of a REIT Fund Manager and Property Manager under Rules 6 and 7 of the Implementing Rules and Regulations of Republic Act No. 9856 or the Real Estate Investment Trust (REIT) Act 4 October 2019
- Request for comments on the Amendments to Requirements of a REIT Fund Manager and Property Manager under Rules 6 and 7 of the Implementing Rules and Regulations of Republic Act No. 9856 or the Real Estate Investment Trust (REIT) Act 4 October 2019
- Request for Comments on the Amendments to Rules 4,5, and 11 of the Implementing Rules and Regulations (IRR) of Republic Act No. 9856 or Real Estate Investment Trust (REIT) Act 3 October 2019
- Request for Comments on the Amendments to Rules 4,5, and 11 of the Implementing Rules and Regulations (IRR) of Republic Act No. 9856 or Real Estate Investment Trust (REIT) Act 3 October 2019
- Date: 03 October 2019 In observance of CSC Announcement No. 53 s. 2019 on the celebration of 27th National Family Week, work is suspended from 2:00PM today, September 23, 2019. 23 September 2019
- Please be informed that SEC Company Registration System (CRS) – Public Access Portal will not be available today, due to technical problem. 11 September 2019
- Deadline for Submission of Material Related Party Transactions Policy 3 September 2019
- Deadline for Submission of Material Related Party Transactions Policy 3 September 2019
- 6th SEC-PSE CORPORATE GOVERNANCE FORUM 2 September 2019
- Conduct of a Certification Seminar for Phase 1 of the SEC Certification Examination on 15 & 16 October 2019. 20 August 2019
- Conduct of a Certification Seminar for Phase 1 of the SEC Certification Examination on 15 & 16 October 2019. 20 August 2019
- The Securities and Exchange Commission as an event partner of the CFA Society Philippines invites you to attend the 4th Philippine Junior Finance and Investment Summit on September 07, 2019. 13 August 2019
- Submission of the Mandatory Disclosure Form After 31 July 2019 5 August 2019
- Submission of all Mandatory Disclosure Forms (MDFs) 1 August 2019
- RE: NEW MANDATORY DISCLOSURE FORM 29 July 2019
- Use of the New General Information Sheet (GIS) Form 26 July 2019
- Exposure Draft of the MNRC Memorandum Circular on the Standard Chart of Accounts for Microfinance NGOs 24 July 2019
- Exposure Draft of the MNRC Memorandum Circular on the Compliance of Microfinance NGOs with Republic Act No. 3765 or the Truth in Lending Act 24 July 2019
- Exposure Draft of the MNRC Memorandum Circular on the Standard Chart of Accounts for Microfinance NGOs 24 July 2019
- Guidelines on the Adoption of Centralized (One-Stop-Shop) Framework for Accreditation/Selection of External Auditor 19 July 2019
- Request for Comments on the Proposed Rules on Digital Asset Exchange 15 July 2019
- IOSCO Report on Good Practices for Audit Committee in Supporting Audit Quality 11 July 2019
- SEC MEMORANDUM CIRCULAR NO. 14 SERIES OF 2019 ON RULES AND REGULATIONS GOVERNING CROWDFUNDING 10 July 2019
- Conduct of a Certification Seminar for Phase 2 (Prospective Equities Securities Salesmen) for the SEC Certification Examination on September 10 & 11, 2019 9 July 2019
- SEC-PSE Seminar on Sustainable Business Practices in the Fisheries and Aquaculture Sector 9 July 2019
- Request for comments on the Proposed Guidelines on the Number and Qualifications of Incorporators under the Revised Corporation Code 9 July 2019
- Request for Comments on the Proposed Guidelines on the Implementation of Cross-Border Publication of Research Report Under the ASEAN Capital Market Professional Mobility Framework 5 July 2019
- Request for comments: Amendments to SEC MC No. 15. s. 2018 on the Guidelines for the Protection of SEC Registered Non-Profit Organizations from Money Laundering and Terrorist Financing Abuse 4 July 2019
- Deferment of Implementation of SEC Memorandum Circular No. 17, series of 2018 28 June 2019
- ROUNDTABLE DISCUSSION ON IOSCO AUDIT COMMITTEE BEST PRACTICES AND RULES ON MATERIAL RELATED-PARTY TRANSACTIONS 20 June 2019
- Amendments to the Requirements of a Reit Property Manager Under Rule 7 of the Implementing Rules and Regulations of R.A. No. 9856 or the Real Estate Investment Trust (REIT) Act 19 June 2019
- Notice of Postponement of Bidding 18 June 2019
