MC 2020 Archives - Securities and Exchange Commission

MC No. 37 s. 2020
Regulatory Relief Measures to Manage the Effects of the COVID-19 Pandemic

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 37 s. 2020
Regulatory Relief Measures to Manage the Effects of the COVID-19 Pandemic

MC No. 36 s. 2020
2020 Compliance Officer’s Certification

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MC No. 35 s. 2020
Financial Reporting Relief in Light of Covid-19 Pandemic

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 35 s. 2020
Financial Reporting Relief in Light of Covid-19 Pandemic

MC No. 34 s. 2020
Deferral of Philippine Interpretations Committee Question & Answer (Pic Q&A) No. 2018-12 and IFRS Interpretations Committee (IFRIC) Agenda Decision on Over Time Transfer of Constructed Goods [Philippine Accounting Standards (Pas) 23- Borrowing Cost] for Real Estate Industry

MC No. 33 s.2020
Amendments to the Implementing Rules and Regulations of the Investment Company Act, as Amended

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 33 s.2020
Amendments to the Implementing Rules and Regulations of the Investment Company Act, as Amended

MC No. 32 s.2020
Basis of Preparation of Audited Financial Statements for BSFIs

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 32 s.2020
Basis of Preparation of Audited Financial Statements for BSFIs

MC No. 31 s.2020
Non-Imposition of Fines and Other Monetary Penalties for Non-Filing, Late Filing and Failure to Comply with Compulsory Notification and other Reportorial Requirements

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 31 s.2020
Non-Imposition of Fines and Other Monetary Penalties for Non-Filing, Late Filing and Failure to Comply with Compulsory Notification and other Reportorial Requirements

MC No. 30 s.2020
Revision of the General Information Sheet (GIS) of Foreign Corporations to Include Beneficial Ownership Information

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 30 s.2020
Revision of the General Information Sheet (GIS) of Foreign Corporations to Include Beneficial Ownership Information

MC No. 29 s.2020
2020 Guidelines on the Submission and Monitoring of the Money Laundering and Terrorist Financing Prevention Program (MTPP)

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MC No. 28 s.2020
Requirement for Corporations, Partnerships, Associations, and Individuals to Create and/or Designate E-mail Account Address and Cellphone Number for Transactions with the Commission

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 28 s.2020
Requirement for Corporations, Partnerships, Associations, and Individuals to Create and/or Designate E-mail Account Address and Cellphone Number for Transactions with the Commission

MC No. 27 s.2020
Guidelines for the Conversion of Corporations Either to One Person Corporation or to Ordinary Stock Corporation

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 27 s.2020
Guidelines for the Conversion of Corporations Either to One Person Corporation or to Ordinary Stock Corporation

MC No. 26 s.2020
Guidelines in the Implementation of a Risk-Based Approach to Anti-Money Laundering Combating the Financing of Terrorism (AML/CFT) and Adoption and Development of a Risk Rating System for SEC Covered Persons

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 26 s.2020
Guidelines in the Implementation of a Risk-Based Approach to Anti-Money Laundering Combating the Financing of Terrorism (AML/CFT) and Adoption and Development of a Risk Rating System for SEC Covered Persons

MC No. 25 s. 2020
Guidelines in the Filing, Investigation and Resolution of Complaints for Violation of the Right to Inspect and/or Reproduce Corporate Records

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 25 s. 2020
Guidelines in the Filing, Investigation and Resolution of Complaints for Violation of the Right to Inspect and/or Reproduce Corporate Records

MC No. 24 s.2020
Guidelines on Posting of:
1. Additional Securities Deposit
2. Substitution of Securities Deposit and
3. Change of Resident Agent

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 24 s.2020
Guidelines on Posting of:
1. Additional Securities Deposit
2. Substitution of Securities Deposit and
3. Change of Resident Agent

MC No. 23 s.2020
Rules on Corporate Debt Vehicle

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 23 s.2020
Rules on Corporate Debt Vehicle

MC No. 22 s.2020
Guidelines on Corporate Term

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 22 s.2020
Guidelines on Corporate Term

MC No. 21 s.2020
Rules on Simplified Onboarding Procedures for Low Risk Accounts

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MC No. 20 s.2020
SEC Rules on the Number of Independent Directors and Sectoral Representatives of Exchanges and Other Organized Markets

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 20 s.2020
SEC Rules on the Number of Independent Directors and Sectoral Representatives of Exchanges and Other Organized Markets

MC No. 19 s.2020
Signatories of the Manual on Corporate Governance and Penalty for Noncompliance With the Requirement

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MC No. 18 s.2020
Procedures in the filing of Audited Financial Statements and General Information Sheet to SEC after the Enhanced Community Quarantine

