Notices Archives - Securities and Exchange Commission

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CONDUCT OF SEC CERTIFICATION EXAMINATION IN CEBU IN JUNE 2024

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REQUIREMENT TO ATTEND ORGANIZED TRAININGS BY THE ANTI-MONEY LAUNDERING COUNCIL (AMLC) AND SUBMIT PROOF OF TRAINING TO THE AMLD

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SEC TARLAC EXTENSION OFFICE WILL BE CLOSED ON MAY 28, 2024

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REMINDER ON THE SUBMISSION OF THE MANDATORY DISCLOSURE FORM (MDF) AND MC 28 REPORT FOR NON-STOCK CORPORATIONS

INVESTOR’S EDUCATION AND INFORMATION Menu Advisories Notices COVID-19 Related Issuances Economic Publications NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted: Download to View File

SEC CERTIFICATION EXAMINATIONS SCHEDULE IN JUNE 2024 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE

REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE PROPOSED REVISED RULES AND REGULATIONS OF THE SEC OVERSIGHT ASSURANCE REVIEW (SOAR) INSPECTION PROGRAM

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TELEPHONE LINE DISRUPTIONS

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ANTI-MONEY LAUNDERING COUNCIL (AMLC) REGULATORY ISSUANCE NO. 01, SERIES OF 2024 – GUIDELINES ON COMPLIANCE OPTIMIZATION AND REGISTRATION SYSTEM

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REQUEST FOR COMMENTS ON THE EXPOSURE OF THE MEMORANDUM CIRCULAR ON SECURING & EXPANDING CAPITAL IN REAL ESTATE NON-TRADITIONAL SECURITIES (SEC RENT)

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ANTI-MONEY LAUNDERING COUNCIL RESOLUTION NO. TF-88 SERIES OF 2024: TARGETED FINANCIAL SANCTIONS IN RELATION TO ANTI-TERRORISM COUNCIL RESOLUTION NO. 55 (2023)

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ANTI-MONEY LAUNDERING COUNCIL RESOLUTION NO. TF-87 SERIES OF 2024: TARGETED FINANCIAL SANCTIONS IN RELATION TO ANTI-TERRORISM COUNCIL RESOLUTION NO. 53 (2023)

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ANTI-MONEY LAUNDERING COUNCIL RESOLUTION NO. TF-86 SERIES OF 2024: TARGETED FINANCIAL SANCTIONS IN RELATION TO ANTI-TERRORISM COUNCIL RESOLUTION NO. 54 (2023)

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SEC CERTIFICATION WEBINAR FOR PROSPECTIVE COMPLIANCE OFFICERS/ASSOCIATED PERSONS FOR BROKER DEALERS IN THE EQUITIES MARKET

SEC CERTIFICATION EXAMINATIONS SCHEDULE IN MAY 2024 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE

EXPOSURE DRAFT OF THE BODIES OF KNOWLEDGE FOR PHASE 1 OF THE SEC CERTIFICATION EXAMINATION FOR PROSPECTIVE CAPITAL MARKET PROFESSIONALS

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REQUEST FOR COMMENTS ON THE EXPOSURE OF THE MEMORANDUM CIRCULAR ON THE ENHANCED WEBSITE TEMPLATE FOR PUBLICLY LISTED COMPANIES

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REQUEST FOR COMMENTS ON THE EXPOSURE OF THE MEMORANDUM CIRCULAR ON THE 2023 INTEGRATED ANNUAL CORPORATE GOVERNANCE REPORT IN G-FORM (2023 I-ACGR) FOR PUBLICLY LISTED COMPANIES

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REQUEST FOR COMMENTS ON THE EXPOSURE OF THE MEMORANDUM CIRCULAR ON THE MINUTES OF THE MEETING OF STOCKHOLDERS FOR PUBLICLY LISTED COMPANIES

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NOTICE OF POSTPONEMENT FOR THE OPENING OF BIDS

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CONDUCT OF SEC CERTIFICATION EXAMINATIONS IN CAGAYAN DE ORO, ILOILO, AND PALAWAN

REQUESTS FOR COMMENTS ON THE EXPOSURE DRAFT OF THE GUIDELINES ON THE DISCLOSURE OF FEE-RELATED INFORMATION OF EXTERNAL AUDITORS

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SEC CERTIFICATION WEBINAR FOR PHASE 1 OF THE SEC CERTIFICATION EXAMINATIONS IN APRIL AND APPLICATION PROCEDURE

THE SEC DAVAO EXTENSION OFFICE WILL BE CLOSED TO THE PUBLIC ON MARCH 01, 2024 (FRIDAY)

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SECOND EXPOSURE DRAFT OF MEMORANDUM CIRCULAR ON THE GUIDANCE FOR REGULATED ENTITIES ON ESTABLISHING AND MAINTAINING A CYBER RESILIENCE FRAMEWORK

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ALTERNATIVE MODE FOR DISTRIBUTING AND PROVIDING COPIES OF THE NOTICE OF MEETING, INFORMATION STATEMENT, AND OTHER DOCUMENTS IN CONNECTION WITH THE HOLDING OF ANNUAL STOCKHOLDERS’ MEETING (“ASM”) FOR 2024

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NOTICE OF CHANGE IN SCHEDULE – LEASE OF SOUTH SIDE WALL OF SEC BUILDING

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SECOND EXPOSURE DRAFT OF MEMORANDUM CIRCULAR ON THE PROPOSED GUIDELINES FOR CORNERSTONE INVESTORS IN INITIAL PUBLIC OFFERING

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SEC CERTIFICATION WEBINAR FOR PROSPECTIVE EQUITIES SECURITIES SALESMEN SCHEDULE IN MARCH AND APPLICATION PROCEDURE

SEC CERTIFICATION EXAMINATIONS SCHEDULE IN MARCH AND APRIL 2024 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE

INVITATION TO SUBMIT LEASE PROPOSAL – LEASE OF SOUTH SIDE WALL OF SEC BUILDING

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SUBMISSION OF FINANCING AND LENDING COMPANIES COMPLAINTS HANDLING DETAILS AND MECHANISM

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AMLC RESOLUTION TF 76 S 2023

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SEC DAVAO EXTENSION OFFICE CLOSED TO PUBLIC TODAY, FEBRUARY 02, 2024 (FRIDAY)

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SEC DAVAO NOTICE TO THE PUBLIC

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SEC DAVAO NOTICE TO THE PUBLIC

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PROCUREMENT OF CONSULTING SERVICES FOR THE CONCEPT, DESIGN, AND PRINTING OF THE SEC LEGACY COFFEE TABLE BOOK

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SEC CERTIFICATION EXAMINATIONS SCHEDULE IN FEBRUARY AND MARCH IN CEBU AND DAVAO AND APPLICATION PROCEDURE

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SUBMISSION OF IMPACT EVALUATION REPORT 2023 (IER 2023)

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EXPOSURE DRAFT OF MEMORANDUM CIRCULAR ON THE PROPOSED GUIDELINES FOR CORNERSTONE INVESTORS IN INITIAL PUBLIC OFFERING

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EXPOSURE DRAFT OF MEMORANDUM CIRCULAR ON THE GUIDELINES ON THE REDUCTION OF THE MINIMUM COMMISSION CHARGED BY STOCKBROKERS

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ZAMBOANGA EXTENSION OFFICE – OFFICIAL MOBILE NUMBER UPDATE

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SEC CERTIFICATION EXAMINATIONS SCHEDULE IN JANUARY AND FEBRUARY 2024 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE

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IMPLEMENTATION OF THE REVISED SUSTAINABILITY REPORTING GUIDELINES AND SUSTAINABILITY REPORT(SuRe) FORM

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CEBU EXTENSION OFFICE DEADLINE ON APPLICATION FOR INCREASE IN AUTHORIZED

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LIMITED OPERATIONS IN SEC OFFICES FROM 29 NOVEMBER TO 01 DECEMBER 2023

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ACCEPTANCE OF REVIEWED INTERIM FS IN REGISTRATION OF SECURITIES FOR IPO

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SEC ILOILO EO 2023 DEADLINE OF SUBMISSION OF INCREASE IN CAPITAL STOCK

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SEC CERTIFICATION EXAMINATIONS SCHEDULE IN NOVEMBER AND DECEMBER 2023 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE

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CDD ON CORPORATIONS APPEARING IN THE LIST OF CORPORATIONS FOR REVOCATION AND LIST OF CORPORATIONS FOR PLACEMENT UNDER DELINQUENCY STATUS

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SEC BACOLOD EO NOTICE ON DEADLINE OF SUBMISSION OF INCREASE IN CAPITAL STOCK FOR 2023

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SERVER/SYSTEM MAINTENANCE FOR THE ELECTRONIC SIMPLIFIED PROCESSING OF APPLICATION FOR REGISTRATION OF COMPANY (eSPARC)

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CORPORATIONS ENCOURAGED TO APPLY FOR AMNESTY TO AVOID DELINQUENT STATUS

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CORPORATIONS ENCOURAGED TO APPLY FOR AMNESTY TO AVOID REVOCATION OF REGISTRATION

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REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE PROPOSED AMENDMENTS TO SEC MEMORANDUM CIRCULAR NO. 2, SERIES OF 2014 – GUIDELINES ON ASSET VALUATIONS

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REQUEST FOR COMMENTS ON THE DRAFT MEMORANDUM CIRCULAR ON THE REVISED SUSTAINABILITY REPORTING GUIDELINES FOR PUBLICLY LISTED COMPANIES AND THE SEC SUSTAINABILITY REPORTING FORM (SURE FORM)

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CHANGE OF MSRD E-MAIL

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CONDUCT OF FY2023 TAREO SPRINT CONFERENCE

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SEC CERTIFICATION EXAMINATIONS (PAPER AND PEN) SCHEDULE IN PROVINCES AND APPLICATION PROCEDURE

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DRAFT PROPOSAL ISSUANCE OF THE SEC REGULATORY SANDBOX FRAMEWORK

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TENDER OFFER REPORT OF HOLCIM PHILIPPINES, INC.

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NOTICE FOR SEC COVERED PERSONS ON CDD OF DNFBP CLIENTS

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PROPOSED PHILIPPINE SUSTAINABLE FINANCE TAXONOMY GUIDELINES

INVESTOR’S EDUCATION AND INFORMATION Menu Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted: Download to View File

SEC CERTIFICATION EXAMINATIONS (PAPER AND PEN) SCHEDULE IN PROVINCES AND APPLICATION PROCEDURE

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SEC CERTIFICATION EXAMINATIONS SCHEDULE IN SEPTEMBER AND OCTOBER 2023 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE

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NOTICE OF POSTPONEMENT FOR THE OPENING OF BIDS

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USE OF UNAUDITED FINANCIAL STATEMENTS TEMPLATES FOR NON-STOCK CORPORATIONS WITH TOTAL ASSETS OR TOTAL LIABILITIES OF LESS THAN PHP 600,000.00

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EXPOSURE DRAFT OF MEMORANDUM CIRCULAR ON THE USE OF THE ELECTRONIC SEC UNIVERSAL REGISTRATION ENVIRONMENT (ESECURE)

INVESTOR’S EDUCATION AND INFORMATION Menu Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted: Download to View File

Capital Market Professionals Menu Licensing Certification Webinars Certification Examinations Certification Examinations – Head Office Certification Examinations – Provincial List of Passers List of Passers 2023 List of Passers 2022 List of Passers 2021 List of Passers 2020 List of Passers 2019 List of Passers 2018 List of Passers 2017 List of Passers 2016 List of continue reading : SEC CERTIFICATION EXAMINATIONS (PAPER AND PEN) SCHEDULE IN PROVINCES AND APPLICATION PROCEDURE

SEC CERTIFICATION EXAMINATIONS SCHEDULE IN AUGUST AND SEPTEMBER AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE

Capital Market Professionals Menu Licensing Certification Webinars Certification Examinations Certification Examinations – Head Office Certification Examinations – Provincial List of Passers List of Passers 2023 List of Passers 2022 List of Passers 2021 List of Passers 2020 List of Passers 2019 List of Passers 2018 List of Passers 2017 List of Passers 2016 List of continue reading : SEC CERTIFICATION EXAMINATIONS SCHEDULE IN AUGUST AND SEPTEMBER AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE

REQUEST FOR COMMENTS ON THE REVISED SCHEDULE OF SEC FEES AND CHARGES

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