- Notice of Postponement of Bid Opening 17 June 2019
- Amendments of the Qualification Requirements of a Reit Fund Manager Under Rule 6 of the Implementing Rules and Regulations of the Republic Act No. 9856 or the Real State Investment Trust 14 June 2019
- ON THE COMPUTATION OF INTEREST RATES 6 June 2019
- Request for Comments on the Amendments to SEC Circular No. 17, series of 2018 on the Revision of the General Information Sheet (GIS) to Include Beneficial Ownership Information 31 May 2019
- The Proposed Memorandum Circular on Unfair Debt Collection Practices of Financing and Lending Companies and Collection Agents 21 May 2019
- The Securities and Exchange Commission (SEC) in partnership with the Philippine Stock Exchange (PSE) and Global Reporting Initiative (GRI) would like to invite you to a series of workshops on Sustainability Reporting … 20 May 2019
- Notice to all Non-stock Corporations Re: Mandatory Disclosure Forms 17 May 2019
- Conduct of a Certification Seminar for Prospective Compliance Officers/Associated Persons (Equities Market) on 16 & 17 July 2019 15 May 2019
- SEC Company Registration System Web Portal particularly the Name Verification Facility is temporarily not available today, May 10, 2019. 10 May 2019
- PAGPAPAYO PATUNGKOL SA RESPONSABLENG PAG-UTANG AT PAGSURI SA IPINAPATAW NA INTERES SA PAGKAKAUTANG 10 May 2019
- Processing of OPC Applications 2 May 2019
- Deadline of submission of the Mandatory Disclosure Forms for Non-Stock Corporations on July 31, 2019 30 April 2019
- Company Registration System (CRS)-Web Portal is not available today, May 2, 2019 until further notice 30 April 2019
- iMessage Mo is Temporarily Not Available 27 April 2019
- Rescheduling of the Seminar for Phase 1 to 24 & 25 April 2019 from 23 & 24 April 2019 23 April 2019
- Company Registration System (CRS)-Web Portal is temporarily not available. 18 April 2019
- Suspension of office work on 17 April 2019 is suspended effective 12:00 noon in the SEC Main, Satellite, and Extension Offices. 17 April 2019
- Company Registration System (CRS) is not available from April 18, 2019 to April 21, 2019. 17 April 2019
- SEC- PSE CONFERENCE ON BUILDING A SUSTAINABLE BUSINESS COMMUNITY 8 April 2019
- REQUEST FOR COMMENTS ON THE PROPOSED GUIDELINES ON THE REVIVAL OF EXPIRED CORPORATIONS 8 April 2019
- COLLECTION OF DOCUMENTARY STAMP TAXES (DST) 8 April 2019
- Request for Comments on the Proposed Guidelines on the Issuance of Sustainability Bonds under the ASEAN Sustainability Bonds Standards in the Philippines 4 April 2019
- Request for Comments on the Proposed Guidelines on the Issuance of Social Bonds under the ASEAN Social Bonds Standards in the Philippines 4 April 2019
- Updated Anti-Money Laundering (AML) Module for the SEC Certification Examination 28 March 2019
- DRAFT RULES ON MATERIAL RELATED PARTY TRANSACTIONS FOR PUBLICLY LISTED COMPANIES 26 March 2019
- REQUEST FOR COMMENTS ON THE PROPOSED GUIDELINES ON CORPORATE TERM 22 March 2019
- Clarification on the Filing of Audited Financial Statements Pursuant to the Revised Corporation Code of the Philippines 22 March 2019
- SEC will be conducting a Forum on the Compliance of Financing and Lending Companies with the Credit Information System Act 21 March 2019
- Notice on CRS Manual Processing 19 March 2019
- SEC Company Registration System (CRS)-Document Processing is temporarily not available today, March 15, 2019 15 March 2019
- REQUEST FOR COMMENTS ON THE PROPOSED GUIDELINES ON THE ESTABLISHMENT OF A ONE ONE PERSON CORPORATION (OPC) 15 March 2019
- REQUEST FOR COMMENTS ON THE PROPOSED GUIDELINES ON THE CONVERSION OF AN ORDINARY STOCK CORPORATION INTO ONE PERSON CORPORATION (OPC) 15 March 2019
- Conduct of Certification Seminar for Phase 1 of the SEC Certification Examination on 23 and 24 April 2019 15 March 2019
- REQUEST FOR COMMENTS ON THE PROPOSED AMENDMENTS TO THE GUIDELINES AND PROCEDURES ON THE USE OF CORPORATE AND PARTNERSHIP NAMES 15 March 2019
- Conduct of Certification Seminar for Phase 1 of the SEC Certification Examination on 23 and 24 April 2019 15 March 2019
- Company Registration System is Temporarily not Available Today 5 March 2019
- Effectivity of Revised Corporation Code 4 March 2019
