Today is July 23, 2019

Registered Entities

CAPITAL MARKET PARTICIPANTS
Notice to Capital Market Participants (Institutions and Professionals) 29 April 2015
Capital Market Institutions
Capital Market Professionals
Exchanges, SROs, Clearing Agencies, Depository as of February 2013
Transfer Agents as of 30 June 2014
Lending Agents for SBL
Registrars of Qualified Buyers as of 28 January 2015
Alternative Trading System as of 28 January 2015

FINANCING COMPANIES
Only Financing Companies with quasi-banking (QB) license are authorized to solicit investment or accept deposit from the public
Directory of Financing Companies as of 31 December 2014
Consolidation of Financial Data of Financing Companies for the period December 31, 2010

LENDING COMPANIES
Only Lending Companies with quasi-banking (QB) license are authorized to solicit investment or accept deposit from the public
Directory of Lending Companiesas of 31 December 2014

ISSUERS
Issuers of Registered Equity Securities (Unlisted) as of 15 July 2015
Issuers of Proprietary/Non-Proprietary Shares/Certificates as of 15 July 2015
Issuers of Registered Debt Securities (Commercial Papers/Bonds) as of 20 October 2015
Issuers of Registered Securities to the Public (Listed with the Exchange) as of 20 October 2015
Issuers of Registered Equity Securities (Delisted) as of 20 October 2015
Notice:
The inclusion of any company in this SEC List does not mean, suggest, or imply, whether directly or indirectly, that any or all of those listed herein is being endorsed by the SEC to solicit, take, receive, or hold investments from the public.

The decision of anyone to place one’s investment(s) on any company in whatever form is an individual decision based on one’s own judgement.

It is suggested that anyone interested to invest in any of the companies listed herein or in any other company should study all publicly available materials that have been issued by the company following the full disclosure principle.

PUBLIC COMPANIES
Public Companies as of 15 July 2015

Notice:
The inclusion of any company in this SEC List does not mean, suggest, or imply, whether directly or indirectly, that any or all of those listed herein is being endorsed by the SEC to solicit, take, receive, or hold investments from the public.

The decision of anyone to place one’s investment(s) on any company in whatever form is an individual decision based on one’s own judgement

It is suggested that anyone interested to invest in any of the companies listed herein or in any other company should study all publicly available materials that have been issued by the company following the full disclosure principle.

MUTUAL FUNDS COMPANIES
Mutual Funds Companies as of 2 July 2015

Notice:
The inclusion of any company in this SEC List does not mean, suggest, or imply, whether directly or indirectly, that any or all of those listed herein is being endorsed by the SEC to solicit, take, receive, or hold investments from the public.

The decision of anyone to place one’s investment(s) on any company in whatever form is an individual decision based on one’s own judgement

It is suggested that anyone interested to invest in any of the companies listed herein or in any other company should study all publicly available materials that have been issued by the company following the full disclosure principle.

REGISTERED SPECIAL PURPOSE VEHICLES