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Year 2024

SEC ISSUES GUIDELINES FOR IPO CORNERSTONE INVESTORS 25 April 2024
SEC REVOKES CERTIFICATE OF INCORPORATION, AUTHORITY TO OPERATE AS LENDING COMPANY OF COPPERSTONE LENDING 24 April 2024
SEC MOVES TO REMOVE BINANCE APP IN GOOGLE, APPLE APP STORE 23 April 2024
SEC FILES CRIMINAL COMPLAINT AGAINST MFT GROUP 22 April 2024
SEC DECLARES CEASE AND DESIST ORDER AGAINST MFT GROUP PERMANENT 18 April 2024
SEC REMOVES MINIMUM STOCKBROKER COMMISSION TO BOOST CAPITAL MARKET ACTIVITY 17 April 2024
SEC PARTNERS WITH UP LAW CENTER TO FOSTER CAPITAL MARKET DEVELOPMENT 16 April 2024
SEC SLAPS FINES TOTALING P560 MILLION ON ABRA MINING OFFICERS, TRANSFER AGENT, STOCKHOLDERS 16 April 2024
SEC ELEVATES CORPORATE GOVERNANCE STANDARDS AT 3RD SEC-ICD-GGAPP ROUNDTABLE FOR PUBLICLY LISTED COMPANIES 3 April 2024
SEC RAISES PENALTIES FOR LATE, NON-FILING OF REPORTS 1 April 2024
SEC PROCEEDS WITH BLOCKING OF BINANCE 25 March 2024
SEC OPENS BUTUAN OFFICE AMID ECONOMIC GROWTH IN MINDANAO 25 March 2024
SEC ENLISTS SMALL, MEDIUM AND LARGE ENTERPRISES IN SUSTAINABILITY PUSH 20 March 2024
PDEA LAUDS SEC FOR DATA-SHARING PARTNERSHIP 20 March 2024
SEC MARKS ANOTHER WIN AGAINST ERRING LENDING COMPANIES 19 March 2024
SEC CLEARS OCEANAGOLD PHILIPPINES IPO 12 March 2024
SEC SECURES NTC ENDORSEMENT FOR BLOCKING OF OctaFX 8 March 2024
NTC ORDERS BLOCKING OF UNLICENSED INVESTMENT PLATFORM 7 March 2024
SEC WELCOMES COMMISSIONER GUEVARA 4 March 2024
SEC COLLABORATES WITH MORE GOVERNMENT AGENCIES IN FIGHT AGAINST MONEY LAUNDERING, TERRORIST FINANCING 4 March 2024
SEC ISSUES CEASE AND DESIST ORDER AGAINST BOGUS AYALA GROUP 28 February 2024
SEC MAKES CAPITAL RAISING EASIER FOR POWER COMPANIES 23 February 2024
SEC LAUNCHES ONLINE PORTAL FOR AMENDMENT OF INCORPORATION PAPERS 22 February 2024
SEC SUSPENDS NEARLY 118,000 CORPORATIONS FOR NON-OPERATION, NONCOMPLIANCE WITH REPORTS 21 February 2024
SEC IS FIRST PHILIPPINE FINANCIAL REGULATOR ACCREDITED BY LONDON-BASED INVESTORS IN PEOPLE 12 February 2024
SEC SETS DEADLINE FOR 2024 FOR SUBMISSION OF ANNUAL REPORTS 6 February 2024
SECRETARY RECTO CITES SEC DIGITAL TRANSFORMATION IN CALL FOR UNIFIED EGOVERNANCE POLICY 5 February 2024
SEC SECURES FINANCE SECRETARY RECTO’S SUPPORT FOR BUSINESS, CAPITAL MARKET REFORMS 31 January 2024
SEC, PRESIDENTS ECONOMIC CZAR CLOSELY WORKING TOGETHER FOR BUSINESS SECTOR REFORMS 26 January 2024
SEC ISSUES CEASE AND DESIST ORDER AGAINST MFT GROUP 18 January 2024
SEC ISSUES CEASE AND DESIST ORDER AGAINST INFINITY8NETWORKS 18 January 2024
SEC OKAYS CITICORE RENEWABLE ENERGY IPO 17 January 2024
SEC AT COP28 SIDE EVENT DUBAI 17 January 2024
SEC FINES, REVOKES LENDING LICENSE OF WEALTH AND PERSONAL DEVELOPMENT 16 January 2024
SEC NAVIGATES PHILIPPINE ESG TOWARD INTEROPERABILITY AT 10TH ANNUAL SEC-PSE CORPORATE GOVERNANCE FORUM 11 January 2024
SEC FINES, REVOKES CORPORATE REGISTRATION OF INFINITY8NETWORKS OPC 8 January 2024
SEC FILES CRIMINAL COMPLAINT AGAINST ETON TRADING 5 January 2024
SEC BREAKS NEW RECORD FOR COMPANY REGISTRATIONS IN 2023 2 January 2024