- Implementation of the Requirements of the New General Information Sheet (GIS), SEC Memorandum Circular No. 17 series of 2018 28 February 2019
- Please be informed that the SEC iView System is not available Today, February 28, 2019 28 February 2019
- Implementation of the Requirements of the New General Information Sheet (GIS), SEC Memorandum Circular No. 17 series of 2018 28 February 2019
- (LEAP) Lane for Express Application Processing 27 February 2019
- Draft Corporate Governance (CG) Module for the SEC Certification Examination 31 January 2019
- Conduct of a Certification Seminar for Phase 2 (Prospective Equities Securities Salesmen) of the SEC Certification Examination on Feb. 26-27, 2019 31 January 2019
- Use of the new General Information Sheet (GIS) Form 14 January 2019
- Seminars for Corporate Secretaries on the New Requirements in the General Information Sheet (GIS) 6 January 2019
Year 2018
- Request for comments on the updated Proposed Rules on Initial Coin Offering (ICO) 28 December 2018
- SEC Company Registration System will not be available from December 29, 2018 to January 2, 2019 28 December 2018
- Request for comments on the updated Proposed Rules on Initial Coin Offering (ICO) 28 December 2018
- SEC Company Registration System will not be available from December 22, 2018 to December 25, 2018 21 December 2018
- Free Seminars for Corporate Secretaries on the New Requirements in the General Information Sheet (GIS) 18 December 2018
- SEC Work Suspension 14 December 2018
- Public Exposure of the Draft Sustainability Reporting Guidelines for Publicly Listed Companies 14 December 2018
- Last Day of Conduct of all SEC Certification Examinations for the Year 2018. 12 December 2018
- Please be informed that SEC Company Registration System will not be available on December 7, 2018 from 6:00 PM to 8:00 PM due to system maintenance. 7 December 2018
- DRAFT CODE OF CORPORATE GOVERNANCE FOR PUBLIC COMPANIES AND REGISTERED ISSUERS 27 November 2018
- Request for Comments on the Proposed Guidelines on the Implementation of the ASEAN Capital Markets Forum Pass (ACMF PASS) Under the ASEAN Capital Market Professional Mobility Framework 27 November 2018
- SEC Company Registration CRS will not be available on November 26, 2018 from 5:00 PM… 26 November 2018
- Notice to All Non-Stock Corporations 14 November 2018
- Notice to All SEC Covered Institutions 14 November 2018
- 82nd Anniversary of SEC 9 November 2018
- Company Registration System will not be available on November 10-11, 2018 9 November 2018
- CRS Application at SEC Head Office 6 November 2018
- SEC Company Registration CRS will not be available on November 1 to November 4, 2018. 31 October 2018
- SEC Company Registration CRS will not be available today. 29 October 2018
- Draft Anti-Money Laundering Module for the SEC Certification Seminar. 29 October 2018
- SEC Company Registration CRS may encounter system slow down today. 26 October 2018
- Comments from Public_AML Guidelines and NPO Guidelines 26 October 2018
- Certification Issuance System – Unified Reference Database will conduct system maintenance on 29 October 2018 26 October 2018
- Request for Comments from Public on the AML Guidelines and NPO Guidelines 26 October 2018
- Please be advised that Corporate Governance and Finance Department will be operating with limited staff on Tuesday, 23 October 2018 23 October 2018
- All Capital Market Participants (CMPs) – Professionals and Institutions 23 October 2018
- Please be informed that the SEC is currently performing system maintenance for Capital Market Participants Registry System (CMPRS) 19 October 2018
- Company Registration System not be available today 19 October 2018
- Please be informed that the SEC is currently performing system maintenance for the Capital Market Participants Registry System (CMPRS) 19 October 2018
- Please be informed that ALL DIRECT LINES are currently OUT OF ORDER 11 October 2018
- Anti-Money Laundering Council (AMLC) Secretariat will be conducting free public seminars on Non -Stock, Non-Profit Corporations 20 September 2018
- Anti-Money Laundering Council (AMLC) Secretariat will be conducting free public seminars on Non -Stock, Non-Profit Corporations 20 September 2018
