CMP Notice - Securities and Exchange Commission

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Notice

SEC CERTIFICATION EXAMINATIONS (PAPER AND PEN) SCHEDULE IN PROVINCES AND APPLICATION PROCEDURE 29 September 2023
SEC CERTIFICATION EXAMINATIONS (PAPER AND PEN) SCHEDULE IN PROVINCES AND APPLICATION PROCEDURE 15 September 2023
SEC CERTIFICATION EXAMINATIONS SCHEDULE IN SEPTEMBER AND OCTOBER 2023 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 6 September 2023
SEC CERTIFICATION WEBINAR FOR PHASE 1 OF THE SEC CERTIFICATION EXAMINATIONS SCHEDULE AND APPLICATION PROCEDURE 15 August 2023
SEC CERTIFICATION EXAMINATIONS (PAPER AND PEN) SCHEDULE IN PROVINCES AND APPLICATION PROCEDURE 7 August 2023
SEC CERTIFICATION EXAMINATIONS SCHEDULE IN AUGUST AND SEPTEMBER AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 7 August 2023
SEC CERTIFICATION EXAMINATIONS SCHEDULE IN AUGUST AT THE HEADQUARTERS AND APPLICATION PROCEDURE 19 July 2023
SEC CERTIFICATION WEBINAR FOR PROSPECTIVE COMPLIANCE OFFICERS/ASSOCIATED PERSONS IN THE EQUITIES MARKET SCHEDULE AND APPLICATION PROCEDURE 19 July 2023
SEC CERTIFICATION WEBINAR FOR PROSPECTIVE EQUITIES SECURITIES SALESMEN SCHEDULE AND APPLICATION PROCEDURE 19 June 2023
SEC CERTIFICATION EXAMINATIONS SCHEDULE AT THE HEADQUARTERS AND APPLICATION PROCEDURE 31 May 2023
SEC CERTIFICATION WEBINAR FOR PHASE 1 OF THE SEC CERTIFICATION EXAMINATION SCHEDULE AND APPLICATION PROCEDURE 31 May 2023
Guidelines on the Health and Safety Protocols to be Observed in the Conduct of the SEC Certification Examinations (as of 31 May 2023) 31 May 2023
SEC CERTIFICATION WEBINAR FOR PROSPECTIVE COMPLIANCE OFFICERS/ ASSOCIATED PERSONS IN THE EQUITIES MARKET IN MAY AND APPLICATION PROCEDURE 3 May 2023
SEC CERTIFICATION WEBINAR FOR PROSPECTIVE EQUITIES SECURITIES SALESMEN SCHEDULE IN APRIL AND APPLICATION PROCEDURE 21 March 2023
SEC CERTIFICATION EXAMINATIONS SCHEDULE FOR APRIL 2023 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 21 March 2023
SEC CERTIFICATION EXAMINATIONS 1st QUARTER 2023 SCHEDULE AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 13 February 2023
GUIDELINES ON THE HEALTH AND SAFETY PROTOCOLS TO BE OBSERVED IN THE CONDUCT OF THE SEC CERTIFICATION EXAMINATIONS DURING THE COVID-19 PANDEMIC 13 February 2023
SEC CERTIFICATION EXAMINATIONS (PAPER AND PEN) SCHEDULE IN PROVINCES AND APPLICATION PROCEDURE 3 October 2022
SEC CERTIFICATION WEBINAR FOR PHASE 1 SCHEDULE AND APPLICATION PROCEDURE 9 August 2022
TRANSFER OF THE SEC EXAMINATION ROOM TO THE SEC HEADQUARTERS IN MAKATI CITY BEGINNING 27 JUNE 2022 22 June 2022
SEC CERTIFICATION EXAMINATIONS (PAPER AND PEN) SCHEDULE IN PROVINCES AND APPLICATION PROCEDURE 26 May 2022
GUIDELINES ON THE HEALTH AND SAFETY PROTOCOLS TO BE OBSERVED IN THE CONDUCT OF THE SEC CERTIFICATION EXAMINATIONS DURING THE COVID-19 PANDEMIC 26 May 2022
SEC CERTIFICATION EXAMINATIONS 2ND SEMESTER 2022 SCHEDULE AT THE HEAD OFFICE AND APPLICATION PROCEDURE 26 May 2022
SEC CERTIFICATION WEBINAR SCHEDULE AND APPLICATION PROCEDURE 6 April 2022
SEC CERTIFICATION EXAMINATIONS SCHEDULE AT THE MAIN OFFICE AND APPLICATION PROCEDURE 2 February 2022
RESUMPTION OF SEC CERTIFICATION EXAMINATIONS 26 October 2021
CANCELLATION OF SEC CERTIFICATION EXAMINATIONS STARTING 16 SEPTEMBER 2021 15 September 2021
RESUMPTION OF SEC CERTIFICATION EXAMINATIONS 3 September 2021
CANCELLATION OF SEC CERTIFICATION EXAMINATIONS SCHEDULED WITHIN THE MODIFIED ENHANCED COMMUNITY QUARANTINE PERIOD 31 August 2021
CANCELLATION OF SEC CERTIFICATION EXAMINATIONS SCHEDULED WITHIN THE MODIFIED ENHANCED COMMUNITY QUARANTINE PERIOD 22 August 2021
CANCELLATION OF SEC CERTIFICATION EXAMINATIONS SCHEDULED WITHIN THE ENHANCED COMMUNITY QUARANTINE PERIOD (06 AUGUST 2021 TO 20 AUGUST 2021) 3 August 2021
SEC CERTIFICATION EXAMINATIONS SCHEDULE AT THE MAIN OFFICE FOR THE PERIOD APRIL – DECEMBER 2021 AND APPLICATION PROCEDURE 1 February 2021
SEC CERTIFICATION EXAMINATIONS 1st QUARTER 2021 SCHEDULE AT THE MAIN OFFICE AND APPLICATION PROCEDURE 4 January 2021
SEC CERTIFICATION EXAMINATION SCHEDULE FOR THE 4th QUARTER OF 2020 10 September 2020
SEC CERTIFICATION EXAMINATIONS GUIDELINES 27 August 2020
SEC CERTIFICATION EXAMINATIONS SCHEDULE AT THE MAIN OFFICE AND APPLICATION PROCEDURE 5 June 2020
CANCELLATION OF ALL SCHEDULED SEC CERTIFICATION EXAMINATIONS 12 March 2020
Reschedule of Examination 3 February 2020

