MC 2023 Archives - Securities and Exchange Commission

GOVPH

SEC MC No. 22, series of 2023
Guidelines on the Applications for Payment of Filing Fees and Annual Fees of Real Estate Investment Trusts (REIT) Fund Managers and their Respective Compliance Officers

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SEC MC No. 21, series of 2023
Amendments to SEC Memorandum Circular Series of 2014 – Guidelines on Asset Valuations

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SEC MC No. 20, series of 2023
Final Extension of Amnesty Applications until 31 December 2023

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SEC MC No. 19, series of 2023
Guidelines on Declaration of Delinquent Status and Revocation of Certificate of Registration of Corporations under Sections 21 and 177 of the Revised Corporation Code

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SEC MC No. 18, series of 2023
Guidelines on the Submission of Digital Copies of Applications, Compliance Documents and Other Requests, and Further Reduction of the Number of Hard Copies to be Filed with the Commission

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SEC MC No. 17, series of 2023
Extension of Amnesty Applications Until 06 November 2023

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SEC MC No. 16, series of 2023
Revised Guidelines on the Determination of Retained Earnings Available for Dividend Declaration

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SEC MC No. 15, series of 2023
Guidelines on Eligible Blue Projects and Activities for the Issuance of Blue Bonds in the Philippines

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SEC MC No. 14, series of 2023
Proposed Amendments to Annex C of Rule 12 of the Securities Regulation Code

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SEC MC No. 13, series of 2023
Guidelines on Annex C of Rule 12 of the Securities Regulation Code Interpreting the Comparative Periods Required in the Management’s Discussion and Analysis

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SEC MC No. 12, series of 2023
Amendments to Section 39.1.4.1 of the Implementing Rules and Regulation of the Securities Regulation Code

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SEC MC No. 11, series of 2023
Amendments on the 2015 Implementing Rules and Regulations of the Securities Regulation Code (The 2015 SRC Rules)

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SEC MC No. 10, series of 2023
SEC Fees and Charges for Certain IT Related Services

SEC MC No. 09, series of 2023
Further Extension of the Deadline for Amnesty Applications Under SEC MC No. 2, s. of 2023, and Streamlining of the Application Process

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : SEC MC No. 09, series of 2023
Further Extension of the Deadline for Amnesty Applications Under SEC MC No. 2, s. of 2023, and Streamlining of the Application Process

SEC MC No. 08, series of 2023
Securing & Expanding Capital for Farms & Agri-Business Related Modernization Schemes (SEC FARMS)

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SEC MC No. 07, series of 2023
Guidelines on Application for the Allocation of ISIN, CFI and FISN Codes for Financial Instruments

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : SEC MC No. 07, series of 2023
Guidelines on Application for the Allocation of ISIN, CFI and FISN Codes for Financial Instruments

SEC MC No. 06, series of 2023
Amendment of SEC Memorandum Circular No. 2, series of 2023, and Extending the Deadline of Amnesty Applications

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : SEC MC No. 06, series of 2023
Amendment of SEC Memorandum Circular No. 2, series of 2023, and Extending the Deadline of Amnesty Applications

SEC MC No. 05, series of 2023
SEC Rules and Regulations of the Financial Products and Services Consumer Protection Act of 2022

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : SEC MC No. 05, series of 2023
SEC Rules and Regulations of the Financial Products and Services Consumer Protection Act of 2022

SEC MC No. 04, series of 2023
Adoption of the ASEAN Sustainable and Responsible Fund Standards (ASEAN SRFS); and Establishment of Rules on: 1) Qualification of a Local Investment Company under the ASEAN SRFS; 2) Recognition of a Foreign Collective Investment Scheme qualified under the ASEAN SRFS that seeks to offer in the Philippines under the ASEAN CIS framework