- CONDUCT OF A CERTIFICATION SEMINAR FOR PHASE 1 OF THE SEC CERTIFICATION EXAMINATION ON 25 & 26 OCTOBER 2018 18 September 2018
- 5th SEC-PSE CORPORATE GOVERNANCE FORUM 17 September 2018
- Company Registration System will not be available today 13 September 2018
- Extension of Time for Submission of Comments on the Proposed Rules on Initial Coin Offering (ICO) 13 September 2018
- Company Registration System will not be available today 12 September 2018
- Company Registration System 11 September 2018
- Proposed Amendment to the Rules and Regulations to Implement the Provisions of Republic Act No. 8556 (The Financing Company Act of 1998) 10 September 2018
- Proposed Rules for (1) Independent Oversight Entity (2) Qualifications of Key Officers and Fund Managers and (3) Winding Up of Investment Companies 10 September 2018
- SEC Company Registration System (CRS) will not be available from August 25 to 27, 2018. 23 August 2018
- Conduct of a Certification Seminar for Prospective Associated Persons/Compliance Officers (Equities Market) on September 25 & 26, 2018 22 August 2018
- SEC Company Registration System (CRS) will not be available 16 August 2018
- All Prospective Applicants for SEC Accreditation as an Auditing Firm/External Auditor with the Office of the General Accountant 14 August 2018
- SEC Company Registration System (CRS) will not be available 14 August 2018
- Systems are not available for access due to network failure. 10 August 2018
- Please be informed that the Name Verification of SEC Company Registration System (CRS) is experiencing slow performance. 7 August 2018
- Request for Comments on the Proposed Rules on Initial Coin Offering (ICO) 2 August 2018
- CRS will not be available today, July 24, 2018, due to System Maintenance 24 July 2018
- CRS will not be available today, July 24, 2018, due to System Maintenance 24 July 2018
- CRS will not be available today, July 20, 2018, due to System Maintenance 20 July 2018
- CRS will not be available today, July 19, 2018, due to System Maintenance 19 July 2018
- (FAST) Facilitating Automated System Transition Lane 16 July 2018
- SEC i-View and CRS will not be available on July 14, 2018 due to System Maintenance 13 July 2018
- Draft Sustainability Reporting Guidelines and Reporting Template for Publicly-Listed Companies 12 July 2018
- Conduct of Certification Seminar for Phase 2 (Prospective Equities Securities Salesmen) of the SEC Certification Examination on August 9-10, 2018 9 July 2018
- CMPRS and iView-eLoading will not be available tomorrow 4:00 p.m. onwards 6 July 2018
- CRS Application Status Online Inquiry Facility 29 June 2018
- CRS will not be available on June 29, 2018 due to System Maintenance 28 June 2018
- SMS Notification of CRS Application Status 26 June 2018
- Company Registration System Kiosk located at the Company Registration and Monitoring Department 25 June 2018
- Capital Market Participants Registry System (CMPRS) and SEC iView eLoading System 25 June 2018
- Announcement: Public Bidding for the 1. Multi-Protocol System of SEC 2. Supply of Services for the Document Conversion to Digital Format of the Financial Statements and General Information Sheets 20 June 2018
- Human Resource and Administrative Department Annual Team Building 19 June 2018
- CRS Will Not Available due to System Maintenance 8 June 2018
- Request for comments on the proposed amendments to Securities Regulation Code (SRC) Rule 68, as amended 7 June 2018
- May 30, 2018 Deadline for the SEC Integrated Annual Corporate Governance Report (I-ACGR) 24 May 2018
- Notice re: Documents Available 18 May 2018
- Request for Comments on the Proposed Guidelines on the Issuance of Green Bonds under the ASEAN Green Bonds Standards 11 May 2018
- Davao Extension Office Annual Team Building 10 May 2018
- Cebu Extension Office and Satellite Office-Robinson’s Galleria Cebu Annual Team Building 8 May 2018
- Notice to all Certified Public Accountants 4 May 2018
- Request for Comments on the Proposed Rules and Regulations on the Administration of Philippine Peso-Denominated Government Securities Benchmarks 2 May 2018
- Company Registration and Monitoring Department(CRMD) Annual Team Building 30 April 2018
- CGFD Teambuilding on May 7, 2018 29 April 2018
