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Notices

Year 2023

SEC CERTIFICATION WEBINAR FOR PROSPECTIVE EQUITIES SECURITIES SALESMEN SCHEDULE IN APRIL AND APPLICATION PROCEDURE 21 March 2023
SEC CERTIFICATION EXAMINATIONS SCHEDULE FOR APRIL 2023 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 21 March 2023
REQUEST FOR COMMENTS ON THE PROPOSED GUIDELINES ON THE ELIGIBLE BLUE PROJECTS AND ACTIVITIES FOR THE ISSUANCE OF BLUE BONDS IN THE PHILIPPINES 17 March 2023
WEBINAR ON SEC REGULATIONS ON THE DISCLOSURE OF BENEFICIAL OWNERSHIP INFORMATION ON 22 MARCH 2023 15 March 2023
ALTERNATIVE MODE FOR DISTRIBUTING AND PROVIDING COPIES OF THE NOTICE OF MEETING, INFORMATION STATEMENT, AND OTHER DOCUMENTS IN CONNECTION WITH THE HOLDING OF ANNUAL STOCKHOLDERS’ MEETING FOR 2023 13 March 2023
WEBINAR ON SEC REGULATIONS ON THE DISCLOSURE OF BENEFICIAL OWNERSHIP INFORMATION 10 March 2023
REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE MEMORANDUM CIRCULAR ON A. ADOPTION OF THE ASEAN SUSTAINABLE AND RESPONSIBLE FUND STANDARDS (ASEAN SRFS); AND B. ESTABLISHMENT OF RULES ON: 1. QUALIFICATION OF A LOCAL INVESTMENT COMPANY UNDER THE ASEAN SRFS 2. RECOGNITION OF A FOREIGN COLLECTIVE INVESTMENT SCHEME QUALIFIED UNDER THE ASEAN SRFS THAT SEEKS TO OFFER IN THE PHILIPPINES UNDER THE ASEAN CIS FRAMEWORK 7 March 2023
REQUEST FOR COMMENTS FOR THE PROPOSED GUIDELINES ON APPLICABLE FILING FEES FOR THE ALLOCATION OF ISIN, CFI AND FISN CODES FOR FINANCIAL INSTRUMENTS 3 March 2023
REQUESTS FOR COMMENTS ON THE EXPOSURE DRAFT OF THE REVISED RECONCILIATION OF RETAINED EARNINGS AVAILABLE FOR DIVIDEND DECLARATION 3 March 2023
SEC DAVAO EXTENSION OFFICE WILL BE CLOSED ON MARCH 03, 2023 27 February 2023
SEC CERTIFICATION EXAMINATIONS 1st QUARTER 2023 SCHEDULE AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 13 February 2023
GUIDELINES ON THE HEALTH AND SAFETY PROTOCOLS TO BE OBSERVED IN THE CONDUCT OF THE SEC CERTIFICATION EXAMINATIONS DURING THE COVID-19 PANDEMIC 13 February 2023
SALIENT FEATURES OF SEC MEMORANDUM CIRCULAR NO. 10, SERIES OF 2022 9 February 2023
WEBINAR ON SEC REGULATIONS ON THE DISCLOSURE OF BENEFICIAL OWNERSHIP INFORMATION 7 February 2023
RE: IMPACT EVALUATION REPORT SUBMISSION AS OF 06 FEBRUARY 2023 6 February 2023
RE: IMPACT EVALUATION REPORT SUBMISSION 3 February 2023
REQUEST FOR COMMENTS ON THE PROPOSED GUIDELINES IN THE ISSUANCE OF SUSTAINABILITY-LINKED BONDS UNDER THE ASEAN SUSTAINABILITY-LINKED BOND STANDARDS (SLBS) IN THE PHILIPPINES 2 February 2023
ANTI-MONEY LAUNDERING COUNCIL (AMLC) RESOLUTION NO. TF-64 2 February 2023
ANTI-MONEY LAUNDERING COUNCIL (AMLC) RESOLUTION NO. TF-63 2 February 2023