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : SEC MC No. 04, series of 2023
Adoption of the ASEAN Sustainable and Responsible Fund Standards (ASEAN SRFS); and Establishment of Rules on: 1) Qualification of a Local Investment Company under the ASEAN SRFS; 2) Recognition of a Foreign Collective Investment Scheme qualified under the ASEAN SRFS that seeks to offer in the Philippines under the ASEAN CIS framework

SEC MC No. 03, series of 2023
Guidelines on the Issuance of Sustainability-Linked Bonds under the ASEAN Sustainability-Linked Bond Standards in the Philippines

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SEC MC No. 02, series of 2023
Grant of Amnesty for Non-Filing and Late Filing of General Information Sheet (GIS) and Annual Financial Statement (AFS) and Non-Compliance with MC No. 28, s. 2020

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SEC MC No. 01, series of 2023
Extension of Deadline for the 2023 Filing of Annual Financial Statements

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MC 2023

SEC MC No. 22, series of 2023
Guidelines on the Applications for Payment of Filing Fees and Annual Fees of Real Estate Investment Trusts (REIT) Fund Managers and their Respective Compliance Officers

SEC MC No. 21, series of 2023
Amendments to SEC Memorandum Circular Series of 2014 – Guidelines on Asset Valuations

SEC MC No. 20, series of 2023
Final Extension of Amnesty Applications until 31 December 2023

SEC MC No. 19, series of 2023
Guidelines on Declaration of Delinquent Status and Revocation of Certificate of Registration of Corporations under Sections 21 and 177 of the Revised Corporation Code

SEC MC No. 18, series of 2023
Guidelines on the Submission of Digital Copies of Applications, Compliance Documents and Other Requests, and Further Reduction of the Number of Hard Copies to be Filed with the Commission

SEC MC No. 17, series of 2023
Extension of Amnesty Applications Until 06 November 2023

SEC MC No. 16, series of 2023
Revised Guidelines on the Determination of Retained Earnings Available for Dividend Declaration

SEC MC No. 15, series of 2023
Guidelines on Eligible Blue Projects and Activities for the Issuance of Blue Bonds in the Philippines

SEC MC No. 14, series of 2023
Proposed Amendments to Annex C of Rule 12 of the Securities Regulation Code

SEC MC No. 13, series of 2023
Guidelines on Annex C of Rule 12 of the Securities Regulation Code Interpreting the Comparative Periods Required in the Management’s Discussion and Analysis

SEC MC No. 12, series of 2023
Amendments to Section 39.1.4.1 of the Implementing Rules and Regulation of the Securities Regulation Code

SEC MC No. 11, series of 2023
Amendments on the 2015 Implementing Rules and Regulations of the Securities Regulation Code (The 2015 SRC Rules)

SEC MC No. 10, series of 2023
SEC Fees and Charges for Certain IT Related Services

SEC MC No. 09, series of 2023
Further Extension of the Deadline for Amnesty Applications Under SEC MC No. 2, s. of 2023, and Streamlining of the Application Process

SEC MC No. 08, series of 2023
Securing & Expanding Capital for Farms & Agri-Business Related Modernization Schemes (SEC FARMS)

SEC MC No. 07, series of 2023
Guidelines on Application for the Allocation of ISIN, CFI and FISN Codes for Financial Instruments

SEC MC No. 06, series of 2023
Amendment of SEC Memorandum Circular No. 2, series of 2023, and Extending the Deadline of Amnesty Applications

SEC MC No. 05, series of 2023
SEC Rules and Regulations of the Financial Products and Services Consumer Protection Act of 2022

SEC MC No. 03, series of 2023
Guidelines on the Issuance of Sustainability-Linked Bonds under the ASEAN Sustainability-Linked Bond Standards in the Philippines

SEC MC No. 02, series of 2023
Grant of Amnesty for Non-Filing and Late Filing of General Information Sheet (GIS) and Annual Financial Statement (AFS) and Non-Compliance with MC No. 28, s. 2020

SEC MC No. 01, series of 2023
Extension of Deadline for the 2023 Filing of Annual Financial Statements

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