Memorandum Circulars - Securities and Exchange Commission

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Memorandum Circulars

Memorandum Circulars

SEC MC No. 04, series of 2023
Adoption of the ASEAN Sustainable and Responsible Fund Standards (ASEAN SRFS); and Establishment of Rules on: 1) Qualification of a Local Investment Company under the ASEAN SRFS; 2) Recognition of a Foreign Collective Investment Scheme qualified under the ASEAN SRFS that seeks to offer in the Philippines under the ASEAN CIS framework 25 April 2023
MC No. 09 s. 2021
Rules on Authorisation of an Investment Company as a Qualifying CIS and Recognition of a Foreign CIS Under the ASEAN CIS Framework 16 August 2021
MC No. 33 s.2020
Amendments to the Implementing Rules and Regulations of the Investment Company Act, as Amended 7 December 2020
MC No. 23 s.2020
Rules on Corporate Debt Vehicle 18 August 2020
MC No. 15 s.2020
Rules on Investment in Financial Derivatives 28 April 2020
MC No. 21 s.2019 – Rules on the Appointment of Independent Oversight Entity, Independent Net Asset Value Calculation, Qualifications of Key Officers of Fund Managers, and Liquidation of Assets and Winding Up of Investment Companies 13 November 2019
MC No. 02 s.2019 – Amendments to Rule 5.8.2 of the Investment Company Act Implementing Rules and Regulations 8 February 2019
MC No. 10 s.2012 – RE : Rules and Regulations on Exchange Traded Funds 19 October 2012
MC No. 11 s.2008 – RE : Guidelines on the Determination of Retained Earnings Available for Dividend Declaration 5 December 2008

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