CORPORATE GOVERNANCE AND FINANCE DEPARTMENT – FINANCING AND LENDING COMPANY DIVISION Impact Evaluation Form FAQs 1 February 2023
Re: IMPACT EVALUATION REPORT SUBMISSION AS OF 29 JANUARY 2023 30 January 2023
“NO APPOINTMENT, NO RELEASE” POLICY OF CRMD APPROVED APPLICATIONS 25 January 2023
RECEIVING OF CRMD DOCUMENTS, RELEASING OF CRMD APPROVED APPLICATIONS & STAMPING OF STB/MB 25 January 2023
Notice – Request for Comments on the Exposure Draft the SEC FCPA IRR 20 January 2023
IMPACT EVALUTION FORM 18 January 2023
SEC TARLAC EXTENSION OFFICE CLOSED ON JANUARY 20, 2023 16 January 2023
CORPORATE GOVERNANCE AND FINANCE DEPARTMENT- FINANCING AND LENDING COMPANY DIVISION IMPACT EVALUATION FORM 16 January 2023
EXTENSION OF THE SUBMISSION DEADLINE OF THE IMPACT EVALUATION REPORT PURSUANT TO SECTION 4 OF THE SEC MEMORANDUM CIRCULAR 3 SERIES OF 2022 13 January 2023
SANCTIONS OBLIGATIONS AND BEST PRACTICES WEBINAR BY THE AMLC 5 January 2023

Year 2022

Year 2021

FREQUENTLY ASKED QUESTIONS (FAQs) ON BENEFICIAL OWNERSHIP 6 June 2022
SEC CEBU EXTENSION OFFICE (SEC-CEO) HAS RESUMED OPERATIONS SINCE MONDAY, DECEMBER 20 BUT WITH LIMITED TRANSACTIONS 27 December 2021
SURVEY ON TARGETED FINANCIAL SANCTIONS 23 December 2021
SYSTEM MAINTENANCE OF THE SEC ESPARC 22 December 2021
EXTENSION OF ENROLLMENT ON THE ONLINE SUBMISSION TOOL (OST) 22 December 2021
REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE DISQUALIFICATIONS OF DIRECTORS, TRUSTEES AND OFFICERS OF CORPORATIONS; AND THE GUIDELINES ON THE PROCEDURE FOR THEIR REMOVAL 17 December 2021
SEC CEBU EXTENSION OFFICE WILL BE CLOSED ON DECEMBER 16 UNTIL FURTHER NOTICE 16 December 2021
SEC DAVAO EXTENSION OFFICE WILL BE CLOSED ON DECEMBER 16 AND 17, 2021 16 December 2021
ADDENDUM TO MNRC M.C. NO. 2, SERIES OF 2021 PUBLISHED ON 09 DECEMBER 2021 13 December 2021
SCHEDULE FOR APPLICATION OF MNRC RE-ACCREDITATION, ONLINE SUBMISSION OF SWORN APPLICATION FORM, COMPLIANCE WITH MNRC MEMORANDUM CIRCULAR NO. 2, SERIES OF 2020 10 December 2021
SEC TARLAC EXTENSION OFFICE WILL BE CLOSED ON DECEMBER 10, 2021 9 December 2021
SEC TARLAC EXTENSION OFFICE CONTACT INFORMATION 9 December 2021
CYBERSECURITY NOTICE TO ALL CORPORATIONS UNDER THE SUPERVISION OF THE SECURITIES AND EXCHANGE COMMISSION 6 December 2021
SEC MAIN OFFICE CLOSED ON 30 NOVEMBER 2021 AND 2 DECEMBER 2021 29 November 2021
PHILIFINTECH INNOVATION OFFICE’S PRESENT ME ANYTHING SESSION 22 November 2021
REQUEST FOR COMMENTS ON GUIDELINES ON THE REGISTRATION AND LICENSING OF ONLINE LENDING PLATFORMS 19 November 2021