- Readjusted Module Weights and New Passing Score for the SEC Licensure Examination 27 April 2018
- CGFD Assessment and Cascading on May 2, 2018 26 April 2018
- Request for comments on the proposed Rules and Regulations on determining whether a Trust Fund is a qualified buyer 20 April 2018
- Filing schedule of 2017 Audited Financial Statement 13 April 2018
- Submission of SEC Integrated Annual Corporate Governance Report (I-ACGR) 5 April 2018
- Conduct of a Certification Seminar for Phase 1 of the SEC Certification Examination on 24-25 April 2018 3 April 2018
- SEC Company Registration System will not be available from March 28, 2018 to April 2, 2018… 28 March 2018
- The Economic Research and Training Department (ERTD) will hold its Annual Performance Commitment/Cascading Workshop on March 22-24, 2018. 20 March 2018
- The Information and Communications Technology Department (ICTD) will hold its Annual Performance Commitment/Cascading Workshop on March 15-16, 2018. 14 March 2018
- Transfer of Office of SEC – Davao Extension Office 8 March 2018
- Conduct of Certification Seminars for Phase 1 of the SEC Certification Examination 8 March 2018
- Notice to all Applicants for Accreditation as External Auditor, Asset Valuer and Credit Rating Agency 7 March 2018
- All Receiving Units at the SEC Satellite Offices will be closed temporarily on March 15 and 16, 2018 due to the performance commitment/cascading workshop on the said dates. 2 March 2018
- Compact Disc (CD) and/or USB Distribution of SEC Form 20-IS 5 February 2018
- Public Exposure of the Proposed Amendment to the Rules and Regulations to Implement the Provisions of R.A. no. 8556 (The Financing Company Act of 1998) 29 January 2018
- Please be informed that SEC Capital Market Participants Registry System and SEC eLoading System are not available. 19 January 2018
- All Certified Public Accountants 17 January 2018
- SEC i-View is temporarily not available 5 January 2018
Year 2017
- SEC i-View eLoading System 28 December 2017
- Notice from the Office of the President Warning against Public Solicitations for Money or other things of value purporting to be authorized by the said office. 22 December 2017
- SEC i-View System is not available today. 11 December 2017
- Certification Seminar for Prospective Compliance Officers (CO)/Associated Persons (AP) 4 December 2017
- Certification Seminar for Prospective Equities Securities Salesmen (ESS) 4 December 2017
- Request for Comments on the Proposed Rules and Regulations Governing Crowdfunding (CF) 29 November 2017
- Draft Governance Social and Financial Performance Standards for Accreditation of Microfinance NGOS. 27 November 2017
- The Commission will be conducting a free public seminar on updates and relevant SEC regulations for Foundations. 24 November 2017
- SEC i-View is temporarily not available. 23 November 2017
- The Company Registration System will be launched on Tuesday November 21, 2017 21 November 2017
- SEC Satellite Offices will only be until 04:00 PM due to the SEC 81st Anniversary Celebration 20 November 2017
- Corporate Governance and Finance Department 7 November 2017
- Re: 4th SEC-PSE Corporate Governance Forum 7 November 2017
- Annual Fees Renewal of Capital Market Institutions and Professionals 7 November 2017
- Corporate Governance and Finance Department 7 November 2017
- SEC Head Office at PICC, Roxas Boulevard, Pasay City, will be closed on November 8-15, 2017 6 November 2017
- Company Registration and Monitoring Department (CRMD) and SEC Satellite Offices Team Building Activities 27 October 2017
- Conduct of Orientations for Online Capital Market Participants Registry System 25 October 2017
- SEC Head Office at PICC, Roxas Boulevard, Pasay City, will be closed on October 23-27, 2017 20 October 2017
- Notice to all capital market participants and prospective capital market professionals of the new methodology in the conduct of the SEC Certification Program Examinations. 15 September 2017
- INVITATION TO THE 4TH SEC-PSE CORPORATE GOVERNANCE FORUM. PLEASE SEE ATTACHED REGISTRATION FORM 15 September 2017
- SEC Direct Lines are currently down 11 September 2017
- CDO Extension Office Annual Team Building 22 August 2017
- Davao Extension Office Annual Team Building 10 August 2017
