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Lending Companies
Document Type | Description | Due Date |
SEC Form BP-FCLC | Business Plan under Section 5 of SEC Memorandum Circular No. 3, Series of 2022 (SEC MC 3, S. of 2022) | On or before 5 May 2022. For FCs and LCs that will be incorporated subsequent to 3 March 2022, the effectivity of SEC MC 3, S. of 2022, the Business Plan shall be submitted within sixty (60) days from the date of issuance of their Certificate of Authority to Operate as a Financing/Lending Company. |
SEC Form GIS | General Information Sheet | Within 30 calendar days from actual annual stockholders’ meeting |
*** AFS | Audited Financial Statements |
Fiscal year ending December 31: on or before April 15. After April 15, based on advisory to be issued by SEC Fiscal year other than December 31: within 120 days from the end of fiscal year |
LCFS | Special Form of Financial Statements | Within 30 days after due date of submission of Audited Financial Statements |
AIS | Annual Information Statement | Every 30th day of January for Commercial Paper Issuer |
LCIF (LCIF_PAGES 1 TO 5) (LCIF_schedules_PAGES 6 TO 11) |
Semi-Annual Financial Statements |
1st Semester: 15 days from cut-off (Cut off: June 30) 2nd Semester: 15 days from cut-off (Cut off: December 31) However, starting 2nd sem 2012: due date is 45 days from end of semester |
MTTP | Money Laundering and Terrorist Financing Prevention Plan | See Attached MC No. 4 s. 2021 |
AML-CF AML-CF CoverSheet & General Guidelines |
AMLA Compliance Form |
See Attached MC No. 4 s. 2015 |
*** Sworn Certification |
Sworn Certification stating the company’s compliance with the provisions of Section 4 of the SEC Memorandum Circular No. 18, series of 2019, or Section 1 or 2 of the SEC Memorandum Circular No. 2, series of 2021 |
MC 18 s. 2019 MC 2 s. 2021 |
SEC Form 1 SEC Form 2 |
SEC Form 1 – Existing Online Lending Platforms SEC Form 2 – Prospective Online Lending Platforms |
MC 19 s. 2019 |
*** Note: No prescribed format