| Cover Letter |
SM INVESTMENTS CORPORATION |
| SEC Form 12-1 |
SM INVESTMENTS CORPORATION |
| Prospectus |
SM INVESTMENTS CORPORATION |
| Annex A.1 |
Audited Financial Statement for Fiscal Year 2019 |
| Annex A.2 |
Audited Financial Statement for Fiscal Year 2018 |
| Annex B |
Reviewed Interim Condensed Financial Statements as of 31 March 2020 |
| Annex C |
Latest Annual Reports to Security Holders (31 December 2019) |
| Annex D |
Latest Quarterly Report to Security Holders (31 March 2020) |
| Annex E |
Secretary’s Certificate on the adoption of Manual on Corporate Governance, adoption of a fit and proper rule; |
| Annex F |
Manual of Corporate Governance |
| Annex G |
Form of Registry and Paying Agency Agreement |
| Annex H |
Form of Underwriting Agreement |
| Annex I |
Form of Trust Indenture Agreement |
| Annex J |
Publication of notice of filing of the Registration Statement |
| Annex J |
Revised Publication of notice of filing of the Registration Statement |
| Annex K.1 |
Current Articles of Incorporation |
| Annex K.2 |
Current By-Laws |
| Annex L |
Continuing authorization for the SEC to examine bank accounts |
| Annex M |
Directors’ Certificate on the offering of the securities and filing of the Registration Statement |
| Annex N |
Directors’ Certificate on the approval of the Board of Directors of the disclosures contained in the Registration Statement |
| Annex O |
Opinion of Independent Counsel on the legality of the securities being offered and tax consequences of the offer |
| Annex P |
Copy of Tax Compliance Report |
| Annex Q |
Certification by internal legal counsel on the material and non-material legal proceedings filed by and against the Issuer |
| Annex R |
Certification that the Issuer secured all government mandated permits and licenses required for its operations |
| Annex S |
Certification that Issuer’s subsidiaries and affiliates submitted its balance sheet and income statement |
| Annex T |
Notarized Curriculum Vitae of the directors and officers |
| Annex U |
List of Trademarks |
| Annex V |
List of Subsidiaries |
| Annex W |
Credit Rating Report |
| Annex X |
Eligibility Certificate of the Trustee |
| Annex Y |
Instruments Defining the Rights of Security Holders |
| Annex Z |
Material Contracts |
| Annex AA |
Mandate Letter of Underwriters |
| Annex BB |
Due Diligence Certification from Underwriters |