- Grand Celebration of the 50th Anniversary of ASEAN 4 August 2017
- Conduct of Orientations on Module 1-6 of the SEC Modularized Examination for Prospective Capital Market Professionals 28 July 2017
- Conduct of Orientations for Prospective Capital Market Professionals on the Revised SEC Certification Programs, Particularly Modules 1-6 of the SEC Modularized Examination 21 July 2017
- Office of the General Counsel Teambuilding Advisory 17 July 2017
- Proposed Amendment to Rules and Regulations to Implement the Provisions of republic Act No. 8556(The Financing Company Act of 1998) 14 July 2017
- Conduct of an Orientation on Modules 1-6 of the SEC Modularized Examination for Prospective Market Professionals 12 July 2017
- Free Public Orientation and Seminar on COMPANY REGISTRATION SYSTEM 11 July 2017
- SEC Satellite Offices in Metro Manila 29 June 2017
- Temporary Suspension of the Conduct of All Certification Examinations 29 June 2017
- Market and Securities Regulation Department Annual Team Building 23 June 2017
- SEC iRegister is not available today. 14 June 2017
- SEC i-View is not available today. 13 June 2017
- Information and Communications Technology Department Annual Team Building 7 June 2017
- New Call Center Hotlines 2 June 2017
- New Call Center Hotlines 2 June 2017
- Submission of Comments on the Draft Implementing Rules and Regulations of the Investment Company Act 2 June 2017
- Request for Comments on the Proposed Rules and Regulations on Minimum Public Ownership of Publicly Listed Companies 31 May 2017
- Free Public Orientation and Seminar on Company Registration System 30 May 2017
- Online Company Registration 23 May 2017
- SEC i-View System is not Available 16 May 2017
- SEC iView System is not Available 15 May 2017
- SEC Roundtable Discussion on the Code of Corporate Governance for Publicly-Listed Companies 19 April 2017
- SEC Accredited Corporate Governance Training Providers 18 April 2017
- SIMPLIFIED RS FORM FOR COMMENTS 17 April 2017
- Rules and Regulations on the Implementation of the SEC Oversight Assurance Review (SOAR) Inspection Program. 11 April 2017
- Directives on Dollar Denominated Securities 7 April 2017
- Modified Requirements for Lending and Financing Companies 30 March 2017
- Public Seminar on Lending Companies 24 March 2017
- Notice to all Microfinance NGOs 22 March 2017
- SEC Roundtable Discussion on the Code of Corporate Governance for Publicly-Listed Companies 17 March 2017
- SEC documents not available for printing in iView may be requested thru the SEC Express System 15 March 2017
- SEC Head Office At PICC, Roxas Boulevard, Pasay City, will be closed on April 24 to 28, 2017. 10 March 2017
- Financial Report Bulletin No. 20, Revised Statement of Management’s Responsibility 1 February 2017
- Notice To All Certified Public Accountants In Public Practice 19 January 2017
- SEC Corporate Governance and Green Finance Conference 17 January 2017
- Request for Comments on the Proposed Rules and Regulations Governing the Registration and Trading of Structured Warrants 16 January 2017
- Transfer of Enforcement And Investor Protection Department 13 January 2017
- Temporary Suspension of Operations of the SEC Muntinlupa Satellite Office 12 January 2017
- Revised SEC Certification Programs and Modularized Examinations 6 January 2017
- The Markets and Securities Regulation Department (MSRD) will transfer to PICC 5 January 2017
- Payments for Requested Documents at the Public Reference Unit(PRU) 5 January 2017
Year 2016
- The Cashier’s Office at SEC Ortigas Branch will be closed 29 December 2016
- Annual Team Building of FMD, HRAD and ICTD 27 December 2016
- SEC i-Register is temporarily unavailable 23 December 2016
- SEC Wide Year End Celebration 15 December 2016
- SEC Muntinlupa Satellite Office 6 December 2016
- 2016 CRMD Team Building Activity 28 November 2016
- CGFD Officers of the Day (ODs) at SEC Ortigas Office 9 November 2016
- Lease Agreement for 25 Units of Digital Copier Machines for a Period of One(1) Year (Re-bidding) 28 October 2016
- Submission of Comments on the 2016 Implementing Rules And Regulations Of The Investment Company Act 20 October 2016
- Transfer of the CRMD to the PICC 13 October 2016