Year 2023

SEC AFFIRMS ROLE AS BUSINESS AND INVESTOR CHAMPION AS IT APPROACHES 88TH YEAR 30 December 2023
SEC MAKES REPORTING EASIER FOR CORPORATIONS WITH STREAMLINED REGISTRATION PROCESS 29 December 2023
SEC OKAYS PUBLIC OFFERINGS BY FILINVEST, DAGUPAN ELECTRIC 27 December 2023
SEC CHAIRPERSON BAGS PRC OUTSTANDING PROFESSIONAL OF THE YEAR AWARD 22 December 2023
KAPA MASTERMINDS SENTENCED TO LIFE IN PRISON FOR SYNDICATED ESTAFA 21 December 2023
SEC GRANTS PSE EXEMPTIVE RELIEF FOR PDS TAKEOVER 21 December 2023
SEC ISSUES ADVISORY AGAINST SALON DE PAMPLONA 20 December 2023
SEC SEES MSMEs, START-UPS TAPPING CAPITAL MARKET AMID SUCCESS OF NATIONWIDE ROADSHOW 19 December 2023
SEC ISSUES CEASE AND DESIST ORDER AGAINST SUPERBREAKTHROUGH ENTERPRISES 14 December 2023
SEC WRAPS UP NATIONWIDE CAPITAL MARKET ROADSHOW FOR MSMES IN TACLOBAN 13 December 2023
SEC URGES COMPANIES TO START 2024 WITH CLEAN SLATE THROUGH AMNESTY PROGRAM 12 December 2023
SEC CLEARS PUBLIC OFFERING BY ANGELES ELECTRIC 11 December 2023
SEC CITED FOR IMPROVING EASE OF DOING BUSINESS 7 December 2023
SEC BAGS GCASH DIGITAL EXCELLENCE AWARD 7 December 2023
SEC ENCOURAGES USE OF BLUE BONDS TO RAISE CAPITAL 5 December 2023
SEC WARNS PUBLIC AGAINST BINANCE, MULLS BLOCKING ACCESS IN THE PHILIPPINES 29 November 2023
SEC COMMENDED AS TOP PERFORMING AGENCY IN FREEDOM OF INFORMATION PROGRAM 28 November 2023
SEC ALLOWS PSE TO NEGOTIATE PDS ACQUISTION 28 November 2023
SEC REVOKES CORPORATE REGISTRATION OF BBM INTERNATIONAL 22 November 2023
SEC DECLARES CEASE AND DESIST ORDER AGAINST CASA INFINI GROUP PERMANENT 22 November 2023
DOF LAUDS SEC FOR CHAMPIONING BUSINESSES, INVESTORS IN 87TH YEAR 20 November 2023
SEC CHAIRPERSON NAMED FIRST EVER PUBLIC SECTOR INNOVATOR IN MANSMITH INNOVATION AWARDS 20 November 2023
SEC-LAUDED-AS-SUSTAINABILITY-CHAMPION-IN-ASIA-CEO-AWARDS-FINAL 17 November 2023
SEC, DMW JOIN FORCES TO PROTECT OFWS FROM INVESTMENT SCAMS 16 November 2023
SEC, DILG FORGE TIES TO COMBAT INVESTMENT SCAMS, PROMOTE FINANCIAL LITERACY 15 November 2023
SEC CHAMPIONS SUSTAINABILITY REPORTING INITIATIVES AT WORLD INVESTMENT FORUM IN ABU DHABI 7 November 2023
COMPANY REGISTRATIONS HIT RECORD HIGH AMID LAUNCH OF SEC DIGITAL SERVICES 6 November 2023
Final chance to avail of SEC amnesty program extended to end of 2023 6 November 2023
SEC SETS GUIDELINES FOR PURGING DELINQUENT, INACTIVE CORPORATIONS 31 October 2023
SEC CLEARS FILINVEST LAND SHELF REGISTRATION 27 October 2023
SEC COMPANY REGISTRATION SYSTEM HAILED AMONG WORLD’S BEST 24 October 2023
SEC TAKES DOWN ANOTHER INVESTMENT SCAM IN JOINT OPERATION WITH PNP-CIDG, PAOCC 20 October 2023
SEC TIGHTENS SUPERVISION OVER ERRING COMPANIES 20 October 2023
SEC APPROVES SAN MIGUEL, VISTA LAND SHELF OFFERINGS 19 October 2023
SEC FILES MONEY LAUNDERING CASE AGAINST SILVERLION 13 October 2023
STATEMENT ON THE PROPOSED ADJUSTMENT OF SEC FEES AND CHARGES 11 October 2023
SEC TO ISSUE REVISED SUSTAINABILITY REPORTING GUIDELINES FOR PUBLICLY LISTED COMPANIES 5 October 2023
SEC GRANTS FINAL EXTENSION FOR AMNESTY APPLICATIONS 29 September 2023
SEC RELAXES DISCLOSURE REQUIREMENTS FOR PUBLIC OFFERINGS 28 September 2023
SEC PARTNERS WITH BIR TO EXPLORE USE OF BENEFICIAL OWNERSHIP DATA TO SUPPORT TAX ENFORCEMENT 27 September 2023
SEC, OTHER AGENCIES LOOK TO BENEFICIAL OWNERSHIP DATA TO CURB CORRUPTION IN PROCUREMENT PROCESS 27 September 2023
SEC SUPPORTS LOWER TAXES ON STOCK TRANSACTIONS 26 September 2023
SEC ISSUES GUIDELINES ON BLUE BONDS 25 September 2023
5 REASONS WHY CORPORATIONS SHOULD AVAIL OF THE SEC AMNESTY PROGRAM NOW 21 September 2023
SEC TEAMS UP WITH US COUNTERPART, IOSCO AND ADB TO STRENGTHEN ENFORCEMENT CAPACITY 15 September 2023
SEC EMPOWERS CROWDFUNDING PORTALS TO BOOST CAPITAL MARKET 12 September 2023
SEC TO RAISE BASIC PENALTIES FOR LATE, NON-FILING OF REPORTS BY UP TO 1,900%, ADVISES CORPORATIONS TO APPLY FOR AMNESTY 11 September 2023
SEC SECURES CONVICTION OF 6 INVESTMENT SCAMMERS 7 September 2023
THE FSCC TAKES ACTIONS TO ENHANCE THE RESILIENCE OF THE FINANCIAL SYSTEM 6 September 2023
SEC ENHANCES SUSTAINABILITY REPORTING GUIDELINES FOR LISTED COMPANIES 5 September 2023
SEC BANKS ON SHORT SELLING TO BOLSTER TRADING IN STOCK MARKET 4 September 2023
SEC HIGHLIGHTS NEED FOR DIGITALIZATION OF GOVERNMENT SERVICES AS IT SHARES TRANSFORMATION JOURNEY 4 September 2023
SEC GIVES CORPORATIONS, ASSOCIATIONS A CHANCE AT A FRESH START 30 August 2023
SEC CLEARS PUBLIC OFFERING BY PACERM-1 ENERGY 29 August 2023
SEC BOOSTS CAPITAL MARKET WITH SHORTER SETTLEMENT CYCLE 24 August 2023
SEC TO CORPORATIONS, ASSOCIATIONS- AVAIL AMNESTY TO AVOID HIGHER PENALTIES 22 August 2023
