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Lending Companies
Document Type | Description | Due Date |
Where to File |
Impact Evaluation Report under Section 4 of SEC Memorandum Circular No. 3, Series of 2022 (SEC MC 3, S. of 2022) |
Deadline on 31 March 2023. See Attached Notice on: SUBMISSION OF IMPACT EVALUATION REPORT 2023 (IER 2023) |
Send to the given google form link as instructed in the Notice. |
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Business Plan under Section 5 of SEC Memorandum Circular No. 3, Series of 2022 (SEC MC 3, S. of 2022) |
On or before 5 May 2022. For FCs and LCs that will be incorporated subsequent to 3 March 2022, the effectivity of SEC MC 3, S. of 2022, the Business Plan shall be submitted within sixty (60) days from the date of issuance of their Certificate of Authority to Operate as a Financing/Lending Company See Attached Notice on: SUBMISSION OF BUSINESS PLAN (SEC FORM BP-FCLC) |
Send via email at: [email protected] copy furnished [email protected] with the following subject line: CGFD_Complete Name of the Company_SEC Form BP-FLCD_Date Submitted |
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General Information Sheet |
Within 30 calendar days from actual annual stockholders’ meeting |
Via OST/eFAST Only |
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*** AFS |
Audited Financial Statements |
Fiscal year ending December 31: on or before April 15. After April 15, based on advisory to be issued by SEC Fiscal year other than December 31: within 120 days from the end of fiscal year |
Via OST/eFAST Only |
Special Form of Financial Statements |
Within 30 days after due date of submission of Audited Financial Statements |
Via OST/eFAST Only |
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Annual Information Statement |
Every 30th day of January for Commercial Paper Issuer File to FLCD: Up to Php 150,000,000 ONLY File to MSRD: Beyond Php 150,000,000 |
Kindly request a Payment Assessment Form (PAF) of Annual Information Statement through the google forms: here. |
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Semi-Annual Financial Statements |
1st Semester: 15 days from cut-off (Cut off: June 30) 2nd Semester: 15 days from cut-off (Cut off: December 31) However, starting 2nd sem 2012: due date is 45 days from end of semester |
Via OST/eFAST Only |
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AMLA Compliance Form |
See Attached MC No. 4 s. 2021 See Attached MC No. 4 s. 2015 |
Send via email at [email protected] using the Email Subject Line/Head: CGFD_Complete Name of the Company_Type of Document_Date Scanned copies of documents with physical/wet signatures |
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*** Sworn Certification |
Sworn Certification stating the company’s compliance with the provisions of Section 4 of the SEC Memorandum Circular No. 18, series of 2019, or Section 1 or 2 of the SEC Memorandum Circular No. 2, series of 2021 |
Via eFAST Only |
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SEC Form 1 – Existing Online Lending Platforms SEC Form 2 – Prospective Online Lending Platforms |
Via eFAST Only |
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List of Third-Party Service Providers (TPSPs) |
Submission of List of Third-Party Service Providers in compliance with the Financial Products and Service Products and Services Consumer Protection Act Of 2022 (R.A. No. 11765) And its Implementing Rules And Regulations (SEC FCPA IRR) |
Deadline on 13 June 2023. See Attached Order HERE |
Send thru: |
Registration of Financing and Lending Companies to the Credit Information Corporation (CIC) and submission of related documents |
All FCs and LCs that are operating OLPs/OLAs are ordered to register with the CIC. |
Deadline on 07 August 2023. See Attached Order HERE |
Send proof of registration to: |
Complaints Handling Details |
Submission of Financing and Lending Companies Complaints Handling Details and Mechanism |
Deadline on 22 February 2024. See Attached Order HERE |
Send to the google link as indicated in the order. |
*** Note: No prescribed format