Notices-2024 Archives - Securities and Exchange Commission

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CONDUCT OF SEC CERTIFICATION EXAMINATION IN CEBU IN JUNE 2024

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REQUIREMENT TO ATTEND ORGANIZED TRAININGS BY THE ANTI-MONEY LAUNDERING COUNCIL (AMLC) AND SUBMIT PROOF OF TRAINING TO THE AMLD

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SEC TARLAC EXTENSION OFFICE WILL BE CLOSED ON MAY 28, 2024

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REMINDER ON THE SUBMISSION OF THE MANDATORY DISCLOSURE FORM (MDF) AND MC 28 REPORT FOR NON-STOCK CORPORATIONS

INVESTOR’S EDUCATION AND INFORMATION Menu Advisories Notices COVID-19 Related Issuances Economic Publications NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted: Download to View File

SEC CERTIFICATION EXAMINATIONS SCHEDULE IN JUNE 2024 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE

REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE PROPOSED REVISED RULES AND REGULATIONS OF THE SEC OVERSIGHT ASSURANCE REVIEW (SOAR) INSPECTION PROGRAM

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TELEPHONE LINE DISRUPTIONS

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ANTI-MONEY LAUNDERING COUNCIL (AMLC) REGULATORY ISSUANCE NO. 01, SERIES OF 2024 – GUIDELINES ON COMPLIANCE OPTIMIZATION AND REGISTRATION SYSTEM

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REQUEST FOR COMMENTS ON THE EXPOSURE OF THE MEMORANDUM CIRCULAR ON SECURING & EXPANDING CAPITAL IN REAL ESTATE NON-TRADITIONAL SECURITIES (SEC RENT)

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ANTI-MONEY LAUNDERING COUNCIL RESOLUTION NO. TF-88 SERIES OF 2024: TARGETED FINANCIAL SANCTIONS IN RELATION TO ANTI-TERRORISM COUNCIL RESOLUTION NO. 55 (2023)

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ANTI-MONEY LAUNDERING COUNCIL RESOLUTION NO. TF-87 SERIES OF 2024: TARGETED FINANCIAL SANCTIONS IN RELATION TO ANTI-TERRORISM COUNCIL RESOLUTION NO. 53 (2023)

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ANTI-MONEY LAUNDERING COUNCIL RESOLUTION NO. TF-86 SERIES OF 2024: TARGETED FINANCIAL SANCTIONS IN RELATION TO ANTI-TERRORISM COUNCIL RESOLUTION NO. 54 (2023)

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SEC CERTIFICATION WEBINAR FOR PROSPECTIVE COMPLIANCE OFFICERS/ASSOCIATED PERSONS FOR BROKER DEALERS IN THE EQUITIES MARKET

SEC CERTIFICATION EXAMINATIONS SCHEDULE IN MAY 2024 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE

EXPOSURE DRAFT OF THE BODIES OF KNOWLEDGE FOR PHASE 1 OF THE SEC CERTIFICATION EXAMINATION FOR PROSPECTIVE CAPITAL MARKET PROFESSIONALS

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REQUEST FOR COMMENTS ON THE EXPOSURE OF THE MEMORANDUM CIRCULAR ON THE ENHANCED WEBSITE TEMPLATE FOR PUBLICLY LISTED COMPANIES

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REQUEST FOR COMMENTS ON THE EXPOSURE OF THE MEMORANDUM CIRCULAR ON THE 2023 INTEGRATED ANNUAL CORPORATE GOVERNANCE REPORT IN G-FORM (2023 I-ACGR) FOR PUBLICLY LISTED COMPANIES

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REQUEST FOR COMMENTS ON THE EXPOSURE OF THE MEMORANDUM CIRCULAR ON THE MINUTES OF THE MEETING OF STOCKHOLDERS FOR PUBLICLY LISTED COMPANIES

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SYSTEM MAINTENANCE OF THE SEC eRAMP

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SYSTEM MAINTENANCE OF THE SEC eSPARC and eAMEND

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NOTICE OF POSTPONEMENT FOR THE OPENING OF BIDS

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CONDUCT OF SEC CERTIFICATION EXAMINATIONS IN CAGAYAN DE ORO, ILOILO, AND PALAWAN

REQUESTS FOR COMMENTS ON THE EXPOSURE DRAFT OF THE GUIDELINES ON THE DISCLOSURE OF FEE-RELATED INFORMATION OF EXTERNAL AUDITORS

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SEC CERTIFICATION WEBINAR FOR PHASE 1 OF THE SEC CERTIFICATION EXAMINATIONS IN APRIL AND APPLICATION PROCEDURE

THE SEC DAVAO EXTENSION OFFICE WILL BE CLOSED TO THE PUBLIC ON MARCH 01, 2024 (FRIDAY)

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SECOND EXPOSURE DRAFT OF MEMORANDUM CIRCULAR ON THE GUIDANCE FOR REGULATED ENTITIES ON ESTABLISHING AND MAINTAINING A CYBER RESILIENCE FRAMEWORK

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ALTERNATIVE MODE FOR DISTRIBUTING AND PROVIDING COPIES OF THE NOTICE OF MEETING, INFORMATION STATEMENT, AND OTHER DOCUMENTS IN CONNECTION WITH THE HOLDING OF ANNUAL STOCKHOLDERS’ MEETING (“ASM”) FOR 2024

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NOTICE OF CHANGE IN SCHEDULE – LEASE OF SOUTH SIDE WALL OF SEC BUILDING

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SECOND EXPOSURE DRAFT OF MEMORANDUM CIRCULAR ON THE PROPOSED GUIDELINES FOR CORNERSTONE INVESTORS IN INITIAL PUBLIC OFFERING

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SEC CERTIFICATION WEBINAR FOR PROSPECTIVE EQUITIES SECURITIES SALESMEN SCHEDULE IN MARCH AND APPLICATION PROCEDURE

SEC CERTIFICATION EXAMINATIONS SCHEDULE IN MARCH AND APRIL 2024 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE

INVITATION TO SUBMIT LEASE PROPOSAL – LEASE OF SOUTH SIDE WALL OF SEC BUILDING

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Capital Market Professionals Menu Licensing Certification Webinars Certification Examinations – Headquarters Certification Examinations – Provincial List of Passers List of Passers 2024 List of Passers 2023 List of Passers 2022 List of Passers 2021 List of Passers 2020 List of Passers 2019 List of Passers 2018 List of Passers 2017 List of Passers 2016 List continue reading : SEC CERTIFICATION EXAMINATIONS SCHEDULE IN FEBRUARY AND MARCH IN CEBU AND DAVAO AND APPLICATION PROCEDURE

EXPOSURE DRAFT OF MEMORANDUM CIRCULAR ON THE GUIDELINES ON THE REDUCTION OF THE MINIMUM COMMISSION CHARGED BY STOCKBROKERS

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