SEC REVOKES POPULUS’ LENDING LICENSE 11 August 2023
SEC SECURES CONVICTION OF 8 LENDING COMPANY OFFICERS FOR FALSIFYING REGISTRATION DOCUMENTS 3 August 2023
SEC OKAYS ACEN SHELF OFFERING 28 July 2023
SEC PUSHES FOR CROWDFUNDING, OTHER SOURCES OF CAPITAL IN MANILA ROADSHOW FOR MSMES AND START-UPS 14 July 2023
SEC LEADS PHILIPPINE DELEGATION IN ACMF-ISSB CONFERENCE AND TRAINING TO MARK GLOBAL LAUNCH OF SUSTAINABILITY DISCLOSURE STANDARDS 7 July 2023
SEC EXTENDS DEADLINE FOR AMNESTY APPLICATIONS ANEW, SIMPLIFIES PROCEDURE 30 June 2023
SEC ORDERS 6 LENDING, FINANCING COMPANIES TO STOP OPERATIONS 30 June 2023
SEC FILES CRIMINAL COMPLAINT AGAINST 6 LENDING COMPANIES 27 June 2023
FSF CONCLUDES REVIEW OF CORPORATE GOVERNANCE REQUIREMENTS ON SUSTAINABLE FINANCE 23 June 2023
PBBM LAUNCHES E-SERVICES FOR EASE OF DOING BUSINESS, EXPANDED CAPITAL MARKET FOR AGRI-BUSINESSES 22 June 2023
SEC CLEARS AYALA LAND SHELF OFFERING 13 June 2023
SEC ISSUES CEASE AND DESIST ORDER AGAINST CASA INFINI, RAY EDUCATION 13 June 2023
SEC CLEARS AYALA LAND SHELF OFFERING 8 June 2023
SEC EXTENDS COA UNMODIFIED OPINION STREAK TO FIVE YEARS 7 June 2023
SEC APPROVES PETRON’S PREFERRED SHARE OFFER 6 June 2023
SEC FILES CRIMINAL COMPLAINT AGAINST 4 COMPANIES 6 June 2023
SEC RENEWS MEMBERSHIP IN ASEAN TAXONOMY BOARD 31 May 2023
OFFICERS OF INVESTMENT SCAM RIGEN MARKETING SENTENCED TO LIFE IN PRISON FOR SYNDICATED ESTAFA 26 May 2023
SEC BRINGS ROADSHOW FOR MSMES, STARTUPS TO ZAMBOANGA 25 May 2023
SPEAKER ROMUALDEZ LAUDS SEC FOR SUPPORTING ECONOMIC GROWTH IN EASTERN VISAYAS 23 May 2023
SEC TAKES DOWN MORE ILLEGAL LENDERS, WARNS OF NEW PENALTIES UNDER FCPA 22 May 2023
SEC JOINS INTERNATIONAL AUDIT REGULATORS IN DRIVE TO ELEVATE AUDIT QUALITY 16 May 2023
SEC GOOD GOVERNANCE, SUSTAINABILITY INITIATIVES GAIN PRAISE ON GLOBAL STAGE 16 May 2023
SEC SCORES ANOTHER LEGAL VICTORY AGAINST ILLEGAL LENDING 15 May 2023
TREASURY CITES SEC PIONEERING E-PAYMENT SYSTEM 12 May 2023
SEC RAMPS UP SERVICES IN VISAYAS AS IT OPENS NEW TACLOBAN OFFICE 11 May 2023
SEC ADOPTS ASEAN SUSTAINABLE AND RESPONSIBLE FUND STANDARDS 9 May 2023
SEC CLEARS PUBLIC OFFERINGS BY REPOWER ENERGY, FORA SERVICES 8 May 2023
SEC ISSUES IMPLEMENTING RULES OF FINANCIAL PRODUCTS AND SERVICES CONSUMER PROTECTION ACT 1 May 2023
SEC EXTENDS DEADLINE FOR AMNESTY APPLICATION 28 April 2023
SEC CLEARS AYALA’S PUBLIC OFFERING OF REISSUED PREFFERED SHARES 27 April 2023
SEC ISSUES DRAFT GUIDELINES INCREASING FINES FOR LATE, NON-FILING OF ANNUAL REPORTS 27 April 2023
SEC COMMISSIONER TAKES HOME INTERNATIONAL AWARDS FOR LEADING INNOVATIONS IN FINTECH 19 April 2023
LENDING COMPANY OFFICERS CONVICTED FOR FALSIFYING REGISTRATION DOCUMENTS 14 April 2023
SEC ORDERS UPSYS DAILY TRADING TO STOP UNAUTHORIZED INVESTMENT SCHEME 12 April 2023
SEC ISSUES CEASE AND DESIST ORDER AGAINST PLATINUM COIN 11 April 2023
SEC CHAIRPERSON CONFERRED WITH ACCOUNTANCY CENTENARY AWARD AS PROFESSION CELEBRATES 100 YEARS 27 March 2023
ARTA DENIES LYKA’S REQUEST FOR APPROVAL OF COMPANY REGISTRATION WITH SEC 23 March 2023
FSF CONCLUDES SECOND FINANCIAL CONGLOMERATE SUPERVISORY COLLEGE 22 March 2023
SEC COMMISSIONER MENTORS SENIOR HIGH STUDENTS FOR FINANCIAL LITERACY 22 March 2023
SEC PITCHES CROWDFUNDING AS FINANCING OPTION TO VISAYAS-BASED MSMEs, START-UPS 21 March 2023
SEC INKS DATA SHARING DEAL ON BENEFICIAL OWNERSHIP WITH BIR, PNP, PAGCOR 21 March 2023
SEC GRANTS AMNESTY ON NON-FILING, LATE FILING OF REPORTS 16 March 2023
SEC SUCCESSFULLY PROSECUTES FALSIFICATION CASE AGAINST LENDING COMPANY OFFICERS 15 March 2023
SEC BRINGS CAPITAL MARKET ROADSHOW FOR MSMEs TO CEBU CITY 13 March 2023
SEC EXTENDS DEADLINE FOR ANNUAL FINANCIAL STATEMENTS 3 March 2023
SEC CANCELS SunCash LENDING LICENSE, CORPORATE REGISTRATION 1 March 2023
SEC APPROVES MEGAWIDE’S PREFFERED SHARE OFFER 27 February 2023
SEC HIGHLIGHTS EFFORTS ON SUSTAINABLE FINANCE IN PARIS CONFERENCE 21 February 2023
SEC PUSHES FOR MSME GROWTH AS NATIONWIDE CAPITAL MARKET ROADSHOW STARTS 16 February 2023
SEC TO KICK OFF ROADSHOW TO PITCH CAPITAL MARKET AS MSME FUNDING SOURCE IN DAVAO CITY 13 February 2023
SEC STAMPS OUT UNREGISTERED ONLINE LENDING APPS 10 February 2023
SEC PARTNERS WITH UP LAW CENTER FOR BETTER FINTECH REGULATION 6 February 2023
SEC REVOKES FAST COIN LENDING LICENSE, CORPORATE REGISTRATION 25 January 2023
SEC RELEASES DRAFT IMPLEMENTING RULES OF FINANCIAL CONSUMER PROTECTION LAW 25 January 2023
SEC OPENS INTERNSHIP PROGRAM FOR ASPIRING PUBLIC SERVICE PROFESSIONALS 23 January 2023
SEC CLEARS CITICORE ENERGY REIT GREEN BOND OFFERING 20 January 2023
SEC REVOKES SILVERLION’S CORPORATE REGISTRATION- 01122023 12 January 2023

