Notices-2024 Archives - Securities and Exchange Commission

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SYSTEM MAINTENANCE OF THE EAMEND

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CEBU EXTENSION OFFICE INCREASE DEADLINE 2024

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SEC CERTIFICATION EXAMINATIONS SCHEDULE IN NOVEMBER 2024 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE

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OGC HOTLINES TEMPORARILY UNAVAILABLE

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SEC CERTIFICATION EXAMINATIONS SCHEDULE IN OCTOBER 2024 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE

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EXTENSION OF THE SUBMISSION DEADLINE OF THE PROOF OF ATTENDANCE TO THE ORGANIZED TRAINING SESSIONS BY THE ANTI-MONEY LAUNDERING COUNCIL (AMLC) FOR 2024

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SEC CERTIFICATION WEBINAR FOR PHASE 1 OF THE SEC CERTIFICATION EXAMINATIONS

WEBINAR FOR NON-STOCK CORPORATIONS ON 25 SEPTEMBER 2024: PROTECTING THE NPO SECTOR AGAINST ML/TF RISKS THRU COMPLIANCE AND TRANSPARENCY

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SYSTEM DOWNTIME – CALL CENTER HOTLINE

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ENHANCED COMPLIANCE INCENTIVE PROGRAM

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FORFEITURE OF AMNESTY FEES

INVESTOR’S EDUCATION AND INFORMATION Menu Advisories Notices COVID-19 Related Issuances Economic Publications NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

SEC CEBU EXTENSION OFFICE WILL BE CLOSED ON 09 SEPTEMBER 2024

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CONDUCT OF SEC CERTIFICATION EXAMINATION IN CEBU IN SEPTEMBER 2024

RENEWAL OF CONTRACT No. 2024-3-49

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REMINDER ON THE REQUIREMENT TO ATTEND ORGANIZED TRAININGS BY THE ANTI-MONEY LAUNDERING COUNCIL (AMLC) AND SUBMIT PROOF OF TRAINING TO THE ANTI-MONEY LAUNDERING DIVISION

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CUSTOMER SERVICE HOTLINES (COMPLAINTS DESK MECHANISM)

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SEC CERTIFICATION EXAMINATIONS SCHEDULE IN SEPTEMBER 2024 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE

SEC DAVAO EXTENSION OFFICE WILL BE CLOSED ON 16 AUGUST 2024

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CRMD HOTLINES

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124th PHILIPPINE CIVIL SERVICE ANNIVERSARY

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SEC CERTIFICATION WEBINAR FOR PROSPECTIVE COMPLIANCE OFFICERS/ASSOCIATED PERSONS FOR BROKER-DEALERS IN THE EQUITIES MARKET SCHEDULE

SEC CEBU EXTENSION OFFICE WILL BE CLOSED ON 06 AUGUST 2024

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SEC CERTIFICATION EXAMINATIONS SCHEDULE IN AUGUST 2024 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE

CONDUCT OF SEC CERTIFICATION EXAMINATION IN CEBU IN AUGUST 2024

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LAUNCH OF THE SEC FOREIGN INVESTMENT REGISTRATION STATION GREEN LANE UNIT (SEC FIRST GREEN LANE UNIT)

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EXPOSURE DRAFT OF MEMORANDUM CIRCULAR ON THE PROPOSED AMENDMENTS TO SRC RULE 39.1.4 OR THE RULES OF GOVERNING REGISTRARS OF QUALIFIED INSTITUTIONAL AND INDIVIDUAL BUYERS

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INTRODUCTION OF SEC ZUPER EASY REGISTRATION ONLINE (ZERO)

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WEBINAR FOR NON-STOCK CORPORATIONS ENTITLED, “PROTECTING THE NPO SECTOR AGAINST ML/TF RISKS THRU COMPLIANCE AND TRANSPARENCY”

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EXPOSURE DRAFT OF MEMORANDUM CIRCULAR ON THE GUIDELINES ON SECURITY DEPOSIT OF PERA ADMINISTRATORS

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EXPOSURE DRAFT OF MEMORANDUM CIRCULAR ON THE GUIDELINES ON THE ACCREDITATION REQUIREMENTS OF PERSONAL EQUITY AND RETIREMENT ACCOUNT (PERA) MARKET PARTICIPANTS

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NOTICE ON THE AUTO ACCEPTANCE OF AFS IN THE EFAST

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UPDATED CONTACT INFORMATION OF THE SEC TARLAC EXTENSION OFFICE

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SYSTEM MAINTENANCE OF THE SEC ESPARC AND ONESEC

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SURVEY ON THE 2% PREFERENTIAL TAX TREATMENT OFMICROFINANCE NGOS

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ANTI-MONEY LAUNDERING COUNCIL (AMLC) RESOLUTION NO. TF-90, S. 2024

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SEC DAVAO UPDATED CONTACT INFORMATION

