CMP Notice - Securities and Exchange Commission

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SEC CERTIFICATION WEBINAR FOR PROSPECTIVE COMPLIANCE OFFICERS/ASSOCIATED PERSONS FOR BROKER DEALERS IN THE EQUITIES MARKET 8 April 2024
SEC CERTIFICATION EXAMINATIONS SCHEDULE IN MAY 2024 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 8 April 2024
CONDUCT OF SEC CERTIFICATION EXAMINATIONS IN CAGAYAN DE ORO, ILOILO, AND PALAWAN 15 March 2024
SEC CERTIFICATION WEBINAR FOR PHASE 1 OF THE SEC CERTIFICATION EXAMINATIONS IN APRIL AND APPLICATION PROCEDURE 1 March 2024
SEC CERTIFICATION WEBINAR FOR PROSPECTIVE EQUITIES SECURITIES SALESMEN SCHEDULE IN MARCH AND APPLICATION PROCEDURE 15 February 2024
SEC CERTIFICATION EXAMINATIONS SCHEDULE IN MARCH AND APRIL 2024 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 15 February 2024
SEC CERTIFICATION EXAMINATIONS SCHEDULE IN FEBRUARY AND MARCH IN CEBU AND DAVAO AND APPLICATION PROCEDURE 29 January 2024
SEC CERTIFICATION EXAMINATIONS SCHEDULE IN JANUARY AND FEBRUARY 2024 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 5 January 2024
SEC CERTIFICATION EXAMINATION SCHEDULE IN DAVAO AND APPLICATION PROCEDURE 15 November 2023
SEC CERTIFICATION EXAMINATIONS SCHEDULE IN NOVEMBER AND DECEMBER 2023 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 13 November 2023
SEC CERTIFICATION EXAMINATIONS (PAPER AND PEN) SCHEDULE IN PROVINCES AND APPLICATION PROCEDURE 29 September 2023
SEC CERTIFICATION EXAMINATIONS (PAPER AND PEN) SCHEDULE IN PROVINCES AND APPLICATION PROCEDURE 15 September 2023
SEC CERTIFICATION EXAMINATIONS SCHEDULE IN SEPTEMBER AND OCTOBER 2023 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 6 September 2023
SEC CERTIFICATION WEBINAR FOR PHASE 1 OF THE SEC CERTIFICATION EXAMINATIONS SCHEDULE AND APPLICATION PROCEDURE 15 August 2023
SEC CERTIFICATION EXAMINATIONS (PAPER AND PEN) SCHEDULE IN PROVINCES AND APPLICATION PROCEDURE 7 August 2023
SEC CERTIFICATION EXAMINATIONS SCHEDULE IN AUGUST AND SEPTEMBER AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 7 August 2023
SEC CERTIFICATION EXAMINATIONS SCHEDULE IN AUGUST AT THE HEADQUARTERS AND APPLICATION PROCEDURE 19 July 2023
SEC CERTIFICATION WEBINAR FOR PROSPECTIVE COMPLIANCE OFFICERS/ASSOCIATED PERSONS IN THE EQUITIES MARKET SCHEDULE AND APPLICATION PROCEDURE 19 July 2023
SEC CERTIFICATION WEBINAR FOR PROSPECTIVE EQUITIES SECURITIES SALESMEN SCHEDULE AND APPLICATION PROCEDURE 19 June 2023
SEC CERTIFICATION EXAMINATIONS SCHEDULE AT THE HEADQUARTERS AND APPLICATION PROCEDURE 31 May 2023
SEC CERTIFICATION WEBINAR FOR PHASE 1 OF THE SEC CERTIFICATION EXAMINATION SCHEDULE AND APPLICATION PROCEDURE 31 May 2023
Guidelines on the Health and Safety Protocols to be Observed in the Conduct of the SEC Certification Examinations (as of 31 May 2023) 31 May 2023