Year 2022

SEC HIGHLIGHTS EFFORTS ON SUSTAINABLE FINANCE IN PARIS CONFERENCE 21 February 2023
SEC PUSHES FOR MSME GROWTH AS NATIONWIDE CAPITAL MARKET ROADSHOW STARTS 16 February 2023
SEC TO KICK OFF ROADSHOW TO PITCH CAPITAL MARKET AS MSME FUNDING SOURCE IN DAVAO CITY 13 February 2023
SEC STAMPS OUT UNREGISTERED ONLINE LENDING APPS 10 February 2023
SEC PARTNERS WITH UP LAW CENTER FOR BETTER FINTECH REGULATION 6 February 2023
SEC REVOKES FAST COIN LENDING LICENSE, CORPORATE REGISTRATION 25 January 2023
SEC RELEASES DRAFT IMPLEMENTING RULES OF FINANCIAL CONSUMER PROTECTION LAW 25 January 2023
SEC OPENS INTERNSHIP PROGRAM FOR ASPIRING PUBLIC SERVICE PROFESSIONALS 23 January 2023
SEC CLEARS CITICORE ENERGY REIT GREEN BOND OFFERING 20 January 2023
SEC REVOKES SILVERLION’S CORPORATE REGISTRATION- 01122023 12 January 2023
SEC FILES CRIMINAL COMPLAINT AGAINST 4 LENDING COMPANIES 29 December 2022
SEC APPROVES CAMARIN DOCTORS HOSPITAL IPO 29 December 2022
SEC TO SHIFT PAYMENTS ONLINE, OFFSITE NEXT YEAR 21 December 2022
STATEMENT ON RECENT DISCLOSURES OF PLDT, INC. 19 December 2022
SEC SETS DEADLINES FOR SUBMISSION OF ANNUAL REPORTS 13 December 2022
SEC LOOKS TO ACCREDIT COMPANY SERVICE AGENTS 12 December 2022
SEC REVOKES CORPORATE REGISTRATIONS OF KOEN SOLUTIONS OPC, PHIL MARITIME OCEAN INSTITUTE 8 December 2022
SEC EXPANDS ONLINE PAYMENT OPTIONS WITH LANDBANK 6 December 2022
DOJ FILES CRIMINAL CASE AGAINST SILVERLION 6 December 2022
SEC FETES SUSTAINABILITY, BUSINESS, INVESTOR CHAMPIONS 5 December 2022
SEC CRACKS DOWN ON SILVERLION INVESTMENT SCAM 29 November 2022
SEC WARNS PUBLIC AGAINST FRUTAS COMIDA ZAMBOANGA 24 November 2022
SEC APPROVES BOND OFFERINGS BY SAN MIGUEL, ABOITIZ 18 November 2022
SEC OKAYS PREMIERE ISLAND POWER REIT IPO 15 November 2022
SEC RECEIVES TOP HONORS FROM UNITED NATIONS ANEW FOR SUSTAINABILITY REPORTING INITIATIVES 14 November 2022
SEC CLEARS ALTERNERGY HOLDINGS IPO 9 November 2022
SEC REVOKES ASTRAZION’S CORPORATE REGISTRATION 8 November 2022
SEC PHILIPPINES STRIVES FOR GREATER CONNECTIVITY OF ASEAN CAPITAL MARKETS 27 October 2022
SEC WARNS PUBLIC AGAINST BITDEFIHUB 24 October 2022
SEC HIGHLIGHTS LEGITIMATE INVESTMENTS FOR IOSCO WORLD INVESTOR WEEK 20 October 2022
SEC BAGS ASIA CEO AWARD FOR SERVICE EXCELLENCE 19 October 2022
SEC APPROVES COUNTRY’S FIRST CORPORATE DEBT VEHICLE 10 October 2022
FSF CONCLUDES FIRST FINANCIAL CONGLOMERATE SUPERVISORY COLLEGE 7 October 2022
SEC CITED FOR OUTSTANDING ACCOUNTING OFFICE 5 October 2022
IDC NAMES SEC CHAIRPERSON EMILIO AQUINO CEO OF THE YEAR FOR THE PHILIPPINES 4 October 2022
SEC SHARES DIGITAL TRANSFORMATION STORY WITH GLOBAL COUNTERPARTS IN MALDIVES 3 October 2022
SEC WARNS PUBLIC AGAINST LODI COINS 30 September 2022
SEC ISSUES GUIDELINES ON ARBITRATION OF INTRA-CORPORATE DISPUTES 29 September 2022
SEC DIRECTOR LAUDED FOR CHAMPIONING INVESTORS, CAPITAL MARKET DEVELOPMENT 16 September 2022
SEC APPROVES ACEN CORPORATION’S ASEAN GREEN BONDS 7 September 2022
SEC DECLARES CEASE AND DESIST ORDER AGAINST ASTRAZION GROUP PERMANENT 6 September 2022
SEC APPROVES CEBU LANDMASTERS SHELF OFFERING 6 September 2022
SEC OKAYS UPSON INTERNATIONAL IPO 5 September 2022
SEC ISSUES CEASE AND DESIST ORDER AGAINST AA CASTRO 2 September 2022
SEC DECLARES CEASE AND DESIST ORDER AGAINST WELLCONS PERMANENT 1 September 2022
SEC ISSUES LIST OF ELIGIBLE PERA INVESTMENT PRODUCTS 26 August 2022
SEC STOPS UNITY PREMIER’S ILLEGAL INVESTMENT SCHEME 25 August 2022
SEC CANCELS NWORLD’S INCORPORATION FOR FRAUD 11 August 2022
SEC CANCELS KATUWANG POULTRY’S REGISTRATION OVER ILLEGAL INVESTMENT SOLICITATION 10 August 2022
SEC DECLARES CEASE AND DESIST ORDER AGAINST ALPHANETWORLD PERMANENT 9 August 2022
SEC OKAYS ROBINSONS LAND SHELF OFFERING 5 August 2022
US SECURITIES REGULATOR CHARGES FORSAGE OPERATORS AFTER SEC PHILIPPINES EXPOSES CRYPTO PYRAMID SCAM 3 August 2022
SEC CANCELS FLYING BEAR LENDING LICENSE AND CORPORATE REGISTRATION 1 August 2022
ASEAN AUDIT REGULATORS REAFFIRM COMMITMENT TO RAISE AUDIT QUALITY AMID NEW CHALLENGES 1 August 2022
SEC SECURES CONVICTION FOR ONE DREAM GLOBAL SCAMMERS 26 July 2022
SEC REVOKES WELLCONS’ CORPORATE REGISTRATION 12 July 2022
SEC REITERATES COMMITMENT TO CHAMPION CORPORATE SECTOR, CAPITAL MARKET 4 July 2022
SEC CLEARS LFM PROPERTIES LISTING BY WAY OF INTRODUCTION 4 July 2022
PRESIDENT DUTERTE LAUDS SEC DIGITAL TRANSFORMATION 30 June 2022
STATEMENT ON AFFIRMATION OF REVOCATION OF RAPPLER’S CORPORATE REGISTRATION 29 June 2022
SEC JOINS ANNA FOR MORE OPEN, SECURE CAPITAL MARKET 27 June 2022
SEC HUNTS DOWN DECENTRA INVESTMENT SCAM 15 June 2022
SEC MAINTAINS HIGHEST COA AUDIT MARK FOR FOURTH STRAIGHT YEAR 13 June 2022
FSCC LAUNCHES SYSTEMIC RISK CRISIS MANAGEMENT FRAMEWORK 10 June 2022
SEC EXPANDS ONLINE PAYMENT OPTIONS 9 June 2022
FSCC REMAINS VIGILANT AGAINST SYSTEMIC RISKS 3 June 2022
SEC TAKES HOME MORE GLOBAL AWARDS FOR GOOD GOVERNANCE, TRANSPARENCY 1 June 2022
SEC DIRECTOR NAMED AMONG ASIA’S TOP SUSTAINABILITY SUPERWOMEN FOR 2021 30 May 2022
SEC, GOOGLE COLLABORATE ON SCREENING CRYPTO ADS IN PH 26 May 2022
SEC OKAYS BALAI NI FRUITAS IPO 25 May 2022
SEC WELCOMES ENACTMENT OF FINANCIAL CONSUMER PROTECTION LAW 25 May 2022
SEC LISTS POSSIBLE PERA INVESTMENT PRODUCTS 24 May 2022
SEC ORDERS ASTRAZION GROUP TO STOP FRAUDULENT INVESTMENT SCHEME 18 May 2022
SEC CLEARS NORTH STAR MEAT MERCHANTS IPO 18 May 2022
SEC APPROVES VISTAREIT, RASLAG INITIAL PUBLIC OFFERINGS 5 May 2022
SEC ORDERS 3 ILLEGAL LENDERS TO CEASE OPERATIONS 28 April 2022
SEC CHAMPIONS GENDER DIVERSITY IN THE BOARDROOM 14 April 2022
IN LINE WITH SEC’S RECOMMENDATION, GOOGLE PLAY INTRODUCES NEW SCREENING PROCESS FOR LOAN APPS IN THE PHILIPPINES 12 April 2022
SEC ZAMBOANGA TO INITIATE SUSPENSION PROCEEDINGS AGAINST 2,287 DELINQUENT CORPORATIONS 8 April 2022
SEC COMMISSIONER FRANCISCO REAPPOINTED 4 April 2022
SEC KEEPS ISO CERTIFICATION FOR ALL CORE SERVICES 28 March 2022
SEC ISSUES CEASE AND DESIST ORDER AGAINST 6 ONLINE LENDERS 25 March 2022
SEC REVOKES CASHTREES LENDING LICENSE FOR VIOLATING MORATORIUM ON NEW ONLINE LENDING PLATFORMS 24 March 2022
SEC APPROVES CONVERGE BOND OFFERING, ASIA PACIFIC MEDICAL CENTER BACOLOD IPO 23 March 2022
SEC WELCOMES COMMISSIONER BRYANT FERNANDEZ 21 March 2022
SEC: VIRTUAL CORPORATE MEETINGS A MEANS TO FOSTER STAKEHOLDER PARTICIPATION 14 March 2022
SEC OKAYS CTS GLOBAL EQUITY GROUP IPO 11 March 2022
SEC LAYS DOWN RULES ON DISSOLUTION OF CORPORATIONS 9 March 2022
SEC HALTS PAWISNGPINOY ILLEGAL INVESTMENT SCHEME 6 March 2022
SEC TIGHTENS RULES ON DISQUALIFICATION, REMOVAL OF COMPANY DIRECTORS, TRUSTEES, OFFICERS 3 March 2022
SEC ISSUES CEASE AND DESIST ORDER AGAINST RGS WORLD MARKETING 3 March 2022
SEC CLEARS TAGUM GLOBAL MEDICAL CENTER IPO 2 March 2022
SEC IMPLEMENTS INTEREST RATE CAP ON LOANS OFFERED BY LENDING, FINANCING COMPANIES, THEIR ONLINE LENDING PLATFORMS 1 March 2022
SEC GRANTS SEEDIN TECHNOLOGY, EASTERN SECURITIES CROWDFUNDING LICENSES 28 February 2022
SEC STOPS ALPHANETWORLD’S ILLEGAL INVESTMENT SCHEME 24 February 2022
SEC DRAFTS RULES ON CREATION OF UMBRELLA FUNDS 21 February 2022
SEC AFFIRMS REVOCATION OF FAMILYHAN CREDIT’S LICENSE 18 February 2022
SEC ADVANCES CRACKDOWN ON ILLEGAL ONLINE LENDING 17 February 2022
DOF LAUDS SEC DIGITAL TRANSFORMATION TOWARD EASE OF DOING BUSINESS 17 February 2022
SEC APPROVES BANK OF COMMERCE IPO, SMC BOND OFFERING 16 February 2022
SEC ORDERS 7 ILLEGAL LENDERS TO STOP OPERATIONS 15 February 2022
SEC REVOKES SUHAIL MEDICAL CENTER’S INCORPORATION OVER ILLEGAL INVESTMENT SCHEME 14 February 2022
BSP CONTINUES EFFORTS TO PURSUE FINANCIAL STABILITY 11 February 2022
SEC SETS DEADLINES FOR SUBMISSION OF ANNUAL REPORTS 9 February 2022
SEC HALTS MORE ILLEGAL ONLINE LENDING OPERATORS 8 February 2022
SEC MOVES TO IMPLEMENT CAP ON LOANS BY FINANCING, LENDING COMPANIES, THEIR ONLINE LENDING PLATFORMS 3 February 2022
FSCC RELEASES FINANCIAL STABILITY REPORT, HIGHLIGHTS SUSTAINING MOMENTUM TOWARD RECOVERY 3 February 2022
SEC CLEARS PHILEX MINING STOCK RIGHTS OFFER 27 January 2022
SEC STOPS GOODPOCKET, EASYMONEY ONLINE LENDING 24 January 2022
SEC REVOKES FYNAMICS LENDING LICENSE 17 January 2022
SEC ADOPTS ZERO FACE-TO-FACE SETUP AMID COVID-19 SURGE 17 January 2022
SEC GRANTS INVESTREE PERMANENT CROWDFUNDING LICENSE 8 January 2022

Year 2021

SEC DRAFTING RULES FOR DISQUALIFICATION, REMOVAL OF COMPANY DIRECTORS, TRUSTEES, OFFICERS 17 December 2021
SEC APPROVES AREIT SHELF OFFERING, CITYLAND COMMERCIAL PAPERS 10 December 2021
FSCC ASSESSES GLOBAL RISKS; TAKES NEXT STEPS TO FUEL FURTHER RECOVERY 9 December 2021
SEC SCORES 8th CONVICTION IN CRACKDOWN AGAINST ILLEGAL LENDING 7 December 2021
SEC PREPARES GUIDELINES FOR REGISTRATION OF ONLINE LENDING PLATFORMS 19 November 2021
SEC OKAYS HAUS TALK IPO, EEI PREFERRED SHARE OFFER 19 November 2021
SEC CLEARS OFFERINGS BY CITICORE ENERGY REIT, FIGARO COFFEE GROUP, ARTHALAND 17 November 2021
FINANCIAL REGULATORS SIGN MOA FOR EFFICIENT BANK MERGERS, CONSOLIDATIONS 9 November 2021
SEC CHAMPIONS SMART, SUSTAINABLE INVESTING AS INVESTOR PROTECTION WEEK BEGINS 5 November 2021
FINANCIAL REGULATORS SIGN ACCORD TO PROMOTE EASE OF BANK MERGERS, CONSOLIDATIONS, AND ACQUISITIONS 5 November 2021
SEC ISSUES MORATORIUM ON REGISTRATION OF ONLINE LENDING PLATFORMS 5 November 2021
DOJ TO FILE CRIMINAL CASE AGAINST ORGANICO OVER INVESTMENT SCAM 29 October 2021
SEC APPROVES CIRTEK PREFERRED SHARE OFFER 27 October 2021
SEC CLEARS A BROWN COMPANY’S PREFERRED SHARE OFFER 22 October 2021
SEC OKAYS MEDILINES IPO, STA. LUCIA LAND FOO 12 October 2021
SEC CLEARS OFFERINGS BY AYALA LAND, SYNERGY GRID, MEGAWIDE, KEEPERS HOLDINGS 8 October 2021
SEC PUSHES FOR SCAM-FREE FUTURE AS IT CELEBRATES IOSCO WORLD INVESTOR WEEK 6 October 2021
SEC BOOSTS FIGHT AGAINST CYBERCRIMES THROUGH PARTNERSHIP WITH CICC 1 October 2021
SEC APPROVES ALLDAY MART IPO, PETRON BOND OFFERING 24 September 2021
SEC UPHOLDS REVOCATION OF KINGABC LENDING’S LICENSE 22 September 2021
SEC CLEARS JOLLIBEE’S PREFERRED SHARE OFFERING 17 September 2021
SEC LAUNCHES ONE-DAY ONLINE PROCESSING IN NEW COMPANY REGISTRATION SYSTEM 15 September 2021
SEC STOPS R.L. AGGREGATES’ FRAUDULENT, DECEITFUL INVESTMENT SCHEME 3 September 2021
SEC APPROVES PUBLIC OFFERINGS BY CENTRAL AZUCARERA DE SAN ANTONIO, ACE MEDICAL CENTER- CDO 1 September 2021
CA UPHOLDS SEC CEASE AND DESIST ORDER AGAINST PLANPROMATRIX ONLINE 27 August 2021
IN INTERNATIONAL FORUM, SEC PUSHES FOR BALANCE IN FINTECH REGULATION BEYOND COVID-19 25 August 2021
SEC ORDERS ROYAL O’ TO STOP LURING INVESTORS 23 August 2021
SEC ISSUES RULES FOR ASEAN CROSS-BORDER INVESTMENTS 17 August 2021
SEC ASSURES CONTINUED OPERATIONS OF CAPITAL MARKET 6 August 2021
SEC OKAYS APOLLO GLOBAL FOO, PHINMA BOND OFFERING 5 August 2021
SEC CLEARS ROBINSONS LAND, MEGAWORLD REIT OFFERINGS 4 August 2021
SEC LAUNCHES NEW OFFICE FOR FINTECH INNOVATION 30 July 2021
FINANCIAL STABILITY REPORT ESPOUSES VIGILANCE AS MARKETS REMAIN FLUID 28 July 2021
JOINT STATEMENT OF SUPPORT TO THE PROPOSED FINANCIAL CONSUMER PROTECTION ACT 18 July 2021
SEC EXTENDS DEADLINE FOR SUBMISSION OF OFFICIAL CONTACT NUMBERS 16 July 2021
SEC PRECLEARS DEL MONTE PHILIPPINES’ IPO 16 July 2021
FINANCIAL SECTOR REGULATORS AND BOARD OF ACCOUNTANCY SIGN MOA ON THE ACCREDITATION/SELECTION OF EXTERNAL AUDITORS 7 July 2021
SEC CANCELS FAMILYHAN CREDIT’S LICENSE 6 July 2021
SEC APPROVES FILINVEST LAND’S REIT OFFERING 6 July 2021
SEC REVOKES KINGABC LENDING’S LICENSE OVER UNFAIR DEBT COLLECTION PRACTICES 4 July 2021
SEC CLEARS SAINT PIO’S MEDICAL CENTER IPO 30 June 2021
SEC KEEPS HIGHEST AUDIT RATING FROM COA FOR THIRD STRAIGHT YEAR 30 June 2021
SEC TO REQUIRE PUBLIC COMPANIES, REGISTERED ISSUERS TO SUBMIT ANNUAL CORPORATE GOVERNANCE REPORT 28 June 2021
BSP GOVERNOR DIOKNO APPOINTED TO A 2ND TERM AS CO-CHAIR OF THE FSB REGIONAL CONSULTATIVE GROUP FOR ASIA 28 June 2021
SEC WARNS LENDING, FINANCING COMPANIES OF CLOSURE FOR FAILURE TO REGISTER ONLINE LENDING APPS 24 June 2021
SEC CLEARS PUBLIC OFFERINGS BY TARLAC ELECTRIC, ASIA PACIFIC MEDICAL CENTER-AKLAN 24 June 2021
SEC PREPARES GUIDELINES FOR ARBITRATION OF INTRA-CORPORATE DISPUTES 24 June 2021
SEC AFFIRMS CMIC ACTION AGAINST VENTURE SECURITIES OVER MULTIPLE TRADING VIOLATIONS 17 June 2021
SEC CANCELS R&L INVESTMENTS’ LICENSE OVER FRAUD; SLAPS P25 MILLION FINE ON OFFICERS, CONSPIRATORS 15 June 2021
SEC APPROVES OFFERINGS BY SAN MIGUEL, CIRTEK HOLDINGS 15 June 2021
SEC REVOKES, FINES VENTURE SECURITIES FOR FRAUD LEADING TO R&L INVESTMENTS’ COLLAPSE 14 June 2021
SEC APPROVES ENERGY DEVELOPMENT CORPORATION’S OFFERING OF GREEN BONDS 8 June 2021
FSCC RELEASES FIRST ‘STATE OF FINANCIAL STABILITY’ STATEMENT 4 June 2021
SEC WINS GLOBAL AWARD FOR ADVOCATING GOOD CORPORATE GOVERNANCE 26 May 2021
BROKER SENTENCED TO 14 YEARS IN PRISON, P1 MILLION FINE FOR BW RESOURCES MARKET MANIPULATION 21 May 2021
STATEMENT ON THE STATE OF FINANCIAL STABILITY 18 May 2021
SEC: MONEY LAUNDERING, TERRORIST FINANCING RISKS ‘MEDIUM’ IN SECURITIES SECTOR 18 May 2021
SEC CITED FOR CHAMPIONING EASE OF DOING BUSINESS 14 May 2021
ASEAN CAPITAL MARKETS CONNECTIVITY TO BE ENHANCED WITH THE PHILIPPINES’ ENTRY INTO THE ASEAN COLLECTIVE INVESTMENT SCHEMES FRAMEWORK 11 May 2021
SEC CANCELS ECO HATCHERY’S CORPORATE REGISTRATION OVER UNAUTHORIZED INVESTMENT SCHEME 27 April 2021
SEC EMPOWERS MINORITY INVESTORS IN LISTED FIRMS TO CALL STOCKHOLDERS’ MEETINGS 26 April 2021
SEC REVOKES BILL FORD VIP TRADING’S INCORPORATION FOR ILLEGAL INVESTMENT SCHEME 22 April 2021
SEC OKAYS LONGER LIST OF QUALIFIED BUYERS IN AMENDMENT TO SRC IMPLEMENTING RULES 22 April 2021
SEC APPROVES AC ENERGY’S FOLLOW-ON OFFERING 22 April 2021
SEC CLEARS MONDE NISSIN’S INITIAL PUBLIC OFFERING 20 April 2021
SEC LAUNCHES NEW COMPANY REGISTRATION SYSTEM 19 April 2021
SEC EXPANDING LIST OF QUALIFIED BUYERS 16 April 2021
COURT OF APPEALS AFFIRMS SEC REVOCATION OF KAPA’S CORPORATE REGISTRATION 9 April 2021
SEC ALLOWS E-SIGNATURE FOR FINANCIAL STATEMENTS SUBMITTED THROUGH OST 9 April 2021
SEC TO LAUNCH NEW COMPANY REGISTRATION SYSTEM 6 April 2021
SEC EXTENDS DEADLINE FOR GIS SUBMISSION 5 April 2021
SEC SUBJECTS ALL FINANCING, LENDING FIRMS TO ANTI-MONEY LAUNDERING RULES 4 April 2021
SEC REVOKES PIGDEALS INTERNATIONAL’S REGISTRATION FOR UNAUTHORIZED INVESTMENT SCHEME 4 April 2021
FIST IMPLEMENTING RULES TAKE EFFECT 29 March 2021
SEC ONLINE SUBMISSION TOOL GOES LIVE 15 March 2021
SEC SET TO OPEN ONLINE PORTAL FOR REPORTS SUBMISSION 10 March 2021
MARKET REGULATORS PROBING TRADES OF UNLISTED ABRA MINING SHARES 6 March 2021
SEC-ICD AWARDS RECOGNIZES EXEMPLARY CORPORATE GOVERNANCE PERFORMANCE OF PHILIPPINE PLCs 3 March 2021
SEC MAKES PAYMENTS EASY WITH ONLINE PORTAL 1 March 2021
SEC CLEARS ABOITIZ POWER’S BOND OFFERING, ACE MEDICAL CENTER- PALAWAN’S IPO 24 February 2021
GLOBAL FINANCIAL INNOVATION NETWORK WELCOMES SEC PHILIPPINES AS MEMBER 23 February 2021
LENDING COMPANY’S FOUNDERS CONVICTED FOR FALSIFIED REGISTRATION DOCUMENTS 22 February 2021
SEC READIES ONLINE PORTAL FOR SUBMISSION OF FINANCIAL STATEMENTS, OTHER REPORTS 19 February 2021
SEC RELEASES DRAFT IMPLEMENTING RULES OF FIST ACT 19 February 2021
SEC OKAYS DOUBLEDRAGON’S REIT OFFERING 17 February 2021
SEC CANCELS CHIYUTO’S OPC REGISTRATION OVER ILLEGAL INVESTMENT SCHEME 16 February 2021
SEC WARNS AGAINST CRYPTO, CROWDFUNDING AND FRANCHISING SCAMS 16 February 2021
SEC REINFORCES COUNTRY’S FIGHT AGAINST DIRTY MONEY 5 February 2021
SEC STOPS CHIYUTO’S ILLEGAL INVESTMENT SCHEME 4 February 2021
SEC APPROVES CENTURY PROPERTIES’ BOND OFFERING 22 January 2021
SEC WARNS PUBLIC AGAINST INVESTING IN MASA MART 13 January 2021
SEC APPROVES COUNTRY’S FIRST CROWDFUNDING PORTAL 7 January 2021

Year 2020

SEC REVOKES SUPER CASH LENDING’S LICENSE 28 December 2020
SEC EXTENDS ACCOUNTING RELIEF FOR REAL ESTATE INDUSTRY 21 December 2020
SEC PUSHES FOR ENHANCED CYBERSECURITY IN CAPITAL MARKET PARTICIPANTS 17 December 2020
SEC SCORES LEGAL VICTORY AGAINST PERPETRATORS OF INVESTMENT SCAM 14 December 2020
SEC CLEARS NHMFC’S SECURITIZATION PLAN 11 December 2020
SEC CITED AMONG TOP PERFORMING AGENCIES IN FREEDOM OF INFORMATION PROGRAM 25 November 2020
SEC RECOGNIZES BUSINESS AND INVESTOR CHAMPIONS, CITED FOR ANTI-SCAM ADVOCACY IN 84TH YEAR 24 November 2020
SEC APPROVES INDUSTRY-SPECIFIC FINANCIAL REPORTING FRAMEWORK FOR BANKS, OTHER BSP-SUPERVISED ENTITIES AMID COVID-19 18 November 2020
SEC WAIVES FINES FOR NON-FILING, LATE REPORTS DURING COMMUNITY QUARANTINE 12 November 2020
SEC CALLS ON PUBLIC TO JOIN FIGHT AGAINST SCAMS IN FIRST INVESTOR PROTECTION WEEK 10 November 2020
SEC CLEARS PUBLIC OFFERINGS BY FILINVEST LAND, MEGAWIDE, CITYLAND 28 October 2020
SEC OKAYS DEL MONTE PHILIPPINES’ BOND OFFERING 8 October 2020
SEC APPROVES 8990 HOLDINGS’ SECURITIZATION PLAN 8 October 2020
SEC HAILS CAPPING OF CREDIT CARD CHARGES, WANTS CONSUMER AND PAYDAY LOANS NEXT 1 October 2020
SEC APPROVES SAN MIGUEL’S PREFERRED SHARE OFFERING 30 September 2020
SEC ISSUES CEASE AND DESIST ORDER AGAINST FORSAGE 30 September 2020
SEC REVOKES FCASH GLOBAL LENDING’S LICENSE 28 September 2020
SEC CLEARS CONVERGE’S MARKET DEBUT 24 September 2020
SEC OKAYS SM INVESTMENTS’ P30 BILLION SHELF OFFERING 17 September 2020
SEC OBTAINS ‘UNQUALIFIED’ AUDIT RATING FROM COA ANEW 6 September 2020
SEC RECEIVES ISO CERTIFICATION FOR ALL CORE SERVICES 31 August 2020
SEC ISSUES FRAMEWORK FOR CORPORATE DEBT VEHICLES TO SUPPORT FIRMS’ LIQUIDITY AMID PANDEMIC 25 August 2020
SEC ISSUES GUIDELINES ON RETAINING, AMENDING CORPORATE TERMS 25 August 2020
SEC NULLIFIES MAJORITY SHARE ACQUISITION IN THE MEDICAL CITY 20 August 2020
SEC ISSUES RULES PROMOTING EASY INVESTING, GOOD GOVERNANCE IN CAPITAL MARKET 16 August 2020
STATEMENT ON COMPLAINTS INVOLVING COL FINANCIAL 15 August 2020
SEC EXTENDS DEADLINES FOR ANNUAL REPORTS ANEW 13 August 2020
SEC LAUNCHES WEBINAR SERIES ON DOING BUSINESS, INVESTOR PROTECTION 11 August 2020
SEC ORDERS BOSS NETWORK TO STOP LURING INVESTORS 10 August 2020
SEC DISQUALIFIES R&L INVESTMENTS’ EXTERNAL AUDITOR 27 July 2020
SEC SEES PROGRESS IN CRIMINAL CASES AGAINST KAPA AFTER JOEL APOLINARIO’S ARREST 24 July 2020
SEC DECLARES CEASE AND DESIST ORDER AGAINST CROWD1 PERMANENT 20 July 2020
MACROPRUDENTIAL POLICY STRATEGY FRAMEWORK: THE CASE OF THE PHILIPPINES 14 July 2020
AN EASY GUIDE TO THE MACROPRUDENTIAL POLICY STRATEGY FRAMEWORK: THE CASE OF THE PHILIPPINES 14 July 2020
FINANCIAL AUTHORITIES RELEASE STRATEGY FRAMEWORK FOR ‘SYSTEM HEALTH’ 14 July 2020
SEC CLEARS AYALA LAND’S REIT OFFERING 10 July 2020
SEC PAVING WAY FOR NEW INVESTMENT VEHICLE TO SUPPORT CORPORATIONS’ LIQUIDITY NEEDS AMID PANDEMIC 9 July 2020
SEC ADJUSTS DEADLINES FOR ANNUAL REPORTS AS MAIN OFFICE REOPENS 1 July 2020
SEC WARNS AGAINST FORSAGE, OTHER SCHEMES 1 July 2020
SEC ENCOURAGES SOCIAL BONDS TO SUPPORT RECOVERY FROM COVID-19 PANDEMIC 30 June 2020
SEC CLEARS ROBINSONS LAND’S P20 BILLION BOND OFFERING 26 June 2020
SEC SEEKS MORE INDEPENDENT DIRECTORS IN EXCHANGES IN LINE WITH INTERNATIONAL BEST PRACTICES 24 June 2020
SEC ADVANCES RIGHT TO INSPECT CORPORATE RECORDS 24 June 2020
FSCC TAKES ACTION TO SUPPORT PH ECONOMIC RECOVERY 23 June 2020
SEC FIRES NEW WARNING AGAINST BITCOIN REVOLUTION 17 June 2020
SEC URGES LENDING. FINANCING COMPANIES ANEW TO EXTEND DEBT RELIEF TO BORROWERS 15 June 2020
MESSAGE OF CONDOLENCE ON THE PASSING OF FORMER SEC CHAIRPERSON PERFECTO R. YASAY, JR. 12 June 2020
SEC ASKS CORPORATIONS TO STEP UP CYBERSECURITY 10 June 2020
SEC TO ACCEPT COMPANY REGISTRATION, MONITORING APPLICATIONS VIA EMAIL 9 June 2020
SEC SHUTS DOWN FAST TRACK, JOCALS688 FOR FRAUDULENT INVESTMENT SCHEMES 2 June 2020
SEC RELEASES NEW DEADLINE FOR ANNUAL REPORTS, TO ACCEPT SUBMISSIONS VIA MAIL OR COURIER ONLY 25 May 2020
SEC REOPENS OFFICES FOR SELECT COMPANY REGISTRATION, MONITORING SERVICES 22 May 2020
CRIMINAL CASES AGAINST KAPA ACTIVE, CEASE AND DESIST ORDER IN FORCE 22 May 2020
SEC REITERATES MANDATORY GRACE PERIOD FOR ALL LOANS, WARNS ERRING LENDERS OF LEGAL CONSEQUENCES 21 May 2020
SEC STOPS CROWD1’S ILLEGAL INVESTMENT SCHEME 18 May 2020
SEC EXTENDS DEADLINES FOR ANNUAL, QUARTERLY REPORTS FOR COMPANIES WITH FISCAL YEARS ENDING AMID PANDEMIC 14 May 2020
SEC TELLS PUBLIC TO INVESTIGATE BEFORE INVESTING AS SCAMMERS RIDE ON COVID-19 PANDEMIC 8 May 2020
SEC WARNS PUBLIC OF MORE INVESTMENT SCAMS AMID COVID-19 PANDEMIC 6 May 2020
SEC ISSUES GUIDELINES FOR EASIER COMPANY REGISTRATION 30 April 2020
SEC OKAYS EMERGENCY MEASURE TO CURB VOLATILITY IN STOCK MARKET AMID COVID-19 PANDEMIC 30 April 2020
SEC APPROVES RULES EMPOWERING MINORITY SHAREHOLDERS IN LISTED FIRMS TO PUT ITEMS ON MEETING AGENDA 29 April 2020
SEC SPOTS MORE GET-RICH-QUICK SCHEMES IN NONSTOP INVESTOR PROTECTION EFFORT 29 April 2020
SEC GIVES LISTED FIRMS MORE LEEWAY IN FILING REPORTS 24 April 2020
SEC KEEPS WATCH ON UNAUTHORIZED INVESTMENT SCHEMES 24 April 2020
SEC ORDERS 4 ONLINE LENDING APPS TO CEASE OPERATIONS 23 April 2020
SEC TRACKS DOWN MORE UNAUTHORIZED INVESTMENT SCHEMES 22 April 2020
SEC TO FURTHER EASE REGISTRATION REQUIREMENTS FOR DOMESTIC CORPORATIONS 20 April 2020
SEC DRAFTS RULES ALLOWING MINORITY SHAREHOLDERS IN LISTED FIRMS TO CALL FOR MEETINGS, TABLE AGENDA ITEMS 16 April 2020
SEC ISSUES ADVISORIES AGAINST INVESTMENT SCHEMES DISGUISED AS RESELLER BUSINESSES 16 April 2020
SEC ALERTS INVESTORS OF UNLICENSED GROUPS TOUTING INVESTMENTS IN NEW TECHNOLOGIES 15 April 2020
SEC ISSUES RULES ON SALE OF CORPORATE ASSETS TO PROTECT MINORITY INVESTORS 14 April 2020
SEC GIVES FOREIGN FIRMS MORE TIME TO SUBMIT SECURITIES DEPOSIT 14 April 2020
SEC EXPECTS STRONG RECOVERY FOR CAPITAL MARKET 13 April 2020
SEC WARNS AGAINST 5 MORE INVESTMENT SCHEMES AMID COVID-19 PANDEMIC 8 April 2020
SEC SETS UP ONLINE REGISTRATION SYSTEM FOR CORPORATIONS WITH LESS THAN 5 INCORPORATORS DURING QUARANTINE 8 April 2020
SEC LENDS MORE SUPPORT TO FIGHT AGAINST COVID-19 7 April 2020
SEC FLAGS GROUPS RIDING ON COVID-19 PANDEMIC TO SCAM INVESTORS, CONSUMERS 3 April 2020
SEC DIRECTS LENDING, FINANCING COMPANIES TO IMPLEMENT 30-DAY EXTENSION FOR LOAN PAYMENTS AMID PANDEMIC 3 April 2020
SEC CONTINUES ONLINE COMPANY REGISTRATION AMID ENHANCED COMMUNITY QUARANTINE 31 March 2020
SEC ISSUES CEASE AND DESIST ORDER AGAINST PAYASIAN 30 March 2020
SEC ISSUES GUIDELINES ON EMAIL SUBMISSION OF REPORTS 26 March 2020
SEC STARTS ACCREDITATION OF ESSENTIAL WORKFORCE FOR CAPITAL MARKET’S CONTINUED OPERATIONS 26 March 2020
KAPA’S JOEL APOLINARIO FACES ARREST ANEW FOR SYNDICATED ESTAFA 23 March 2020
SEC ISSUES GUIDELINES ON GIS FILING DURING OUTBREAK 20 March 2020
SEC RELAXES REQUIREMENTS FOR FIRMS SEEKING EXTENSION IN FILING ANNUAL REPORTS, FINANCIAL STATEMENTS 19 March 2020
SEC ALLOWS FILING OF STRUCTURED, CURRENT REPORTS VIA EMAIL DURING ENHANCED COMMUNITY QUARANTINE 19 March 2020
SEC APPROVES PSE OFFSITE TRADING PROTOCOLS AMID ENHANCED COMMUNITY QUARANTINE 18 March 2020
SEC ISSUES GUIDELINES ON REMOTE MEETINGS AMID EFFORTS TO CURB COVID-19 OUTBREAK 17 March 2020
SEC EXTENDS DEADLINE FOR ANNUAL, QUARTERLY REPORTS FOR COMPANIES AFFECTED BY COVID-19 16 March 2020
SEC ASKS LISTED COMPANIES TO REPORT COVID-19 IMPACT, RISK MITIGATION ACTIONS 13 March 2020
SEC FINALIZING MEASURES TO HELP COMPANIES COPE WITH COVID-19 OUTBREAK 11 March 2020
SEC CLEARS MERRYMART IPO, FILINVEST BOND OFFERING, ALTUS PROPERTY LISTING BY INTRODUCTION 11 March 2020
SEC REITERATES LONGER NOTICE PERIOD FOR SHAREHOLDER, MEMBER MEETINGS 2 March 2020
SEC OKAYS SAN MIGUEL F&B FLAGSHIP’S BOND OFFERING 19 February 2020
SEC APPROVES SM PRIME’S P100-BILLION BOND PROGRAM 12 February 2020
KAPA MASTERMINDS, PROMOTERS ORDERED ARRESTED 12 February 2020
GREEN, SUSTAINABILITY BOND MARKETS POISED FOR GROWTH 7 February 2020
SEC REVOKES TOGACHAT ACADEMY’S REGISTRATION 6 February 2020
SEC SETS DEADLINE FOR FILING OF ANNUAL REPORTS 28 January 2020
UNDERSTANDING FINANCIAL STABILITY IN THE PHILIPPINES 26 January 2020
SEC RAISES CORPORATE GOVERNANCE STANDARDS FOR PUBLIC COMPANIES, REGISTERED ISSUERS 24 January 2020
SEC ORDERS PESO TREE, PESOALO, PINOY CASH LOAN TO STOP ILLEGAL ONLINE LENDING ACTIVITIES 22 January 2020
New regulations clear hurdles for REIT takeoff 20 January 2020
Kapa Officers, Promoters Face Arrest Over Criminal Charges Filed in Court 9 January 2020
SEC Clears CMIC Guidelines on Securities Borrowing and Lending, Short Selling 2 January 2020

Year 2019

SEC REVOKES ROBOCASH’S LICENSE FOR OPERATING BRANCHES WITHOUT CERTIFICATE OF AUTHORITY 19 December 2019
SEC ORDERS TAKEOVER OF R&L INVESTMENTS TO PROTECT INVESTORS 15 November 2019
SEC REFORMS LIFT PHILIPPINE’S RANKING IN EASE OF DOING BUSINESS 11 November 2019
STATEMENT ON R&L INVESTMENTS’ BUSINESS FAILURE 8 November 2019
SEC TAKES TOP HONORS IN UN SUSTAINABILITY REPORTING AWARDS 5 November 2019
SEC PROPOSES CEILING ON INTEREST, OTHER CHARGES IMPOSED BY LENDING AND FINANCING COMPANIES 28 October 2019
SEC ISSUES CEASE AND DESIST ORDER AGAINST 6 ONLINE LENDING OPERATORS 28 October 2019
DOJ INDICTS KAPA FOR DEFRAUDING INVESTING PUBLIC 22 October 2019
SEC OKAYS CAL-COMP, FRUITAS HOLDINGS IPO 18 October 2019
SEC ORDERS MORE ONLINE LENDERS TO STOP OPERATING 14 October 2019
SEC TO ENHANCE OWNERSHIP REQUIREMENTS, OTHER RULES FOR REAL ESTATE INVESTMENT TRUSTS 4 October 2019
CA AFFIRMS CALATA SHAREHOLDERS’ INDICTMENT FOR MARKET MANIPULATION 3 October 2019
SEC ISSUES CEASE AND DESIST ODER AGAINST SCENTKOWORLD, BRENDAHL 2 October 2019
SEC CLEARS ACE MEDICAL CENTER- TACLOBAN INITIAL PUBLIC OFFERING 30 September 2019
FSCC SEEKS TO FURTHER ENHANCE PHILIPPINE STRENGTHS DESPITE VOLATILE GLOBAL CONDITIONS 27 September 2019
SEC ORDERS HALT TO 11 MORE ONLINE LENDING APPS 23 September 2019
SEC WELCOMES COMMISSIONER KARLO S. BELLO 16 September 2019
SEC REFUTES ALLEGED KAPA REVIVAL 16 September 2019
STATEMENT ON THE ADOPTION OF CODE OF ETHICS AND CODE OF CONDUCT BY THE FINTECH ALLIANCE 16 September 2019
SEC HOLDS SEMINAR IN DAVAO CITY ON SUSTAINABLE BUSINESS PRACTICES IN THE FISHERIES AND AQUACULTURE SECTOR 11 September 2019
SEC FILES CRIMINAL COMPLAINT AGAINST ORGANICO 11 September 2019
SEC RENEWS WARNING AGAINST INVESTMENT SCAMS AMID KAPA’S DISINFORMATION CAMPAIGN 27 August 2019
SEC CLEARS AXELUM RESOURCES, ALLHOME STOCK MARKET DEBUT 19 August 2019
12 NABBED IN LATEST SEC CRACKDOWN ON INVESTMENT SCAMS 16 August 2019
SEC REGISTERS FIRST ORDINARY CORPORATION WITH LESS THAN 5 INCORPORATORS 9 August 2019
SEC ISSUES ADVISORY AGAINST SCENTKO 31 July 2019
SEC GETS HIGH SATISFACTION RATING FROM BUSINESS GROUP FOLLOWING IMPROVED PROCESSING TIMES 30 July 2019
SEC APPROVES KEPWEALTH PROPERTY’S MAIDEN OFFERING 25 July 2019
SEC Preparing One-stop Shop for Accreditation of External Auditors across Financial Sector 24 July 2019
SEC Revokes Registration of 836 Unauthorized Lenders 23 July 2019
GENSAN COURT DISMISSES KAPA PETITION FOR INJUNCTION AGAINST SEC 17 July 2019
SEC Refining Amendments on Number, Qualifications of Incorporators 10 July 2019
SEC APPROVES RULES ON CROWDFUNDING 9 July 2019
SEC ISSUES DRAFT GUIDELINES ON CROSS-BORDER PUBLICATION OF RESEARCH REPORTS IN ASEAN 8 July 2019
COURT ISSUES HOLD DEPARTURE ORDER AGAINST KAPA OPERATORS,PROMOTERS 4 July 2019
STATE AUDIT AFFIRMS SEC FIGHT AGAINST CORRUPTION 3 July 2019
SEC ISSUES CEASE AND DESIST ORDER AGAINST ALMAMICO/ ALAMCCO 3 July 2019
SEC CLEARS CAPITAL RAISING OF HOSPITALS IN GENERAL SANTOS, BOHOL, DUMAGUETE 1 July 2019
SEC OKAYS ACE MEDICAL CENTER- BUTUAN’S P1-BILLION MAIDEN OFFERING 24 June 2019
SEC FILES CRIMINAL COMPLAINT AGAINST KAPA 18 June 2019
SEC secures over P100 million bank deposits linked to KAPA 15 June 2019
SEC REVOKES ORGANICO’S CERTIFICATE OF INCORPORATION FOR UNAUTHORIZED INVESTMENT- SOLICITATION ACTIVITIES 13 June 2019
SEC STAMPS OUT MORE INVESTMENT SCAMS, REITERATES WARNING AGAINST FRAUDSTERS 11 June 2019
KAPA ASSETS FROZEN OVER FRAUDULENT INVESTMENT SCHEME 10 June 2019
SEC WARNS THE PUBLIC OF ADA FARM and Broiler PRENEUR INVESTMENT SCHEMES 3 June 2019
SEC OKAYS ABOITIZ EQUITY VENTURES’ P30-BILLION BOND OFFERING UNDER SHELF REGISTRATION 31 May 2019
SEC APPROVES ACE MALOLOS DOCTORS’ MAIDEN OFFERING 29 May 2019
FSCC ASSESSES POSSIBLE GLOBAL SLOWDOWN; MAPS OUT INTERVENTIONS 29 May 2019
SEC FLAGS RIGEN INVESTMENT SCHEME 24 May 2019
SEC SEEKS TO END UNFAIR DEBT COLLECTION PRACTICES 23 May 2019
SEC Registers Country’s First One Person Corporation 8 May 2019
REGISTRATION FOR ONE PERSON CORPORATIONS TO OPEN NEXT WEEK 2 May 2019
SEC UNIT CANCELS YEHEEY’S REGISTRATION FOR ENGAGING IN PAID-TO-CLICK SCAM 1 May 2019
SEC Adopts the ASEAN Social Bond Standards and the ASEAN Sustainability Bonds Standards 30 April 2019
SEC Launches Sustainability Reporting Guidelines for Publicly Listed Companies 15 April 2019
SEC DRAFTS GUIDELINES ON REVIVING EXPIRED CORPORATIONS 9 April 2019
SEC REVOKES KAPA’S CERTIFICATE OF INCORPORATION FOR UNAUTHORIZED INVESTMENT-TAKING SCHEME 5 April 2019
SEC TO ISSUE RULES ON MATERIAL RELATED PARTY TRANSACTIONS FOR PUBLICLY LISTED COMPANIES 4 April 2019
SEC ISSUES DRAFT GUIDELINES ON CORPORATE TERMS 22 March 2019
SEC CLARIFIES MANNER OF PREPARATION AND FILING OF AFS UNDER THE REVISED CORPORATION CODE 22 March 2019
NEW FSCC Chair Diokno Leads Discussion on Possible Systematic Risks in Local Financial Market 21 March 2019
ACMF ADVANCES REGIONAL INTEGRATION EFFORTS THROUGH ROADMAP FOR SUSTAINABLE CAPITAL MARKETS 19 March 2019
SEC MAKES CEASE AND DESIST ORDER AGAINST KAPA PERMANENT 18 March 2019
SEC RELEASES DRAFT GUIDELINES ON ONE PERSON CORPORATION 15 March 2019
SEC Cited for Anti-Corruption Program 14 March 2019
SEC Launches ‘LEAP’ for One-Day Company Registration 7 March 2019
Message of Condolence on the Passing of Bangko Sentral ng Pilipinas Governor Espenilla, Jr. 26 February 2019
SEC Institutes Sustainability Reporting for Listed Companies 26 February 2019
SEC Issues Cease and Desist Order Against Religious Firm KAPA 25 February 2019
Revised Corporation Code Signed Into Law 21 February 2019
SEC Continues Onslaught Against Investment Scammers 14 February 2019
SEC Achieves ISO Certification 11 February 2019
SEC Welcomes Commissioner Kelvin Lee 4 February 2019
International Forum of Independent Audit Regulators Welcomes The Philippine Securities and Exchange Commission as a New Member 24 January 2019
SEC Affirms Delisting of Calata Corp. and Disqualification of Its Officers 21 January 2019
SEC Revised Proposed Guidelines on Initial Coin Offerings 7 January 2019