SEC CEBU EXTENSION OFFICE NOTICE ON APPLICATION FOR AN INCREASE IN AUTHORIZED CAPITAL STOCK 12 November 2021
EXTENSION ON SUBMISSION OF FORMS/NOTICES PURSUANT TO MEMORANDUM CIRCULAR NO. 28, SERIES OF 2020 2 November 2021
REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE MNRC MEMORANDUM CIRCULAR ON THE GUIDELINES FOR ACCREDITATION OF MICROFINANCE NGOS FOR THE PERIOD 2022 TO 2025 29 October 2021
SEC BACOLOD EXTENSION OFFICE WILL BE CLOSED ON NOVEMBER 5, 2021 28 October 2021
RESUMPTION OF SEC CERTIFICATION EXAMINATIONS 26 October 2021
GUIDELINES ON THE HEALTH AND SAFETY PROTOCOLS TO BE OBSERVED IN THE CONDUCT OF THE SEC CERTIFICATION EXAMINATIONS DURING THE COVID-19 PANDEMIC 26 October 2021
SYSTEM MAINTENANCE OF THE SEC ESPARC AND THE ESPAYSEC 25 October 2021
SEC CEBU SATELLITE OFFICE IN ROBINSONS GALLERIA NEW CONTACT INFORMATION 22 October 2021
SEC ZAMBOANGA EXTENSION OFFICE NEW CONTACT INFORMATION 21 October 2021
SEC ESPARC TEMPORARILY UNAVAILABLE 19 October 2021
EXTENSION OF THE SUBMISSION DEADLINE OF THE ANTI-MONEY LAUNDERING AND COMBATING THE FINANCING OF TERRORISM INHERENT RISK ASSESSMENT DATA FORM 15 October 2021
ALL COVERED FINANCING AND LENDING COMPANIES ARE INVITED TO A CONSULTATION MEETING 7 October 2021
SEC ZAMBOANGA EXTENSION OFFICE WILL BE CLOSED ON OCTOBER 12, 2021 7 October 2021
NON-AVAILABILITY OF OVER-THE-COUNTER PAYMENTS & ONESEC APPLICATIONS WITH SEC BACOLOD 5 October 2021
ANTI-MONEY LAUNDERING AND COMBATING THE FINANCING OF TERRORISM (AML/CFT) INHERENT RISK ASSESSMENT DATA FORM (AIRDF) 4 October 2021
JOIN THE SEC’S WEBINAR ON BENEFICIAL OWNERSHIP 27 September 2021
SEC – CEBU EXTENSION OFFICE WILL BE SUSPENDING ITS WORK FROM 3:30 P.M. ONWARDS ON MONDAY, 27 SEPTEMBER 2021 25 September 2021
SEC CEBU SATELLITE OFFICE IN ROBINSONS GALLERIA IS CURRENTLY OUT OF SERVICE 23 September 2021
SEC CEBU EXTENSION OFFICE WILL RESUME ITS REGULAR OPERATIONS IN ACCEPTING WALK-IN CLIENTS 22 September 2021
NOTICE TO ALL CORPORATE SECRETARIES, DIRECTORS/TRUSTEES AND OFFICERS OF SEC REGISTERED CORPORATIONS 21 September 2021
CANCELLATION OF SEC CERTIFICATION EXAMINATIONS STARTING 16 SEPTEMBER 2021 15 September 2021
TRANSITION OF APPLICATIONS FOR REGISTRATION OF PARTNERSHIPS AND LICENSING OF FOREIGN CORPORATIONS FROM CRS TO SEC ESPARC 14 September 2021
SYSTEM MAINTENANCE OF THE SEC PAYMENT PORTAL 13 September 2021
SEC BAGUIO EXTENSION OFFICE WILL BE CLOSED ON 13 SEPTEMBER 2021 11 September 2021
SYSTEM MAINTENANCE OF THE SEC ESPARC 10 September 2021
SURVEY ON TARGETED FINANCIAL SANCTIONS 8 September 2021
ANTI-MONEY LAUNDERING COUNCIL (AMLC) 2021 SANCTIONS GUIDELINES: TARGETED FINANCIAL SANCTIONS RELATED TO TERRORISM, TERRORISM FINANCING AND PROLIFERATION FINANCING 7 September 2021