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SYSTEM DOWNTIME OF THE SEC CONTACT CENTER

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CRMD TELEPHONE LINE DISRUPTIONS

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SEC BACOLOD EXTENSION OFFICE WILL BE CLOSED ON JUNE 18

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SUBMISSION OF PROOF OF ANTI-MONEY LAUNDERING COUNCIL (AMLC) REGISTRATION FOR ALL SEC SUPERVISED/REGULATED COVERED PERSONS WHICH HAVE NOT YET REGISTERED WITH THE AMLC PORTAL

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REQUEST FOR COMMENTS ON THE EXPOSURE OF THE REVISED DRAFT MEMORANDUM CIRCULAR ON THE MINUTES OF THE MEETING OF STOCKHOLDERS FOR PUBLICLY LISTED COMPANIES

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WEBINAR FOR NON-STOCK CORPORATIONS ENTITLED, “PROTECTING THE NPO SECTOR AGAINST ML/TF RISKS THRU COMPLIANCE AND TRANSPARENCY”

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SEC TARLAC EXTENSION OFFICE WILL BE CLOSED ON JUNE 10, 2024

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ADVISORY ON DEALING ONLY WITH DESIGNATED NON-FINANCIAL BUSINESS AND PROFESSIONS REGISTERED WITH THE ANTI-MONEY LAUNDERING COUNCIL (AMLC)

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SEC CERTIFICATION WEBINAR FOR PROSPECTIVE EQUITIES SECURITIES SALESMEN SCHEDULE IN JULY AND APPLICATION PROCEDURE

FREQUENTLY ASKED QUESTIONS ON THE REQUIREMENT TO ATTEND ORGANIZED TRAINING SESSIONS BY THE ANTI-MONEY LAUNDERING COUNCIL (AMLC) FOR 2024

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CONDUCT OF SEC CERTIFICATION EXAMINATION IN CEBU IN JUNE 2024

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REQUIREMENT TO ATTEND ORGANIZED TRAININGS BY THE ANTI-MONEY LAUNDERING COUNCIL (AMLC) AND SUBMIT PROOF OF TRAINING TO THE AMLD

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SEC TARLAC EXTENSION OFFICE WILL BE CLOSED ON MAY 28, 2024

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REMINDER ON THE SUBMISSION OF THE MANDATORY DISCLOSURE FORM (MDF) AND MC 28 REPORT FOR NON-STOCK CORPORATIONS

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SEC CERTIFICATION EXAMINATIONS SCHEDULE IN JUNE 2024 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE

REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE PROPOSED REVISED RULES AND REGULATIONS OF THE SEC OVERSIGHT ASSURANCE REVIEW (SOAR) INSPECTION PROGRAM

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TELEPHONE LINE DISRUPTIONS

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ANTI-MONEY LAUNDERING COUNCIL (AMLC) REGULATORY ISSUANCE NO. 01, SERIES OF 2024 – GUIDELINES ON COMPLIANCE OPTIMIZATION AND REGISTRATION SYSTEM

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REQUEST FOR COMMENTS ON THE EXPOSURE OF THE MEMORANDUM CIRCULAR ON SECURING & EXPANDING CAPITAL IN REAL ESTATE NON-TRADITIONAL SECURITIES (SEC RENT)

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ANTI-MONEY LAUNDERING COUNCIL RESOLUTION NO. TF-88 SERIES OF 2024: TARGETED FINANCIAL SANCTIONS IN RELATION TO ANTI-TERRORISM COUNCIL RESOLUTION NO. 55 (2023)

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ANTI-MONEY LAUNDERING COUNCIL RESOLUTION NO. TF-87 SERIES OF 2024: TARGETED FINANCIAL SANCTIONS IN RELATION TO ANTI-TERRORISM COUNCIL RESOLUTION NO. 53 (2023)

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ANTI-MONEY LAUNDERING COUNCIL RESOLUTION NO. TF-86 SERIES OF 2024: TARGETED FINANCIAL SANCTIONS IN RELATION TO ANTI-TERRORISM COUNCIL RESOLUTION NO. 54 (2023)

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SEC CERTIFICATION WEBINAR FOR PROSPECTIVE COMPLIANCE OFFICERS/ASSOCIATED PERSONS FOR BROKER DEALERS IN THE EQUITIES MARKET

SEC CERTIFICATION EXAMINATIONS SCHEDULE IN MAY 2024 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE

EXPOSURE DRAFT OF THE BODIES OF KNOWLEDGE FOR PHASE 1 OF THE SEC CERTIFICATION EXAMINATION FOR PROSPECTIVE CAPITAL MARKET PROFESSIONALS

