notice-rfc Archives - Securities and Exchange Commission

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DRAFT PROPOSAL ISSUANCE OF THE SEC REGULATORY SANDBOX FRAMEWORK

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REQUEST FOR COMMENTS ON THE PROPOSED REVISED FINES AND PENALTIES ON REPORTORIAL REQUIREMENTS

INVESTOR’S EDUCATION AND INFORMATION Menu Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted: Download to View File

REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE MEMORANDUM CIRCULAR ON A. ADOPTION OF THE ASEAN SUSTAINABLE AND RESPONSIBLE FUND STANDARDS (ASEAN SRFS); AND B. ESTABLISHMENT OF RULES ON: 1. QUALIFICATION OF A LOCAL INVESTMENT COMPANY UNDER THE ASEAN SRFS 2. RECOGNITION OF A FOREIGN COLLECTIVE INVESTMENT SCHEME QUALIFIED UNDER THE ASEAN SRFS THAT SEEKS TO OFFER IN THE PHILIPPINES UNDER THE ASEAN CIS FRAMEWORK

REQUEST FOR COMMENT ON THE EXPOSURE DRAFT OF THE MEMORANDUM CIRCULAR ON THE ACCREDITATION OF COMPANY SERVICE PROVIDER AND COMPANY SERVICE AGENT

INVESTOR EDUCATION AND INFORMATION Menu Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

REQUEST FOR COMMENT ON THE PROPOSED IMPLEMENTING GUIDELINES FOR THE STREAMLINED PROCEDURES FOR APPLICATIONS FOR MERGERS, CONSOLIDATIONS, AND ACQUISITIONS OF BANKS

REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE MEMORANDUM CIRCULAR ON THE RULES ON UMBRELLA FUNDS

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REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE DISQUALIFICATIONS OF DIRECTORS, TRUSTEES AND OFFICERS OF CORPORATIONS; AND THE GUIDELINES ON THE PROCEDURE FOR THEIR REMOVAL

REQUEST FOR COMMENTS ON GUIDELINES ON THE REGISTRATION AND LICENSING OF ONLINE LENDING PLATFORMS

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REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE REVISED MNRC FINANCIAL PERFORMANCE REPORT CARD TEMPLATE

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REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE REVISED MNRC GOVERNANCE PERFORMANCE REPORT CARD TEMPLATE

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REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE REVISED MNRC SOCIAL PERFORMANCE REPORT CARD TEMPLATE

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DRAFT MEMORANDUM CIRCULAR ON ANNUAL CORPORATE GOVERNANCE REPORT FOR PUBLIC COMPANIES AND REGISTERED ISSUERS

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DRAFT MEMORANDUM CIRCULAR ON GUIDELINES ON ARBITRATION OF INTRA-CORPORATE DISPUTES FOR CORPORATIONS

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SEC BULLETIN PRIVACY POLICY

WHAT PERSONAL INFORMATION WE COLLECT
We collect only the valid email addresses of individuals or organizations interested to subscribe in the SEC Bulletin.

IP Addresses
SEC Bulletin sign up form does not collect information about your computer (or mobile device), including IP addresses, operating system and browser type.

HOW WE COLLECT
For this project, SEC collects and uses email addresses through an online subscription/sign-up form located at the upper left portion of the website. This email addresses are to be incorporated in the mailing list created for the SEC Bulletin.

WHY COLLECT
The collected email addresses will be utilized solely for the mailing list. The email addresses will serve as a means to send out the SEC Bulletin to its subscribers. The email addresses will not be shared with outside parties of the SEC.

HOW TO KEEP YOUR PERSONAL INFORMATION SECURE
Only authorized SEC personnel are granted access to the email addresses collected by SEC through SEC Bulletin sign up from. This information collected are stored in a secure database. We use reasonable security safeguards to protect the information from loss, unauthorized access, use or disclosure.

RIGHTS OF THE DATA SUBJECT
Under the Data Privacy Act of 2012, a data subject refers to an individual whose personal information is collected and processed. We are duly bound to observe and respect your privacy rights, including your right to information, right to access, right to correct, right to remove, right to damages and right to data portability.

CONSENT FORM

In accordance with the Data Privacy Act of 2012, the SEC is committed to protect and respect the personal data gathered from our clients.If you voluntarily agree to subscribe to our newsletter and receive a monthly issue of the SEC Bulletin as well as other advisories, please provide a valid email address so we can include you in our subscription list.

Rest assured that the information collected will only be used for SEC Strategic Communication purposes and will not be publicized for the privacy and safety of our subscribers.

If you agree with these terms and conditions, please sign up now! Thank you

FEEDBACK ON THE PRIVACY NOTICE

For more information, suggestion and feedback on this Privacy Notice, please send your email to our Data Protection Officer at dpo@150.150.150.155

notice-rfc

DRAFT PROPOSAL ISSUANCE OF THE SEC REGULATORY SANDBOX FRAMEWORK

REQUEST FOR COMMENTS ON THE PROPOSED REVISED FINES AND PENALTIES ON REPORTORIAL REQUIREMENTS

REQUEST FOR COMMENT ON THE EXPOSURE DRAFT OF THE MEMORANDUM CIRCULAR ON THE ACCREDITATION OF COMPANY SERVICE PROVIDER AND COMPANY SERVICE AGENT

REQUEST FOR COMMENT ON THE PROPOSED IMPLEMENTING GUIDELINES FOR THE STREAMLINED PROCEDURES FOR APPLICATIONS FOR MERGERS, CONSOLIDATIONS, AND ACQUISITIONS OF BANKS

REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE MEMORANDUM CIRCULAR ON THE RULES ON UMBRELLA FUNDS

REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE DISQUALIFICATIONS OF DIRECTORS, TRUSTEES AND OFFICERS OF CORPORATIONS; AND THE GUIDELINES ON THE PROCEDURE FOR THEIR REMOVAL

REQUEST FOR COMMENTS ON GUIDELINES ON THE REGISTRATION AND LICENSING OF ONLINE LENDING PLATFORMS

REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE REVISED MNRC FINANCIAL PERFORMANCE REPORT CARD TEMPLATE

REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE REVISED MNRC GOVERNANCE PERFORMANCE REPORT CARD TEMPLATE

REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE REVISED MNRC SOCIAL PERFORMANCE REPORT CARD TEMPLATE

DRAFT MEMORANDUM CIRCULAR ON ANNUAL CORPORATE GOVERNANCE REPORT FOR PUBLIC COMPANIES AND REGISTERED ISSUERS

DRAFT MEMORANDUM CIRCULAR ON GUIDELINES ON ARBITRATION OF INTRA-CORPORATE DISPUTES FOR CORPORATIONS

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