SEC CEBU EXTENSION OFFICE WILL BE CLOSED ON SEPTEMBER 9, 2021 7 September 2021
LEGAZPI EXTENSION OFFICE NEW EMAIL ADDRESS 6 September 2021
RESUMPTION OF SEC CERTIFICATION EXAMINATIONS 3 September 2021
GUIDELINES ON THE HEALTH AND SAFETY PROTOCOLS TO BE OBSERVED IN THE CONDUCT OF THE SEC CERTIFICATION EXAMINATIONS DURING THE COVID-19 PANDEMIC 3 September 2021
MNRC NOTICE ON RE-ACCREDITATION, MC 2 S. 2020, AND MC 1 S. 2021 1 September 2021
REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE REVISED MNRC FINANCIAL PERFORMANCE REPORT CARD TEMPLATE 1 September 2021
SEC LEGAZPI EXTENSION OFFICE WILL BE CLOSED ON 02 SEPTEMBER 2021 1 September 2021
CANCELLATION OF SEC CERTIFICATION EXAMINATIONS SCHEDULED WITHIN THE MODIFIED ENHANCED COMMUNITY QUARANTINE PERIOD 31 August 2021
SEC BAGUIO EXTENSION OFFICE WILL BE CLOSED ON 01 SEPTEMBER 2021 31 August 2021
SCHEDULED SYSTEM MAINTENANCE OF THE SEC WEBSITE 27 August 2021
SCHEDULED SYSTEM MAINTENANCE OF THE SEC PAYMENT PORTAL 27 August 2021
REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE REVISED MNRC GOVERNANCE PERFORMANCE REPORT CARD TEMPLATE 25 August 2021
REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE REVISED MNRC SOCIAL PERFORMANCE REPORT CARD TEMPLATE 24 August 2021
COMPANY REGISTRATION SYSTEM (CRS) IS TEMPORARILY NOT AVAILABLE 23 August 2021
CANCELLATION OF SEC CERTIFICATION EXAMINATIONS SCHEDULED WITHIN THE MODIFIED ENHANCED COMMUNITY QUARANTINE PERIOD 22 August 2021
SEC DAVAO EXTENSION OFFICE WILL BE CLOSED ON AUGUST 20, 2021 19 August 2021
NO MANDATORY GRACE PERIOD FOR PAYMENT OF LOANS DURING THE ENHANCED COMMUNITY QUARANTINE (ECQ) PERIOD FROM 6 AUGUST TO 20 AUGUST 2021 17 August 2021
SEC CEBU EXTENSION OFFICE WILL BE IMPLEMENTING SKELETON WORKFORCE STARTING AUGUST 05 9 August 2021
CAPITAL MARKET OPERATIONS UNDER THE ENHANCED COMMUNITY QUARANTINE 5 August 2021
REQUIREMENTS FOR PARTICIPATION IN THE GS REPO MARKET 5 August 2021
CANCELLATION OF SEC CERTIFICATION EXAMINATIONS SCHEDULED WITHIN THE ENHANCED COMMUNITY QUARANTINE PERIOD (06 AUGUST 2021 TO 20 AUGUST 2021) 3 August 2021
SEC – CEBU EXTENSION OFFICE WILL BE OPEN FROM 9 A.M. TO 3 P.M. ONLY STARTING AUGUST 1 UNTIL AUGUST 15 3 August 2021
SEC CEBU EXTENSION OFFICE WILL BE CLOSED ON AUGUST 6, 2021 2 August 2021
ANTI-MONEY LAUNDERING COUNCIL’S GUIDANCE FOR DELISTING AND UNFREEZING PROCEDURES 30 July 2021
EXTENSION ON SUBMISSION OF FORMS/NOTICES PURSUANT TO MEMORANDUM CIRCULAR NO. 28, SERIES OF 2020 15 July 2021
SEC BAGUIO EXTENSION OFFICE WILL BE CLOSED ON JULY 15, 2021 13 July 2021