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MC No. 17 s.2020
Extension of the deadline for the submission of 2020 Annual Reports and/or Audited Financial Statements of Companies with Fiscal Year ending 31 January 2020 to 30 April 2020, including the applicable Quarterly Reports

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 17 s.2020
Extension of the deadline for the submission of 2020 Annual Reports and/or Audited Financial Statements of Companies with Fiscal Year ending 31 January 2020 to 30 April 2020, including the applicable Quarterly Reports

MC No. 16 s.2020
Guidelines on Authentication of Articles of Incorporation in Applications for Registration of New Domestic Corporations

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 16 s.2020
Guidelines on Authentication of Articles of Incorporation in Applications for Registration of New Domestic Corporations

MC No. 15 s.2020
Rules on Investment in Financial Derivatives

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 15 s.2020
Rules on Investment in Financial Derivatives

MC No. 14 s.2020
Shareholders’ right to put items on the Agenda for Regular/ Special Stockholders’ meetings

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 14 s.2020
Shareholders’ right to put items on the Agenda for Regular/ Special Stockholders’ meetings

MC No. 13 s.2020
Extension of Deadline for the Submission of Sustainability Report (SR)

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 13 s.2020
Extension of Deadline for the Submission of Sustainability Report (SR)

MC No. 12 s.2020
Shareholders’s approval on Sale of Corporate Assets

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 12 s.2020
Shareholders’s approval on Sale of Corporate Assets

MC No. 11 s.2020
Guidelines for the Submission or Filing of Securities Deposit during the COVID-19 Outbreak and the Enhanced Community Quarantine

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 11 s.2020
Guidelines for the Submission or Filing of Securities Deposit during the COVID-19 Outbreak and the Enhanced Community Quarantine

MC No. 10 s.2020
Guidelines on submission by Electronic Mail of GIS, AFS, Forms and Documents required under existing Laws, Rules and Regulations, and recognition of Electronic Signature

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 10 s.2020
Guidelines on submission by Electronic Mail of GIS, AFS, Forms and Documents required under existing Laws, Rules and Regulations, and recognition of Electronic Signature

MC No. 09 s.2020
Guidelines for the filing of the General Information Sheet (GIS) during the COVID-19 Outbreak and Enhanced Community Quarantine

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 09 s.2020
Guidelines for the filing of the General Information Sheet (GIS) during the COVID-19 Outbreak and Enhanced Community Quarantine

MC No. 08 s.2020
Adoption of Accounting Standards and Philippine Interpretations Committee Questions and Answers (PIC Q&As)

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MC No. 07 s. 2020
Guidelines on Preventing Measures Against COVID-19 in the Handling of Records at the Securities and Exchange Commission

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 07 s. 2020
Guidelines on Preventing Measures Against COVID-19 in the Handling of Records at the Securities and Exchange Commission

MC No. 06 s. 2020
Guidelines on the Attendance and Participation of Directors, Trustees, Stockholders, Members, and Other Persons of Corporations in Regular and Special Meetings Through Teleconferencing, Video Conferencing and Other Remote or Electronic Means of Communication

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 06 s. 2020
Guidelines on the Attendance and Participation of Directors, Trustees, Stockholders, Members, and Other Persons of Corporations in Regular and Special Meetings Through Teleconferencing, Video Conferencing and Other Remote or Electronic Means of Communication

MC No. 05 s.2020
Extension of Filing of the 2019 Annual Reports Including the Applicable Quarterly Reports for Year 2020 and 2019 Audited Financial Statements (AFS)

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : MC No. 05 s.2020
Extension of Filing of the 2019 Annual Reports Including the Applicable Quarterly Reports for Year 2020 and 2019 Audited Financial Statements (AFS)

MC No. 04 s.2020
Deferment of the Implementation of IFRS Interpretations Committee (“IFRIC”) Agenda Decision on Over Time Transfer of Constructed Goods Philippine Accounting Standards (PAS) 23-Borrowing Cost) For Real Estate Industry

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 04 s.2020
Deferment of the Implementation of IFRS Interpretations Committee (“IFRIC”) Agenda Decision on Over Time Transfer of Constructed Goods Philippine Accounting Standards (PAS) 23-Borrowing Cost) For Real Estate Industry

MC No. 03 s.2020
Notice of Regular Meetings of the Stockholders/Members

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 03 s.2020
Notice of Regular Meetings of the Stockholders/Members

MC No. 02 s.2020
2020 Filing of Annual Financial Statements and General Information Sheet

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 02 s.2020
2020 Filing of Annual Financial Statements and General Information Sheet

MC No. 01 s.2020
Revised Implementing Rules and Regulations of Republic Act No. 9856, Otherwise known as the Real Estate Investment Trust (REIT) Act of 2009

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 01 s.2020
Revised Implementing Rules and Regulations of Republic Act No. 9856, Otherwise known as the Real Estate Investment Trust (REIT) Act of 2009