Lending Companies

Document Type Description Due Date
SEC Form GIS General Information Sheet Within 30 calendar days from actual annual stockholders’ meeting
*** AFS Audited Financial Statements

Fiscal year ending December 31: on or before April 15. After April 15, based on advisory to be issued by SEC

Fiscal year other than December 31: within 120 days from the end of fiscal year

LCFS Special Form of Financial Statements Within 30 days after due date of submission of Audited Financial Statements
AIS Annual Information Statement Every 30th day of January for Commercial Paper Issuer
LCIF
(LCIF_PAGES 1 TO 5)
(LCIF_schedules_PAGES 6 TO 11)
Semi-Annual Financial Statements

1st Semester: 15 days from cut-off (Cut off: June 30)

2nd Semester: 15 days from cut-off (Cut off: December 31)

However, starting 2nd sem 2012: due date is 45 days from end of semester

MTTP Money Laundering and Terrorist Financing Prevention Plan See Attached MC No. 4 s. 2021
AML-CF
AML-CF CoverSheet & General Guidelines
AMLA Compliance Form

See Attached MC No. 4 s. 2015

*** Sworn
Certification
Sworn Certification stating the company’s compliance with the provisions of Section 4 of the SEC Memorandum Circular No. 18, series of 2019, or Section 1 or 2 of the SEC Memorandum Circular
No. 2, series of 2021
MC 18 s. 2019
MC 2 s. 2021
SEC Form 1
SEC Form 2
SEC Form 1 – Existing Online Lending Platforms
SEC Form 2 – Prospective Online Lending Platforms
MC 19 s. 2019

*** Note: No prescribed format