SEC CEBU EXTENSION OFFICE WILL BE ON A SKELETON WORKFORCE FROM JULY 15-16 9 July 2021
DRAFT MEMORANDUM CIRCULAR ON ANNUAL CORPORATE GOVERNANCE REPORT FOR PUBLIC COMPANIES AND REGISTERED ISSUERS 24 June 2021
DRAFT MEMORANDUM CIRCULAR ON GUIDELINES ON ARBITRATION OF INTRA-CORPORATE DISPUTES FOR CORPORATIONS 23 June 2021
COMPLIANCE WITH SEC MEMORANDUM CIRCULAR NO. 19, SERIES OF 2019 23 June 2021
SEC CEBU EXTENSION OFFICE WILL BE ON A SKELETON WORKFORCE FROM JUNE 24-25 22 June 2021
SEC CERTIFICATION WEBINAR SCHEDULE AND APPLICATION PROCEDURE 14 June 2021
INVITATION TO PARTICIPATE IN MARKET SURVEY FOR THE INTEGRATED COMPLIANCE MONITORING, ENFORCEMENT, AND EVALUATION SYSTEM 10 June 2021
SUBMISSION OF MONEY LAUNDERING AND TERRORIST FINANCING PREVENTION PROGRAM (MTPP) 10 June 2021
SEC ZAMBOANGA EXTENSION OFFICE WILL BE CLOSED ON JUNE 8-10, 2021 7 June 2021
SEC BAGUIO EXTENSION OFFICE WILL BE CLOSED ON JUNE 7 – 8, 2021 6 June 2021
REGISTRATION WITH THE ANTI-MONEY LAUNDERING COUNCIL (AMLC) AND SUBMISSION OF PROOF OF REGISTRATION 2 June 2021
REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE MEMORANDUM CIRCULAR ON THE RULES ON AUTHORISATION OF AN INVESTMENT COMPANY AS A QUALIFYING CIS AND RECOGNITION OF FOREIGN COLLECTIVE INVESTMENT SCHEME UNDER THE ASEAN CIS FRAMEWORK 28 May 2021
EXTENSION OF DEADLINE TO FILE MANDATORY DECLARATIONS UNDER SECTIONS 6 AND 7 OF MC NO. 01, SERIES OF 2021 OR “THE BENEFICIAL OWNERSHIP TRANSPARENCY GUIDELINES” TO 31 JULY 2021 28 May 2021
SEC BAGUIO EXTENSION OFFICE NEW CONTACT INFORMATION 26 May 2021
EXTENDED DEADLINE FOR INTEGRATED ANNUAL CORPORATE GOVERNANCE REPORT (I-ACGR) 25 May 2021
SEC TARLAC EXTENSION OFFICE WILL BE CLOSED ON MAY 28, 2021 25 May 2021
3G AWARDS 24 May 2021
EXTENSION OF THE DEADLINE FOR THE SUBMISSION OF ANNUAL REPORTS FOR THE CALENDAR YEAR ENDED DECEMBER 31, 2020 and QUARTERLY REPORT AS OF MARCH 31, 2021 19 May 2021
EXTENSION ON SUBMISSION OF FORMS/NOTICES PURSUANT TO MEMORANDUM CIRCULAR NO. 28, SERIES OF 2020 18 May 2021
SEC LEGAZPI EXTENSION OFFICE WILL OPERATE WITH MINIMAL SKELETON WORKFORCE ON SITE EFFECTIVE MAY 17-21, 2021 17 May 2021
REVISED GUIDELINES ON THE SUBMISSION OF DOCUMENTS, ISSUANCE OF PAYMENT ASSESSMENT FORM, OTHER REQUESTS AND COMPLIANCE 14 May 2021
SEC DAVAO EXTENSION OFFICE WILL BE CLOSED ON MAY 14, 2021 13 May 2021
SEC CEBU EXTENSION OFFICE WILL BE CLOSED ON MAY 13, 2021 11 May 2021
ANTI-MONEY LAUNDERING AND COUNTERING FINANCING OF TERRORISM SECTORAL RISK ASSESSMENT 2021 OF THE SECURITIES SECTOR 8 May 2021
SEC TARLAC EXTENSION OFFICE CONTACT INFORMATION 4 May 2021
CEBU EXTENSION OFFICE AVAILABILITY OF OST KIOSK IN SATELLITE OFFICE ROBINSONS GALLERIA 3 May 2021