Year 2018

SEC, PNP Agents Arrest Investment Scammers 27 November 2018
SEC Signs MOU Under ACMF Professional Mobility Framework 12 October 2018
ASEAN Regulators Launch Professional Mobility Framework, Social & Sustainability Bond Standards 11 October 2018
SEC Implements Company Registration System Intervention Measures 10 September 2018
The Financial Stability Coordination Council Issues 2017 Financial Stability Report 30 August 2018
FSCC Pursues Initiatives to Sustain Macro-financial Strength 24 August 2018
SEC Adopts the ASEAN Green Bonds Standards 16 August 2018
SEC Lauds Court of Appeals Affirmation of SEC Decision on Rappler Inc. and Rappler Holdings Corporation 3 August 2018
SEC Releases Proposed Rules on Initial Coin Offerings 2 August 2018
SEC Creates Fast Lane to Respond to CRS Transition Woes 12 July 2018
Securities and Exchange Commission has New Chairperson 6 June 2018
SEC Davao Director Javey Paul Francisco is new SEC Commissioner 23 April 2018
SEC Lawyer Tops CESB Exam 5 April 2018
SEC Simplifies Financial Reporting For Small Companies 4 April 2018
PSE still fails to comply with the ownership limit 28 March 2018
ASEAN Capital Market Regulators Welcome the Progress of the ASEAN Green Bond Standards and Agree to Implement Professional Mobility Framework to Drive Regional Connectivity 26 March 2018
SEC imposed PhP 106,000.00 penalty on PSE 23 March 2018
SEC statement on Omidyar’s donation of the void PDRs to Rappler Managers 1 March 2018
SEC Warns Public on Initial Coin Offerings 10 January 2018

Year 2017

SEC to Issue Rules Governing Crowdfunding 24 November 2017
ASEAN Capital Market Regulators Launch ASEAN Green Bond Standards to Drive Sustainable Investments 23 November 2017
SEC Mandates 20 Percent Public Float for IPO Applicants 21 November 2017
SEC Grants Mart Provisional License to act as SRO for the GS Repo Market 21 November 2017
SEC Company Registration Goes Fully Online 21 November 2017
SEC Files Charges Against 67 Foreign Nationals for Fake Lending Company Documents 10 July 2017
SEC to Increase the Public Float of Listed Companies 31 May 2017
SEC Crack Down On Illegal Lenders 25 May 2017
SEC and IFC On New Corporate Governance Code 18 May 2017
SEC Rejected LBC Follow On Offering 11 April 2017
SEC Shuts Down Boiler Room Operations in Cavite 7 April 2017
SEC Suspended Additional 20 Lending Companies 6 April 2017
SEC Suspended 84 Lending Companies 23 March 2017
SEC Shelf Registration Program Boosts Corporate Bonds Issuance 3 February 2017
SEC To Host ASEAN Corporate Governance and Green Finance Conference 2 February 2017
SEC to issue Rules on Structured Warrants 16 January 2017
SEC Power To Issue CDO Upheld By Supreme Court 13 January 2017
SEC Revised Corporate Governance Code Publicly Listed Companies 3 January 2017

Year 2016

Emilio Benito Aquino is the New SEC Commissioner 9 December 2016
SEC Approved Rules on Dollar Denominated Securities 17 November 2016
SEC Approved Public Private Partnership Listing Rules 17 November 2016
SEC to Review Mart Application for SRO 17 November 2016
SEC Crackdown on Informal Lenders 20 October 2016
SEC Reduced Requirements for Lending & Financing Companies 9 September 2016
Microfinance NGOs Act Implementing Rules Signed 6 September 2016
SEC Files Criminal Complaint Against PONZI SCAM Couple 6 September 2016
SEC Penalized Non Compliant Brokers 18 August 2016
Shelf Registration Program Boosts Corporate Bond Issuance 9 August 2016
SEC Will Strongly Oppose Ongpin Injunction 5 August 2016
SEC Penalized Ongpin for Insider Trading 21 July 2016
SEC to accept payments using ATM, Debit and Credit cards. 18 July 2016
SEC Files Criminal Complaint Against One Lightning 4 July 2016
SEC Statement – FRB 19 on Expectations for an Effective Audit Function 20 June 2016
SEC and IFC sign agreement to improve Corporate Governance in the Philippines 16 May 2016
SEC Orders Brokers To Have Websites 30 March 2016
SEC – Briefer on Denial of PSE’s Proposed Acquisition of PDS 29 March 2016
SEC – FAQs on PSE Proposed Acquisition of PDS 29 March 2016
SEC Denies PSE’s Proposed Acquistion of PDS 28 March 2016
SEC Chair Extols Good Governance Advocates and Practitioners 21 March 2016
SEC Strengthens Anti Money Laundering Rules 17 March 2016
PH SEC Hosts Bangladesh SEC ETF Study Visit 9 February 2016
Court Denies Brokers’ Application for TRO 2 February 2016
SEC Urges Companies to File Early Their Annual Reports 20 January 2016
SEC Releases Draft Rules for MICROFINANCE NGO Law 15 January 2016
SEC Chairs ASEAN Corporate Governance Initiative 15 January 2016

Year 2015

SEC Press Release: SEC Extends Effectivity of Financial Statements to 180 days 23 December 2015
SEC Hosts Bhutan Royal Government Study Visit 11 December 2015
SEC Press Release: BALADJAY MULTITEL 9 December 2015
SEC Press Release: DOJ Look out Order Emgoldex 11 November 2015
SEC Stops Global Emglodex Scam 6 November 2015
SEC and COMELEC Sign MOA On Information Sharing 20 October 2015
SEC Market Update on PSE Trading Participants RBCA 18 September 2015
SEC Welcomes Signing of Asia Region Fund Support SOU 11 September 2015
SEC Pushes For Approval of AMBIF 10 September 2015
SEC Hosts Zambia High Commission 7 September 2015
SEC Statement – SEC Number One In Anti Corruption Drive 31 August 2015
SEC Market Update PSE Glitch 26 August 2015
SEC APPROVES 2015 SRC RULES 6 August 2015