- An Invitation to the President, the Corporate Governance or Compliance Officer and to the Sec-Accredited Corporate Governance Training Providers 4 October 2016
- SEC Accredited Corporate Governance Training Providers 4 October 2016
- SEC Investor Information Seminar – Cebu City on October 21, 2016 28 September 2016
- SEC Investor Information Seminar – Cebu City on October 19, 2016 28 September 2016
- SEC-PSE Corporate Governance Forum on November 22, 2016 (Tuesday) at the Summit Hall C and D, Philippine International Convention Center (PICC), PICC Complex, Pasay City from 8:30 am to 4:30pm 22 September 2016
- Draft Corporate Governance Code for Publicly-Listed Companies 22 September 2016
- Downloadable Stock and Transfer Book (STB) and Membership Book (MB) 20 September 2016
- Point of Sales Payment facility is already available in all SEC Satellite Offices 15 September 2016
- Point of Sales Payment facility is already available in all SEC Satellite Offices 15 September 2016
- SEC Reduced Requirements for Financing and Lending Companies 13 September 2016
- SEC Reduced Requirements for Financing and Lending Companies 13 September 2016
- SEC i-Report is temporarily experiencing technical difficulties today 13 September 2016
- Transactions with the Corporate Governance and Finance Department (CGFD) 13 September 2016
- Camarines Minerals, Inc. 8 September 2016
- SEC Investor Information Seminar – Zamboanga City on September 02 , 2016 30 August 2016
- Adoption of Standards & Interpretations 24 August 2016
- SEC iRegister System 11 August 2016
- Suspension of Administration of the Certification Program Examinations from July to August 2016 27 July 2016
- SEC Investor Information Seminar – Cagayan de Oro City August 12, 2016 27 July 2016
- SEC Investor Information Seminar – Baguio City August 02, 2016 27 July 2016
- Transactions with the Corporate Governance and Finance Department (CGFD) 22 July 2016
- Starting 18 July 2016, the Office of the Commission Secretary (COMSEC) shall hold Office at the 3rd Floor, PICC Secretariat Building. 13 July 2016
- SEC iView, Cashiering and Paper Submission System is Offline Today 29 June 2016
- Office of the General Counsel (OGC) and the Office of the General Accountant (OGA) have Transferred to their New Offices 21 June 2016
- Expectations for an Effective Audit Function 20 June 2016
- SEC Investor Forum Iloilo May 27, 2016 26 May 2016
- Draft SEC Mediation Policy 25 April 2016
- SEC Investor Information Seminar Davao City April 29, 2016 20 April 2016
- Notice re Compliance with the Website Requirement and Annual Report on Chinese Wall Rules under the 2015 Revised Rules and Regulations of the Securities Regulation Code 1 April 2016
- Implementation of the 2015 Revised Rules and Regulations of the Securities Regulation Code 31 March 2016
- SEC launched a new system for the submission of Annual Reports consisting of Audited Financial Statements stamped received by the BIR and General Information Sheet to the SEC called the SEC Express Nationwide Submission (SENS). 23 March 2016
- SEC Accredited Corporate Governance Training Providers 17 March 2016
- SEC Satellite Office is NOW OPEN at SM City North EDSA 10 March 2016
- All SEC Accredited Auditing Firms/Sole Practitioners re Submission of Notarized Disclosure Form to the Office of the General Accountant. 29 February 2016
- Notice of Confirmation of Company Name Reservation 24 February 2016
- Mergers and Acquisitions effected through the Philippine Stock Exchange executed and implemented after the effectivity of R.A. 10667 and before the effectivity of its Implementing Rules and Regulations 23 February 2016
- Notice to all Certified Public Accountants in Public Practice 4 February 2016
- The SEC Plans to recruit 50 student-interns 21 January 2016
Year 2015
- Age Requirement for Financial Statements 28 December 2015
- Notice of the Procedure of the Issuance of Suspension Orders 4 May 2015
- SEC highly recommends to All Publicly-Listed Companies (PLCs) to adopt best Corporate Governance practices 6 April 2015
Year 2014
- Posting of disclosures in company websites pursuant to SEC Memorandum Circular No. 11, series of 2014 5 June 2014
- Submission of the General and Special Form for Financial Statements in electronic format 8 April 2014
Year 2013