Today is April 5, 2020

Self Regulatory Organization

Document Type Description Due Date
SEC FORM 33-SRO Registration Form/Amendment Form for Self Regulatory Organizations Within 7 days from the date of the occurrence of the event
*** CEILING/FLOOR ALERTS Exchange’s report on Ceiling and Floor Alerts Immediately after occurrence of transaction
*** PSE AUDIT CALENDAR Exchange’s Audit Calendar On or before 15th of January of every year
*** PSE MONTHLY REPORT ON PERIODIC EXAMINATIONS Exchange’s monthly report on periodic examinations Within 10 days from the end of each month
*** PSE MONTHLY REPORT ON DOCKETS OF EXAMINATIONS AND INVESTIGATIONS BEING CONDUCTED Exchange’s monthly report on dockets of Examinations and Investigations being conducted by the Exchange When required
*** PSE ANNUAL REPORT ON LISTED ISSUES, DELISTED/SUSPENDED Exchange’s report on listed and delisted/suspended issues On or before 30thof January of the following year
SEC FORM GIS General Information Sheet Within 30 calendar days following the date of stockholder’s meeting per by-laws. If no meeting was held on that calendar year, on or before 30th of January of the following year.
*** AFS Audited Financial Statement Please refer to the Yearly SEC Memorandum Circular on the dates of submission based on the entity’s last digit SEC Registration number.

*** - Note: No Prescribed format

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