SEC CERTIFICATION WEBINAR FOR PROSPECTIVE COMPLIANCE OFFICERS/ ASSOCIATED PERSONS IN THE EQUITIES MARKET IN MAY AND APPLICATION PROCEDURE 3 May 2023
SEC CERTIFICATION WEBINAR FOR PROSPECTIVE EQUITIES SECURITIES SALESMEN SCHEDULE IN APRIL AND APPLICATION PROCEDURE 21 March 2023
SEC CERTIFICATION EXAMINATIONS SCHEDULE FOR APRIL 2023 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 21 March 2023
SEC CERTIFICATION EXAMINATIONS 1st QUARTER 2023 SCHEDULE AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 13 February 2023
GUIDELINES ON THE HEALTH AND SAFETY PROTOCOLS TO BE OBSERVED IN THE CONDUCT OF THE SEC CERTIFICATION EXAMINATIONS DURING THE COVID-19 PANDEMIC 13 February 2023
SEC CERTIFICATION EXAMINATIONS (PAPER AND PEN) SCHEDULE IN PROVINCES AND APPLICATION PROCEDURE 3 October 2022
SEC CERTIFICATION WEBINAR FOR PHASE 1 SCHEDULE AND APPLICATION PROCEDURE 9 August 2022
TRANSFER OF THE SEC EXAMINATION ROOM TO THE SEC HEADQUARTERS IN MAKATI CITY BEGINNING 27 JUNE 2022 22 June 2022
SEC CERTIFICATION EXAMINATIONS (PAPER AND PEN) SCHEDULE IN PROVINCES AND APPLICATION PROCEDURE 26 May 2022
GUIDELINES ON THE HEALTH AND SAFETY PROTOCOLS TO BE OBSERVED IN THE CONDUCT OF THE SEC CERTIFICATION EXAMINATIONS DURING THE COVID-19 PANDEMIC 26 May 2022
SEC CERTIFICATION EXAMINATIONS 2ND SEMESTER 2022 SCHEDULE AT THE HEAD OFFICE AND APPLICATION PROCEDURE 26 May 2022
SEC CERTIFICATION WEBINAR SCHEDULE AND APPLICATION PROCEDURE 6 April 2022
SEC CERTIFICATION EXAMINATIONS SCHEDULE AT THE MAIN OFFICE AND APPLICATION PROCEDURE 2 February 2022
RESUMPTION OF SEC CERTIFICATION EXAMINATIONS 26 October 2021
CANCELLATION OF SEC CERTIFICATION EXAMINATIONS STARTING 16 SEPTEMBER 2021 15 September 2021
RESUMPTION OF SEC CERTIFICATION EXAMINATIONS 3 September 2021
CANCELLATION OF SEC CERTIFICATION EXAMINATIONS SCHEDULED WITHIN THE MODIFIED ENHANCED COMMUNITY QUARANTINE PERIOD 31 August 2021
CANCELLATION OF SEC CERTIFICATION EXAMINATIONS SCHEDULED WITHIN THE MODIFIED ENHANCED COMMUNITY QUARANTINE PERIOD 22 August 2021
CANCELLATION OF SEC CERTIFICATION EXAMINATIONS SCHEDULED WITHIN THE ENHANCED COMMUNITY QUARANTINE PERIOD (06 AUGUST 2021 TO 20 AUGUST 2021) 3 August 2021
SEC CERTIFICATION EXAMINATIONS SCHEDULE AT THE MAIN OFFICE FOR THE PERIOD APRIL – DECEMBER 2021 AND APPLICATION PROCEDURE 1 February 2021
SEC CERTIFICATION EXAMINATIONS 1st QUARTER 2021 SCHEDULE AT THE MAIN OFFICE AND APPLICATION PROCEDURE 4 January 2021
SEC CERTIFICATION EXAMINATION SCHEDULE FOR THE 4th QUARTER OF 2020 10 September 2020
SEC CERTIFICATION EXAMINATIONS GUIDELINES 27 August 2020
SEC CERTIFICATION EXAMINATIONS SCHEDULE AT THE MAIN OFFICE AND APPLICATION PROCEDURE 5 June 2020
CANCELLATION OF ALL SCHEDULED SEC CERTIFICATION EXAMINATIONS 12 March 2020
Reschedule of Examination 3 February 2020