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REQUEST FOR COMMENTS ON THE EXPOSURE OF THE MEMORANDUM CIRCULAR ON THE ENHANCED WEBSITE TEMPLATE FOR PUBLICLY LISTED COMPANIES

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REQUEST FOR COMMENTS ON THE EXPOSURE OF THE MEMORANDUM CIRCULAR ON THE 2023 INTEGRATED ANNUAL CORPORATE GOVERNANCE REPORT IN G-FORM (2023 I-ACGR) FOR PUBLICLY LISTED COMPANIES

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REQUEST FOR COMMENTS ON THE EXPOSURE OF THE MEMORANDUM CIRCULAR ON THE MINUTES OF THE MEETING OF STOCKHOLDERS FOR PUBLICLY LISTED COMPANIES

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SYSTEM MAINTENANCE OF THE SEC eRAMP

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SYSTEM MAINTENANCE OF THE SEC eSPARC and eAMEND

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NOTICE OF POSTPONEMENT FOR THE OPENING OF BIDS

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CONDUCT OF SEC CERTIFICATION EXAMINATIONS IN CAGAYAN DE ORO, ILOILO, AND PALAWAN

REQUESTS FOR COMMENTS ON THE EXPOSURE DRAFT OF THE GUIDELINES ON THE DISCLOSURE OF FEE-RELATED INFORMATION OF EXTERNAL AUDITORS

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SEC CERTIFICATION WEBINAR FOR PHASE 1 OF THE SEC CERTIFICATION EXAMINATIONS IN APRIL AND APPLICATION PROCEDURE

THE SEC DAVAO EXTENSION OFFICE WILL BE CLOSED TO THE PUBLIC ON MARCH 01, 2024 (FRIDAY)

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SECOND EXPOSURE DRAFT OF MEMORANDUM CIRCULAR ON THE GUIDANCE FOR REGULATED ENTITIES ON ESTABLISHING AND MAINTAINING A CYBER RESILIENCE FRAMEWORK

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ALTERNATIVE MODE FOR DISTRIBUTING AND PROVIDING COPIES OF THE NOTICE OF MEETING, INFORMATION STATEMENT, AND OTHER DOCUMENTS IN CONNECTION WITH THE HOLDING OF ANNUAL STOCKHOLDERS’ MEETING (“ASM”) FOR 2024

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NOTICE OF CHANGE IN SCHEDULE – LEASE OF SOUTH SIDE WALL OF SEC BUILDING

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SECOND EXPOSURE DRAFT OF MEMORANDUM CIRCULAR ON THE PROPOSED GUIDELINES FOR CORNERSTONE INVESTORS IN INITIAL PUBLIC OFFERING

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SEC CERTIFICATION WEBINAR FOR PROSPECTIVE EQUITIES SECURITIES SALESMEN SCHEDULE IN MARCH AND APPLICATION PROCEDURE

SEC CERTIFICATION EXAMINATIONS SCHEDULE IN MARCH AND APRIL 2024 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE

INVITATION TO SUBMIT LEASE PROPOSAL – LEASE OF SOUTH SIDE WALL OF SEC BUILDING

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AMLC RESOLUTION TF 76 S 2023

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SEC DAVAO EXTENSION OFFICE CLOSED TO PUBLIC TODAY, FEBRUARY 02, 2024 (FRIDAY)

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SEC DAVAO NOTICE TO THE PUBLIC

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SEC DAVAO NOTICE TO THE PUBLIC

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PROCUREMENT OF CONSULTING SERVICES FOR THE CONCEPT, DESIGN, AND PRINTING OF THE SEC LEGACY COFFEE TABLE BOOK

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SEC CERTIFICATION EXAMINATIONS SCHEDULE IN FEBRUARY AND MARCH IN CEBU AND DAVAO AND APPLICATION PROCEDURE

SUBMISSION OF IMPACT EVALUATION REPORT 2023 (IER 2023)

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SEC DAVAO EXTENSION OFFICE CLOSED TODAY, JANUARY 19

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EXPOSURE DRAFT OF MEMORANDUM CIRCULAR ON THE PROPOSED GUIDELINES FOR CORNERSTONE INVESTORS IN INITIAL PUBLIC OFFERING

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SEC TAREO Notice (January 19 Local Holiday)

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EXPOSURE DRAFT OF MEMORANDUM CIRCULAR ON THE GUIDELINES ON THE REDUCTION OF THE MINIMUM COMMISSION CHARGED BY STOCKBROKERS

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NOTICE TO THE PUBLIC: SEC DAVAO EXTENSION OFFICE CLOSED TODAY, JANUARY 16

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ZAMBOANGA EXTENSION OFFICE – OFFICIAL MOBILE NUMBER UPDATE

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SEC CERTIFICATION EXAMINATIONS SCHEDULE IN JANUARY AND FEBRUARY 2024 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE

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