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Forms
SEC Form Pre-evaluation | Pre-evaluation Notice Form |
SEC Form AuF | Application Form for Accreditation of an Auditing Firm |
SEC Form ExA | Application Form for Accreditation of an Individual External Auditor |
SEC Form Au-Rep | Report of an Accredited External Auditor |
SEC Form Pre-evaluation | Pre-evaluation Notice Form Accreditation as Asset Valuer |
SEC Form AC-AR | Annual Report Pursuant to Guidelines on Asset Valuations |
SEC Form CRA-12 | Application Form for Accreditation as Credit Rating Agency |