CEBU EXTENSION OFFICE IS PARTIALLY CLOSED FOR DISINFECTION 28 April 2021
SCHEDULED SYSTEM MAINTENANCE OF THE SEC PAYMENT PORTAL 28 April 2021
SEC ZAMBOANGA EXTENSION OFFICE WILL BE CLOSED FROM 27 TO 29 APRIL 2021 26 April 2021
DRAFT REVISED RULES AND REGULATIONS ON THE IMPLEMENTATION OF THE SEC OVERSIGHT ASSURANCE REVIEW (SOAR) INSPECTION PROGRAM 23 April 2021
IMPLEMENTATION OF THE ELECTRONIC SIMPLIFIED PROCESSING OF APPLICATION FOR REGISTRATION OF COMPANY 16 April 2021
DRAFT MEMORANDUM CIRCULAR ON CALLING OF SPECIAL STOCKHOLDERS’ MEETINGS 16 April 2021
EXTENSION OF SUBMISSION OF ANNUAL REPORTS FOR SEC ACCREDITED ASSET VALUER 16 April 2021
REQUEST FOR COMMENTS ON PROPOSED AMENDMENTS TO SRC RULES 9 AND 10 14 April 2021
SEC CEBU EXTENSION OFFICE WILL BE CLOSED ON APRIL 14, 2021 13 April 2021
DRAFT MEMORANDUM CIRCULAR ON THE GUIDELINES ON CORPORATE DISSOLUTION 12 April 2021
USE OF ELECTRONIC SIGNATURES FOR THE SUBMISSION OF AUDITED FINANCIAL STATEMENTS DURING THE ENHANCED COMMUNITY QUARANTINE (ECQ) PERIOD BEGINNING 29 MARCH 2021 AND UNTIL FURTHER NOTICE 8 April 2021
ANTI-MONEY LAUNDERING AND COUNTERING FINANCING OF TERRORISM SECTORAL RISK ASSESSMENT 2021 FINANCING COMPANIES AND LENDING COMPANIES 6 April 2021
IN THE MATTER OF REQUESTS FOR COPY OF THE BENEFICIAL OWNERSHIP DECLARATION PAGE IN THE GENERAL INFORMATION SHEET 5 April 2021
SCHEDULED UPGRADE AND MAINTENANCE OF SEC INTERIM REGISTRATION SYSTEM (IRS) 5 April 2021
NEW COMPANY REGISTRATION SYSTEM 5 April 2021
SEC MAIN OFFICE WILL OPERATE WITH A SKELETON WORKFORCE FROM 5 TO 8 APRIL 2021 5 April 2021
EXTENSION OF DEADLINE FOR THE SUBMISSION OF GENERAL INFORMATION SHEET FOR 2021 31 March 2021
SEC CEBU EXTENSION OFFICE NEW CONTACT INFORMATION 31 March 2021
NON-EXTENSION OF GRACE PERIOD FOR PAYMENT OF LOANS DURING THE ENHANCED COMMUNITY QUARANTINE (ECQ) FROM 29 MARCH TO 04 APRIL 2021 30 March 2021
COMPANY REGISTRATION AND MONITORING DEPARTMENT (CRMD) WILL BE IMPLEMENTING A LIMITED WORKING CAPACITY STARTING MONDAY UNTIL WEDNESDAY, FROM 29 – 31 MARCH 2021 26 March 2021
SUBMISSION OF CRMD APPLICATION DOCUMENTS THROUGH COURIER 26 March 2021
EXTENSION OF DEADLINE TO FILE MANDATORY DECLARATIONS UNDER SECTIONS 6 AND 7 OF SEC MC NO. 01, SERIES OF 2021 OR “THE BENEFICIAL OWNERSHIP TRANSPARENCY GUIDELINES” TO 31 MAY 2021 26 March 2021
DRAFT MEMORANDUM CIRCULAR ON CROSSSHAREHOLDING STRUCTURE FOR PUBLICLY-LISTED COMPANIES (PLCs) 23 March 2021
OVERVIEW OF THE RESULTS OF MONEY LAUNDERING AND TERRORIST FINANCING (ML/TF) RISK ASSESSMENT OF THE FINANCING COMPANIES AND LENDING COMPANIES (FCS/LCS) SECTOR AND THE BENEFICIAL OWNERSHIP (BO) TRANSPARENCY GUIDELINES 17 March 2021
