SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : SEC MC No. 10, series of 2022
Amendments to SEC Memorandum Circular No. 15, s. 2019 (The 2019 Revision of the GIS) Increasing the Penalties and Imposing Additional Non-Financial Penalties and Providing Further Guidelines for Submission
SEC MC No. 10, series of 2022
MC No. 02 s. 2021
Compliance with Section 4 of SEC Memorandum Circular No. 18, Series of 2019 for Newly Registered Financing Companies (FCs) and Lending Companies (LCs)
SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 02 s. 2021
Compliance with Section 4 of SEC Memorandum Circular No. 18, Series of 2019 for Newly Registered Financing Companies (FCs) and Lending Companies (LCs)
MC No. 37 s. 2020
Regulatory Relief Measures to Manage the Effects of the COVID-19 Pandemic
SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 37 s. 2020
Regulatory Relief Measures to Manage the Effects of the COVID-19 Pandemic
MC No. 35 s. 2020
Financial Reporting Relief in Light of Covid-19 Pandemic
SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 35 s. 2020
Financial Reporting Relief in Light of Covid-19 Pandemic
MC No. 18 s.2019 – Prohibition on Unfair Debt Collection Practices of Financing Companies(FC), and Lending Companies(LC)
SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 18 s.2019 – Prohibition on Unfair Debt Collection Practices of Financing Companies(FC), and Lending Companies(LC)
MC No. 07 s.2017 – Limiting the Requirement for “Group C” Accredited Independent Auditors/Certified Public Accountants of Financing and Lending Companies per Asset Size
SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 07 s.2017 – Limiting the Requirement for “Group C” Accredited Independent Auditors/Certified Public Accountants of Financing and Lending Companies per Asset Size
MC No. 18 s. 2016 – Streamlining the Documentary Requirements for Financing and Lending Companies
SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 18 s. 2016 – Streamlining the Documentary Requirements for Financing and Lending Companies
MC No. 7 s. 2016 – Compliance with Republic Act No. 9510
SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 7 s. 2016 – Compliance with Republic Act No. 9510
MC No. 3 s. 2016 – Enforcement of Republic Act No. 9510 Over Financing Companies
SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 3 s. 2016 – Enforcement of Republic Act No. 9510 Over Financing Companies
MC No. 4 s.2015 – RE : Amendment to Section 3 of SEC Memorandum Circular No. 19, S.2014
SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 4 s.2015 – RE : Amendment to Section 3 of SEC Memorandum Circular No. 19, S.2014
MC No. 19 s.2014 – RE : Submission of the Anti-Money Laundering Operating Manual and Anti-Money Laundering Compliance Form
SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 19 s.2014 – RE : Submission of the Anti-Money Laundering Operating Manual and Anti-Money Laundering Compliance Form
MC No. 14 s.2014 – RE : Amendment to the Revised Code of Corporate Governance (RCCG) – Exemption from Independent Director requirement for close financing companies.
SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 14 s.2014 – RE : Amendment to the Revised Code of Corporate Governance (RCCG) – Exemption from Independent Director requirement for close financing companies.
MC No. 15 s.2013 – RE : Policies and guidelines on the issuance of exempt commercial papers.
SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 15 s.2013 – RE : Policies and guidelines on the issuance of exempt commercial papers.
MC No. 7 s.2013 – RE : Single Borrower Limit (SBL) and Credit Limit on Directors, Officers, Stockholders and Related Interests (DOSRI)
SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 7 s.2013 – RE : Single Borrower Limit (SBL) and Credit Limit on Directors, Officers, Stockholders and Related Interests (DOSRI)
MC No. 3 s.2013 – RE : Amendments of rules pertaining to the date of submission of the Interim Semi-annual Financial Statements
SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 3 s.2013 – RE : Amendments of rules pertaining to the date of submission of the Interim Semi-annual Financial Statements
MC No. 7 s.2011 – RE : Implementing of the Truth in Lending Act to Enhance Loan Transaction Transparency
SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 7 s.2011 – RE : Implementing of the Truth in Lending Act to Enhance Loan Transaction Transparency
MC No. 9 s.2010 – RE: Scale of penalties for lending companies
SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 9 s.2010 – RE: Scale of penalties for lending companies
MC No. 5 s.2010 – RE: Coverage of Financing Companies by the Revised Code of Corporate Governance
SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 5 s.2010 – RE: Coverage of Financing Companies by the Revised Code of Corporate Governance
MC No. 13 s.2009 – RE : Revised guidelines on accreditation of auditing firms and external auditors
SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 13 s.2009 – RE : Revised guidelines on accreditation of auditing firms and external auditors
MC No. 6 s.2009 – RE : Revised Code of Corporate Governance
SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 6 s.2009 – RE : Revised Code of Corporate Governance
MC No. 6 s.2006 – RE : Submission of General Information Sheet and the General and Special Form for Financial Statements in Electronic Format
SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 6 s.2006 – RE : Submission of General Information Sheet and the General and Special Form for Financial Statements in Electronic Format
MC No. 4 s.2005 – RE : Certification Requirement for Compliance Officers of Financing Companies
SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 4 s.2005 – RE : Certification Requirement for Compliance Officers of Financing Companies
MC No. 18 s.2004 – RE : Required Paid-Up Capital of Head Office
SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 18 s.2004 – RE : Required Paid-Up Capital of Head Office
MC No. 13 s.2002 – RE : Submission Of Annual Audited Financial Statements and Quarterly Reports
SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 13 s.2002 – RE : Submission Of Annual Audited Financial Statements and Quarterly Reports
MC No. 12 s.2002 – RE : Submission of Special Forms For Financial Statements and Quarterly Reports
SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 12 s.2002 – RE : Submission of Special Forms For Financial Statements and Quarterly Reports
MC No. 11 s.2002 – RE : Lending Investors
SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 11 s.2002 – RE : Lending Investors
MC No. 13 s.2001- In the absence of a specific law regulating lending investors and in pursuant to Opinion No. 46, S. 2001, dated September 17, 2001 of the Department of Justice, placing lending investors without quasi-banking functions under the regulatory power of the Securities and Exchange Commission, the following guidelines are hereby promulgated:
SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 13 s.2001- In the absence of a specific law regulating lending investors and in pursuant to Opinion No. 46, S. 2001, dated September 17, 2001 of the Department of Justice, placing lending investors without quasi-banking functions under the regulatory power of the Securities and Exchange Commission, the following guidelines are hereby promulgated: