You searched for Cease and Desist Orders - Page 2 of 10 - Securities and Exchange Commission

SEC Adm. Case No. 08-09-281
Nueva Ecija University of Science and Technology Federated Alumni Association vs. New Federated Alumni Association of NEUST, Inc.

SEC ISSUANCES Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : SEC Adm. Case No. 08-09-281
Nueva Ecija University of Science and Technology Federated Alumni Association vs. New Federated Alumni Association of NEUST, Inc.

SEC Adm. Case No. 05-06-79
Aventino B. Claveria vs. Megaworld Corporation and Empire East Land Holdings, Inc.

SEC ISSUANCES Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : SEC Adm. Case No. 05-06-79
Aventino B. Claveria vs. Megaworld Corporation and Empire East Land Holdings, Inc.

SEC Adm. Case No.05-05-83
Glasgow Credit and Collection Services, Inc.

SEC ISSUANCES Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : SEC Adm. Case No.05-05-83
Glasgow Credit and Collection Services, Inc.

SEC Adm. Case No. 01-10-111
Fran.con Franchise Marketing and Consultancy, Inc.

SEC ISSUANCES Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : SEC Adm. Case No. 01-10-111
Fran.con Franchise Marketing and Consultancy, Inc.

SEC Adm. Case No. 12-09-187
Pueblo De Oro Golf and Country Club, Inc.

SEC ISSUANCES Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : SEC Adm. Case No. 12-09-187
Pueblo De Oro Golf and Country Club, Inc.

SEC Adm. Case No. 05-05-82
Goldberg and Partners, Inc.

SEC ISSUANCES Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : SEC Adm. Case No. 05-05-82
Goldberg and Partners, Inc.

Opinion No. 06-28
RE : Voting Rights of Heirs of deceased stockholder

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : Opinion No. 06-28
RE : Voting Rights of Heirs of deceased stockholder

SEC Adm. Case No. 04-05-24
ASB Realty Corporation vs. The Honorable Hearing Panel Vernette Umali-Paco, Armando Pan Jr., Michael Miranda, and BSA Mansion Condominum Corp.

SEC ISSUANCES Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : SEC Adm. Case No. 04-05-24
ASB Realty Corporation vs. The Honorable Hearing Panel Vernette Umali-Paco, Armando Pan Jr., Michael Miranda, and BSA Mansion Condominum Corp.

SEC Adm. Case No. 06-08-97
Wealth and Income Network Inc.

SEC ISSUANCES Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : SEC Adm. Case No. 06-08-97
Wealth and Income Network Inc.

SEC Adm. Case No. 08-07-112
The Manila Southwoods Golf and Country Club, Inc. vs Manila Southwoods Ladies Chapter, Inc.

SEC ISSUANCES Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : SEC Adm. Case No. 08-07-112
The Manila Southwoods Golf and Country Club, Inc. vs Manila Southwoods Ladies Chapter, Inc.

Opinion No. 06-14
RE : Public Companies under SEC Memorandum Circular No. 13, series of 2003, as amended

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : Opinion No. 06-14
RE : Public Companies under SEC Memorandum Circular No. 13, series of 2003, as amended

SEC Adm. Case No. 04-05-24
ASB Realty Corporation vs. The Honorable Hearing Panel Vernette G. Umali-Paco, Armando Pan Jr., Michael Miranda, and BSA Mansion Condominium Corp.

SEC ISSUANCES Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : SEC Adm. Case No. 04-05-24
ASB Realty Corporation vs. The Honorable Hearing Panel Vernette G. Umali-Paco, Armando Pan Jr., Michael Miranda, and BSA Mansion Condominium Corp.

SEC Adm. Case No. 12-09-185
San Miguel Foods, Inc. vs. Benito A. Cataran, in his capacity as Director of the Company Registration and Monitoring Dept.

SEC ISSUANCES Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : SEC Adm. Case No. 12-09-185
San Miguel Foods, Inc. vs. Benito A. Cataran, in his capacity as Director of the Company Registration and Monitoring Dept.

SEC Adm. Case No. 04-05-24
ASB Realty Corporation vs. The Honorable Hearing Panel Vernette G. Umali-Paco, Armando Pan Jr., Michael Miranda, and BSA Mansion Condominium Corp.

SEC ISSUANCES Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : SEC Adm. Case No. 04-05-24
ASB Realty Corporation vs. The Honorable Hearing Panel Vernette G. Umali-Paco, Armando Pan Jr., Michael Miranda, and BSA Mansion Condominium Corp.

SEC Adm. Case No. 04-05-24
ASB Realty Corporation vs. The Honorable Hearing Panel Vernette G. Umali-Paco, Armando Pan Jr., Michael Miranda, and BSA Mansion Condominium Corp.

SEC ISSUANCES Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : SEC Adm. Case No. 04-05-24
ASB Realty Corporation vs. The Honorable Hearing Panel Vernette G. Umali-Paco, Armando Pan Jr., Michael Miranda, and BSA Mansion Condominium Corp.

Opinion No. 06-01
RE : Dissolution and Lifting Order of Revocation; Expiration of term

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : Opinion No. 06-01
RE : Dissolution and Lifting Order of Revocation; Expiration of term

Opinion No. 07-22
RE : Application of the Grand-father Rule to determine nationality of a corporation organized to engaged in real estate business

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : Opinion No. 07-22
RE : Application of the Grand-father Rule to determine nationality of a corporation organized to engaged in real estate business

Opinion No. 07-03
RE : Sinking fund for preferred shares with mandatory redemption features

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : Opinion No. 07-03
RE : Sinking fund for preferred shares with mandatory redemption features

Opinion No. 07-02
RE : Dissolution and Winding Up

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : Opinion No. 07-02
RE : Dissolution and Winding Up

Opinion No. 08-21
RE : Nationality Requirement for Domestic and International Air Commerce

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : Opinion No. 08-21
RE : Nationality Requirement for Domestic and International Air Commerce

Opinion No. 08-19
RE : Foreign investment in manufacturing and wholesale of coffee beans

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : Opinion No. 08-19
RE : Foreign investment in manufacturing and wholesale of coffee beans

Opinion No. 08-18
RE : By-Laws: Exemption from Dues and Assessment

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : Opinion No. 08-18
RE : By-Laws: Exemption from Dues and Assessment

Opinion No. 08-11
RE : Power of the Board to Enter in Suretyship Agreements and to Issue Corporate Guarantee

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : Opinion No. 08-11
RE : Power of the Board to Enter in Suretyship Agreements and to Issue Corporate Guarantee

Opinion No. 08-06
RE : Application of the Retail Trade Liberalization Act to a PEZA-Registered Enterprise, and Other Matters

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : Opinion No. 08-06
RE : Application of the Retail Trade Liberalization Act to a PEZA-Registered Enterprise, and Other Matters

Opinion No. 08-03
RE : Philippine Holding Company : Philippine Landholding Company

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : Opinion No. 08-03
RE : Philippine Holding Company : Philippine Landholding Company

Opinion No. 08-01
RE : Dissolution and Piercing Doctrine

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : Opinion No. 08-01
RE : Dissolution and Piercing Doctrine

Opinion No. 09-26
RE : Increase of Capital Stock and Consideration for Stock

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : Opinion No. 09-26
RE : Increase of Capital Stock and Consideration for Stock

SEC Admin Case No. 04-12-148
In the matter of: Madan Jiwan Lending and Trading Corp. Enforcement and Prosecution Department, Petitioner

SEC ISSUANCES Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : SEC Admin Case No. 04-12-148
In the matter of: Madan Jiwan Lending and Trading Corp. Enforcement and Prosecution Department, Petitioner

Opinion No. 09-24
RE : Mass revocation orders; Powers of a Revoked Corporation

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : Opinion No. 09-24
RE : Mass revocation orders; Powers of a Revoked Corporation

Opinion No. 09-15
RE : Nationality Requirement on Rice and/or Corn Industry

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : Opinion No. 09-15
RE : Nationality Requirement on Rice and/or Corn Industry

Opinion No. 09-14
RE : Freight Forwarding and Anti-Dummy Law

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : Opinion No. 09-14
RE : Freight Forwarding and Anti-Dummy Law

Opinion No. 09-09
RE : Control Test: Alien Acquisition of Land

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : Opinion No. 09-09
RE : Control Test: Alien Acquisition of Land

Opinion No. 09-08
RE : Ownership, Control, Administration and Student Population of Educational Corporations

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : Opinion No. 09-08
RE : Ownership, Control, Administration and Student Population of Educational Corporations

Opinion No. 09-06
RE : Eligibility and Removal of Directors/Trustees

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : Opinion No. 09-06
RE : Eligibility and Removal of Directors/Trustees

SEC En Banc Case No. 03-17-424
FAIRWAYS & BLUEWATER RESORT GOLF & COUNTRY CLUB, INC., Appellant, -versus- CORPORATE GOVERNANCE AND FINANCE DEPARTMENT, Appellee.

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : SEC En Banc Case No. 03-17-424
FAIRWAYS & BLUEWATER RESORT GOLF & COUNTRY CLUB, INC., Appellant, -versus- CORPORATE GOVERNANCE AND FINANCE DEPARTMENT, Appellee.

SEC En Banc Case No. 10-12-161
IN THE MATTER OF: BLUHIL EXPORT AND IMPORT CORPORATION ENFORCEMENT AND INVESTOR PROTECTION DEPARTMENT, Petitioner.

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : SEC En Banc Case No. 10-12-161
IN THE MATTER OF: BLUHIL EXPORT AND IMPORT CORPORATION ENFORCEMENT AND INVESTOR PROTECTION DEPARTMENT, Petitioner.

SEC En Banc Case No. 06-14-334
FOREST HILLS GOLF AND COUNTRY CLUB, INC., Appellant, -versus- COMPANY REGISTRATION AND MONITORING DEPARTMENT Appellee.

SEC ISSUANCES Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : SEC En Banc Case No. 06-14-334
FOREST HILLS GOLF AND COUNTRY CLUB, INC., Appellant, -versus- COMPANY REGISTRATION AND MONITORING DEPARTMENT Appellee.

SEC En Banc Case No. 12-13-312
HERNANDO VITAS and JACQUES FILIBA DE ROMI Complainants-Appellants, -versus- PAPA SECURITIES CORPORATION AND IGNACIO JOSE SORIANO Respondents-Appellees.

SEC ISSUANCES Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : SEC En Banc Case No. 12-13-312
HERNANDO VITAS and JACQUES FILIBA DE ROMI Complainants-Appellants, -versus- PAPA SECURITIES CORPORATION AND IGNACIO JOSE SORIANO Respondents-Appellees.

SEC Admin Case No. 04-12-150
IN THE MATTER OF DABB CHAUHAN LENDING & TRADING CORP., ENFORCEMENT AND INVESTOR PROTECTION DEPARTMENT (EIPD)

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : SEC Admin Case No. 04-12-150
IN THE MATTER OF DABB CHAUHAN LENDING & TRADING CORP., ENFORCEMENT AND INVESTOR PROTECTION DEPARTMENT (EIPD)

SEC En Banc Case No. 09-11-244
IN THE MATTER OF ACESITE (PHILS.) HOTEL CORP., ABACUS SECURITIES CORPORATION and SHIELA MARIE C. AGUILAR (AP), AB CAPITAL SECURITIES, INC. and ERICSON C. WEE (AP), B.H. CHUA SECURITIES CORP. and VIOLETA T. CASTILLO (AP), TOWER SECURITIES, INC. and ADORA C. CABILES (AP), VENTURE SECURITIES, INC. and ADORA M. AGUILAR (AP), Appellants, -versus- ENFORCEMENT AND PROSECUTION DEPARTMENT, Appellee.

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : SEC En Banc Case No. 09-11-244
IN THE MATTER OF ACESITE (PHILS.) HOTEL CORP., ABACUS SECURITIES CORPORATION and SHIELA MARIE C. AGUILAR (AP), AB CAPITAL SECURITIES, INC. and ERICSON C. WEE (AP), B.H. CHUA SECURITIES CORP. and VIOLETA T. CASTILLO (AP), TOWER SECURITIES, INC. and ADORA C. CABILES (AP), VENTURE SECURITIES, INC. and ADORA M. AGUILAR (AP), Appellants, -versus- ENFORCEMENT AND PROSECUTION DEPARTMENT, Appellee.

SEC En Banc Case No. 06-14-335
DENTAL MANAGEMENT CENTER CORP. and FREDERIC G. PEIGNON Appellant, -versus- COMPANY REGISTRATION AND MONITORING DEPARTMENT, represented by Director Ferdinand Sales, Appellee.

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : SEC En Banc Case No. 06-14-335
DENTAL MANAGEMENT CENTER CORP. and FREDERIC G. PEIGNON Appellant, -versus- COMPANY REGISTRATION AND MONITORING DEPARTMENT, represented by Director Ferdinand Sales, Appellee.

SEC En Banc Case No. 12-14-351
NEW COAST HOTEL, INC., Appellant, -versus- COMPANY REGISTRATION AND MONITORING DEPARTMENT, Appellee.

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : SEC En Banc Case No. 12-14-351
NEW COAST HOTEL, INC., Appellant, -versus- COMPANY REGISTRATION AND MONITORING DEPARTMENT, Appellee.

SEC En Banc Case No. 12-13-311
ABACORE CAPITAL HOLDINGS, INC., Appellant, -versus- COMPANY REGISTRATION AND MONITORING DEPARTMENT, represented by Acting Director Ferdinand B. Sales, Appellee.

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : SEC En Banc Case No. 12-13-311
ABACORE CAPITAL HOLDINGS, INC., Appellant, -versus- COMPANY REGISTRATION AND MONITORING DEPARTMENT, represented by Acting Director Ferdinand B. Sales, Appellee.

SEC En Banc Case No. 02-10-195
SHERWOOD HILLS GOLF CLUB, INC., Petioner, -versus- ATTY. JUSTINA F. CALLANGAN, in her capacity as the Director of the CORPORATION FINANCE DEPARTMENT OF THE SECURITIES AND EXCHANGE COMMISSION, Respondent.

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : SEC En Banc Case No. 02-10-195
SHERWOOD HILLS GOLF CLUB, INC., Petioner, -versus- ATTY. JUSTINA F. CALLANGAN, in her capacity as the Director of the CORPORATION FINANCE DEPARTMENT OF THE SECURITIES AND EXCHANGE COMMISSION, Respondent.

SEC CDO Case No. 08-17-045
IN THE MATTER OF CAPITOL HILLS GOLF AND COUNTRY CLUB, INC. ENFORCEMENT AND INVESTOR PROTECTION DEPARTMENT (EIPD), Movant.

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : SEC CDO Case No. 08-17-045
IN THE MATTER OF CAPITOL HILLS GOLF AND COUNTRY CLUB, INC. ENFORCEMENT AND INVESTOR PROTECTION DEPARTMENT (EIPD), Movant.

SEC En Banc Case No. 06-10-118
IN THE MATTER OF RED WHITE & BLUE ARMS, INC. ENFORCEMENT AND INVESTOR PROTECTION DEPARTMENT, Petitioner.

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : SEC En Banc Case No. 06-10-118
IN THE MATTER OF RED WHITE & BLUE ARMS, INC. ENFORCEMENT AND INVESTOR PROTECTION DEPARTMENT, Petitioner.

SEC En Banc Case No. 02-11-230
ABACUS EXPLORATION AND DEVELOPMENT CORPORATION, Appellant, versus COMPANY REGISTRATION AND MONITORING DEPARTMENT, Appellee.

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : SEC En Banc Case No. 02-11-230
ABACUS EXPLORATION AND DEVELOPMENT CORPORATION, Appellant, versus COMPANY REGISTRATION AND MONITORING DEPARTMENT, Appellee.

SEC EB Case No. 04-18-442
Jorge P. Navarra, Appellant, -versus- FSUU High School Alumni Association, Inc., Minnie Mary Rose Tiu-Dumanhug as President, and Bernadette M. Jamer as Corporate Secretary, Appellees.

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : SEC EB Case No. 04-18-442
Jorge P. Navarra, Appellant, -versus- FSUU High School Alumni Association, Inc., Minnie Mary Rose Tiu-Dumanhug as President, and Bernadette M. Jamer as Corporate Secretary, Appellees.

SEC En Banc Case No. 05-13-290
MICROTEL INNS AND SUITES (PILIPINAS) INC. Appellant, -Versus- MICROTEL GLOBAL SOLUTIONS, INC. Appellee.

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MICROTEL INNS AND SUITES (PILIPINAS) INC. Appellant, -Versus- MICROTEL GLOBAL SOLUTIONS, INC. Appellee.

Opinion No. 09-01
RE : Allowable Investments of Trustee and Foreign Investments in Preferred Non-Voting Shares

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : Opinion No. 09-01
RE : Allowable Investments of Trustee and Foreign Investments in Preferred Non-Voting Shares

SEC-MRD Opinion No. 06
RE : Delivery versus Payment (DVP) – Standard Chartered Bank

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : SEC-MRD Opinion No. 06
RE : Delivery versus Payment (DVP) – Standard Chartered Bank

Opinion No. 10-25
RE : Directors with Dual Citizenship; Qualifications of Directors and Corporate Officers

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : Opinion No. 10-25
RE : Directors with Dual Citizenship; Qualifications of Directors and Corporate Officers

Opinion No. 10-23
RE : Ownership Structure of a Land-Owning Corporation

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RE : Ownership Structure of a Land-Owning Corporation

Opinion No. 10-20
RE : Acquisition of Land by a Corporation; Dividend Distribution Mechanism; Director’s Fees

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : Opinion No. 10-20
RE : Acquisition of Land by a Corporation; Dividend Distribution Mechanism; Director’s Fees

Opinion No. 19-59
Re:Foreign Participation in Travel and Tour Business and Retail Trade

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : Opinion No. 19-59
Re:Foreign Participation in Travel and Tour Business and Retail Trade

Opinion No. 10-08
RE : Foreign Equity in Ship Management and Ship Manning Corporations

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : Opinion No. 10-08
RE : Foreign Equity in Ship Management and Ship Manning Corporations

Opinion No. 10-05
RE : Business Processing and Collection Center as Financing Company

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : Opinion No. 10-05
RE : Business Processing and Collection Center as Financing Company

SEC-MRD Opinion No. 01
RE : Delivery versus Payment (DVP) – Australia and New Zealand Banking Group Ltd.

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : SEC-MRD Opinion No. 01
RE : Delivery versus Payment (DVP) – Australia and New Zealand Banking Group Ltd.

Opinion No. 11-44
RE : Nationality Restriction; Control Test and Grandfather Rule; Composition of the Board

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : Opinion No. 11-44
RE : Nationality Restriction; Control Test and Grandfather Rule; Composition of the Board

Opinion No. 11-26
RE : Section 42 of the Corporation Code; Control Test and Grandfather Rule; Disclosures

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : Opinion No. 11-26
RE : Section 42 of the Corporation Code; Control Test and Grandfather Rule; Disclosures

Opinion No. 11-16
RE : Stock and Transfer Book; Executive Committee

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : Opinion No. 11-16
RE : Stock and Transfer Book; Executive Committee

Opinion No. 12-18
RE : Quorum and Voting Rights in a Condominium Corporation

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : Opinion No. 12-18
RE : Quorum and Voting Rights in a Condominium Corporation

Opinion No. 12-16
RE : Marketing and Sale of Discount Coupons

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : Opinion No. 12-16
RE : Marketing and Sale of Discount Coupons

Opinion No. 12-09
RE : Non-Stock Savings and Loan Associations; Unclaimed Capital Contributions

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : Opinion No. 12-09
RE : Non-Stock Savings and Loan Associations; Unclaimed Capital Contributions

Opinion No. 12-02
RE : Allowable Foreign Participation in a Corporation and in the Board of Directors; Place of Incorporation Test; Control Test and Grandfather Rule

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : Opinion No. 12-02
RE : Allowable Foreign Participation in a Corporation and in the Board of Directors; Place of Incorporation Test; Control Test and Grandfather Rule

Opinion No. 14-25
RE: Non-Stock Corporations; Quorum and Voting; Voting Rights

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : Opinion No. 14-25
RE: Non-Stock Corporations; Quorum and Voting; Voting Rights

Opinion No. 14-24
RE: Department Secretaries/Agency Heads and their Representatives as Directors in a SEC-Registered GOCC

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : Opinion No. 14-24
RE: Department Secretaries/Agency Heads and their Representatives as Directors in a SEC-Registered GOCC

Opinion No. 14-16
RE: SEC-OGC Opinion No. 08-11 on Power of Corporations to enter into Guaranty and Suretyship Agreements

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : Opinion No. 14-16
RE: SEC-OGC Opinion No. 08-11 on Power of Corporations to enter into Guaranty and Suretyship Agreements

Opinion No. 14-13
RE: Reversal of APIC and Reinvestment as Capital or as Loan

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : Opinion No. 14-13
RE: Reversal of APIC and Reinvestment as Capital or as Loan

Opinion No. 14-06
RE: Marketing and Sale of Digital Publication Through the Internet and Mobile Technology; Advertising; Mass Media

SEC ISSUANCES Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : Opinion No. 14-06
RE: Marketing and Sale of Digital Publication Through the Internet and Mobile Technology; Advertising; Mass Media

Opinion No. 14-05
RE: Foreign Directors and Officers in a land-owning corporation

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : Opinion No. 14-05
RE: Foreign Directors and Officers in a land-owning corporation

Opinion No. 15-14
Re: Foreign Equity Limitations on Ground Handling Services

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : Opinion No. 15-14
Re: Foreign Equity Limitations on Ground Handling Services

Opinion No. 15-12
Re: Non-Stock Savings and Loan Association; Limitations as to the Compensation of Trustees

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : Opinion No. 15-12
Re: Non-Stock Savings and Loan Association; Limitations as to the Compensation of Trustees

Sun Life Asset and Management Company
Re: Issuance of Securities of a Mutual Fund Company apart from its Authorized Capital Stock

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : Sun Life Asset and Management Company
Re: Issuance of Securities of a Mutual Fund Company apart from its Authorized Capital Stock

Sun Life Asset and Management Company
Re: Issuance of Securities of a Mutual Fund Company apart from its Authorized Capital Stock

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : Sun Life Asset and Management Company
Re: Issuance of Securities of a Mutual Fund Company apart from its Authorized Capital Stock

Opinion No. 17-16
Re: Exemption from Retail Trade Liberalization Act, Foreign Investments Act and Anti-Dummy Law.

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : Opinion No. 17-16
Re: Exemption from Retail Trade Liberalization Act, Foreign Investments Act and Anti-Dummy Law.

Opinion No. 17-15
Re: Compensation of Trustees; Acquisition of Land by a Non-Stock, Non-Profit Religious Corporation.

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : Opinion No. 17-15
Re: Compensation of Trustees; Acquisition of Land by a Non-Stock, Non-Profit Religious Corporation.

SEC En Banc Case No. 02-14-316
GOLDSTAR SECURITIES, INC., Appellant, -versus- MARKETS AND SECURITIES REGULATION DEPARTMENT, Appellee.

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GOLDSTAR SECURITIES, INC., Appellant, -versus- MARKETS AND SECURITIES REGULATION DEPARTMENT, Appellee.

Opinion No. 19-55
Re: International Freight Forwarding and NVOCC; Nationality Requirement

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Re: International Freight Forwarding and NVOCC; Nationality Requirement

YouTube videos featuring the alleged news relayed by anchors, ROGER ABING CAMINGAWAN and DANIEL FLASH VILLAS in their radio broadcast stating, among others, that KAPA Community Ministry International, Inc. (KAPA)

INVESTOR EDUCATION AND INFORMATION Menu Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted: KAPA Community SEC Facebook The Commission was made aware of YouTube videos circulating in the internet featuring Mr. Bong Cagape’sYouTube Channel, where Mr. Joel continue reading : YouTube videos featuring the alleged news relayed by anchors, ROGER ABING CAMINGAWAN and DANIEL FLASH VILLAS in their radio broadcast stating, among others, that KAPA Community Ministry International, Inc. (KAPA)

Opinion No. 17-10
Re: Condominium Corporation: Membership; Proxy Rules; Compensation of Directors and Officers; Hold-Over Capacity; Corporate Term.

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : Opinion No. 17-10
Re: Condominium Corporation: Membership; Proxy Rules; Compensation of Directors and Officers; Hold-Over Capacity; Corporate Term.

Opinion No. 17-08
Re: Revocation and Re-Registration of a Corporation.

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : Opinion No. 17-08
Re: Revocation and Re-Registration of a Corporation.

Opinion No. 17-05
Re: Ownership, Control, and Administration of an Online English School and Diving School.

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : Opinion No. 17-05
Re: Ownership, Control, and Administration of an Online English School and Diving School.

Opinion No. 17-04
Re: Foreign Equity Restriction in Ground Handling Services.

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : Opinion No. 17-04
Re: Foreign Equity Restriction in Ground Handling Services.

Opinion No. 18-19
Re: Annual Stockholders’Meeting and Election of Officers.

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : Opinion No. 18-19
Re: Annual Stockholders’Meeting and Election of Officers.

Opinion No. 18-17
Re: Applicability of SEC Memorandum Circular No. 08-13 to Investment Houses.

SEC ISSUANCES Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting of continue reading : Opinion No. 18-17
Re: Applicability of SEC Memorandum Circular No. 08-13 to Investment Houses.

Opinion No. 18-15
Re: Cold Storage, Cold Logistics and Distribution as Public Utility.

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Re: Cold Storage, Cold Logistics and Distribution as Public Utility.

Opinion No. 18-13
Re: Effectivity of Memorandum Circular No. 16, Series of 2002; Chairman as Independent Director.

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : Opinion No. 18-13
Re: Effectivity of Memorandum Circular No. 16, Series of 2002; Chairman as Independent Director.

Opinion No. 18-04
Re: Foreign Equity Ownership; Travel and Tours.

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : Opinion No. 18-04
Re: Foreign Equity Ownership; Travel and Tours.

Opinion No. 18-02
Re: Manner of Voting; Nature and Amendment of By-Laws.

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : Opinion No. 18-02
Re: Manner of Voting; Nature and Amendment of By-Laws.

Opinion No. 19-52
Re: Allowable Foreign Equity in Cargo and Freight Forwarding Activities

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : Opinion No. 19-52
Re: Allowable Foreign Equity in Cargo and Freight Forwarding Activities

Opinion No. 19-51
Re: Classification of Corporations; Express powers; Right of first refusal; Procedure in transferring shares of stock; Qualifications of directors; and Probative Value of the stock and transfer book

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : Opinion No. 19-51
Re: Classification of Corporations; Express powers; Right of first refusal; Procedure in transferring shares of stock; Qualifications of directors; and Probative Value of the stock and transfer book

Opinion No. 19-36
Re: Notice and Quorum in membership meetings

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : Opinion No. 19-36
Re: Notice and Quorum in membership meetings

Opinion No. 19-23
Re: SEC Approval of Issuance of Cash and Stock Dividends.

SEC ISSUANCES Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : Opinion No. 19-23
Re: SEC Approval of Issuance of Cash and Stock Dividends.

Opinion No. 19-19
Re: Section 23.2 of the Securities and Regulation Code.

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : Opinion No. 19-19
Re: Section 23.2 of the Securities and Regulation Code.

Opinion No. 19-10
Re: Foreigner in a partially-nationalized corporation and the Anti-Dummy Law.

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : Opinion No. 19-10
Re: Foreigner in a partially-nationalized corporation and the Anti-Dummy Law.

Opinion No. 19-09
Re: Assignment of Shares of Stock between Husband and Wife.

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : Opinion No. 19-09
Re: Assignment of Shares of Stock between Husband and Wife.

Opinion No. 19-07
Re: Citizenship and Composition of the Incorporators, Directors and Officers of a Corporation Engaged in the Practice of Architecture.

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : Opinion No. 19-07
Re: Citizenship and Composition of the Incorporators, Directors and Officers of a Corporation Engaged in the Practice of Architecture.

MC No. 21 s.2019 – Rules on the Appointment of Independent Oversight Entity, Independent Net Asset Value Calculation, Qualifications of Key Officers of Fund Managers, and Liquidation of Assets and Winding Up of Investment Companies

SEC Issuances Menu Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting Order Corporations with Lifting continue reading : MC No. 21 s.2019 – Rules on the Appointment of Independent Oversight Entity, Independent Net Asset Value Calculation, Qualifications of Key Officers of Fund Managers, and Liquidation of Assets and Winding Up of Investment Companies

SEC CDO Case No. 09-19-054
In the matter of: PERA4U. ENFORCEMENT AND INVESTOR PROTECTION DEPARTMENT, Movant.

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : SEC CDO Case No. 09-19-054
In the matter of: PERA4U. ENFORCEMENT AND INVESTOR PROTECTION DEPARTMENT, Movant.