Republic of the Philippines
Securities and Exchange Commission
SEC ADVISORY (PAALALA/BABALA) NOTICES (PAUNAWA)
FUTURE NET-NETWORKING MARKETING ASSOCIATION OF THE PHILIPPINES, INC.  (PDF) (Posted 8 May 2013)
"BIZ TOWER MINI"  (PDF) (Posted 4 April 2013)
"ONELINE" "MONOLINE" MARKETING SCHEME (PDF) (Posted 4  April 2013)
ONELINE MARKETING SCHEME : ONLINE CASH PALUWAGAN  (PDF) (Posted 15  March 2013)
CONNECTACONS, INC.  (PDF) (Posted 13  March 2013)
Unauthorized Sale of Pre-need Pland and Life Insurance and Pyramiding Scam in Davao City  (PDF) (Posted 8  March 2013)
Investment Scam in Tandag City, Surigao Del Sur  (PDF) (Posted 4  March 2013)
Professional Forex Union Limited  (PDF) (Posted 5 February 2013)
Fraudulent Scheme or Investment Scam in Imus Cavite  (PDF) (Posted 11 January 2013)
Beware of Investment Scams !!! (PDF) (Posted 21 December 2012)
ADS ZENS BROKER, CORPORATION (PDF) (Posted 27 November 2012)
Reyality Investment Corporation (PDF) (23 November 2012
Visioner2020 Int'l Traders Inc. (PDF) (20 November 2012
Troubled Pre-need Corporations (PDF) (as of 7 September 2012)
Double your money scam in Pagadian City (PDF) (23 August 2012)

Securities which are not registered in the Commission (PDF) (posted 23 September 2011)

Green Lane Registration (PDF) (Posted 16 August 2011)

PDEA Compliance Service Advisory (PDF) (posted 9 August 2011)

Beware of Fraudulent Commercial Documents (PDF) (posted 15 July 2011)
 
2013 Schedule of Filing of Annual Financial Statements (PDF) (Posted 10 September 2012)

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Guidelines on the Conduct of Valuation and Issuance of a Fairness Opinion (Posted 21 May 2013)
Guidelines in the Accomplishment and Submission of Sworn Statement of Sources, Amount and Application of Fund (SS) and Certificate of Existence of Program/Activity (COEP)  (PDF) (Posted 26 April 2013)
Mode of Payment for Fees and Penalties (PDF) (Posted 25 April 2013)
Listed Companies : ASEAN Corporate Governance Scorecard Assessment Run (PDF) (Posted 25 March 2013)
Guidelines on compliance with the Filipino-Foreign Ownership Requirements prescribed in Constitution and/or Existing Law by Corporations Engaged in Nationalized and Partly Nationalized activities. (Posted 25 March 2013)
PASTRA (PDF) (Posted 20 March 2013)
All Asia Plans Corporation Pension Claims (PDF) (Posted 19 February 2013)
Corporations registered in 1963 (PDF)(Posted 15 January 2013)
Information dealing with a foundation (Posted 21 December 2012)
Proposed Guidelines on the Outsourcing of functions by Broker Dealer (Posted 10 October 2012)
SCCP Application as Depository (PDF) (Posted 10 October 2012)
Exposure Draft of the Disclosure Guidelines on Retirement Benefit Funds (PDF) (Posted 14 September 2012)
Draft Rules and Regulations on Exchange Traded Funds (ETF Rules)
Notice soliciting comments on the proposed ETF Rules:, and,  (PDF) (Posted 16 Julyl 2012)
Draft Rules and Regulations on Exchange Traded Funds (PDF) (Posted 16 Julyl 2012)
   

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