SEC BULLETIN PRIVACY POLICY

WHAT PERSONAL INFORMATION WE COLLECT
We collect only the valid email addresses of individuals or organizations interested to subscribe in the SEC Bulletin.

IP Addresses
SEC Bulletin sign up form does not collect information about your computer (or mobile device), including IP addresses, operating system and browser type.

HOW WE COLLECT
For this project, SEC collects and uses email addresses through an online subscription/sign-up form located at the upper left portion of the website. This email addresses are to be incorporated in the mailing list created for the SEC Bulletin.

WHY COLLECT
The collected email addresses will be utilized solely for the mailing list. The email addresses will serve as a means to send out the SEC Bulletin to its subscribers. The email addresses will not be shared with outside parties of the SEC.

HOW TO KEEP YOUR PERSONAL INFORMATION SECURE
Only authorized SEC personnel are granted access to the email addresses collected by SEC through SEC Bulletin sign up from. This information collected are stored in a secure database. We use reasonable security safeguards to protect the information from loss, unauthorized access, use or disclosure.

RIGHTS OF THE DATA SUBJECT
Under the Data Privacy Act of 2012, a data subject refers to an individual whose personal information is collected and processed. We are duly bound to observe and respect your privacy rights, including your right to information, right to access, right to correct, right to remove, right to damages and right to data portability.

CONSENT FORM

In accordance with the Data Privacy Act of 2012, the SEC is committed to protect and respect the personal data gathered from our clients.If you voluntarily agree to subscribe to our newsletter and receive a monthly issue of the SEC Bulletin as well as other advisories, please provide a valid email address so we can include you in our subscription list.

Rest assured that the information collected will only be used for SEC Strategic Communication purposes and will not be publicized for the privacy and safety of our subscribers.

If you agree with these terms and conditions, please sign up now! Thank you

FEEDBACK ON THE PRIVACY NOTICE

For more information, suggestion and feedback on this Privacy Notice, please send your email to our Data Protection Officer at dpo@150.150.150.155