ALTERNATIVE MODE FOR DISTRIBUTING AND PROVIDING COPIES OF THE NOTICE OF MEETING, INFORMATION STATEMENT, AND OTHER DOCUMENTS IN CONNECTION WITH THE HOLDING OF ANNUAL STOCKHOLDERS’ MEETING (“ASM”) FOR 2021 17 March 2021
INQUIRIES RELATED TO THE SEC ONLINE SUBMISSION TOOL 16 March 2021
SEC LEGAZPI EXTENSION OFFICE NEW OFFICE ADDRESS AND CONTACT INFORMATION 12 March 2021
SEC CEBU EXTENSION OFFICE WILL BE CLOSED ON MARCH 12, 2021 11 March 2021
WEBINAR ON MONEY LAUNDERING AND TERRORIST FINANCING (ML/TF) RISK ASSESSMENT OF LEGAL PERSONS AND BENEFICIAL OWNERSHIP (BO) TRANSPARENCY GUIDELINES 8 March 2021
FREQUENTLY ASKED QUESTIONS (FAQS) ON BENEFICIAL OWNERSHIP TRANSPARENCY GUIDELINES 8 March 2021
ANTI-MONEY LAUNDERING COUNCIL (AMLC) REGULATORY ISSUANCES – FREEZE ORDER FOR POTENTIAL TARGET MATCHES UNDER THE UNITED NATIONS SECURITY COUNCIL CONSOLIDATED LISTS (TARGETED FINANCIAL SANCTIONS), SANCTIONS GUIDELINES 2020 AND Q&A: THE ANTI-TERRORISM ACT (ATA) OF 2020 26 February 2021
SEC DAVAO EXTENSION OFFICE WILL BE CLOSED ON MARCH 01, 2021 26 February 2021
BENEFICIAL OWNERSHIP TRANSPARENCY DECLARATION FORM 23 February 2021
SEC ZAMBOANGA EXTENSION OFFICE WILL BE CLOSED ON FEBRUARY 26, 2021 23 February 2021
REQUEST FOR COMMENTS ON IMPLEMENTING RULES AND REGULATIONS OF FINANCIAL INSTITUTIONS STRATEGIC TRANSFER (FIST) ACT 19 February 2021
SEC CEBU EXTENSION OFFICE WILL BE CLOSED ON FEBRUARY 24, 2021 19 February 2021
REQUEST FOR COMMENTS ON MEMORANDUM CIRCULAR ON THE SCHEDULE AND PROCEDURE FOR THE FILING OF ANNUAL FINANCIAL STATEMENTS, GENERAL INFORMATION SHEET AND OTHER ANNUAL REPORTS 18 February 2021
SEC COMPANY REGISTRATION SYSTEM (CRS) IS TEMPORARILY NOT AVAILABLE TODAY, FEBRUARY 18, 2021 UNTIL FURTHER NOTICE 18 February 2021
SEC DAVAO EXTENSION OFFICE CONTACT NUMBERS ARE TEMPORARILY NOT WORKING 17 February 2021
WEBINAR ON SEC GUIDELINES PROMOTING BENEFICIAL OWNERSHIP TRANSPARENCY 16 February 2021
SEC LEGAZPI EXTENSION OFFICE CONTACT NUMBER IS TEMPORARILY NOT WORKING 16 February 2021
REOPENING OF SEC – CEBU SATELLITE OFFICE 2 February 2021
Contact Number of Cebu Extension Office 29 January 2021
COMPLIANCE WITH MEMORANDUM CIRCULAR NO. 28, SERIES OF 2020 – (REQUIREMENT FOR CORPORATIONS, PARTNERSHIPS, ASSOCIATIONS, AND INDIVIDUALS TO CREATE AND/OR DESIGNATE E-MAIL ACCOUNT ADDRESS AND CELLPHONE NUMBER FOR TRANSACTIONS WITH THE COMMISSION) 18 January 2021
ONLINE AND MANUAL SUBMISSION OF “NOTICE TO RETAIN SPECIFIC CORPORATE TERM” 13 January 2021
SEC PAYMENT FACILITIES 8 January 2021
SEC CERTIFICATION EXAMINATIONS 1st QUARTER 2021 SCHEDULE AT THE MAIN OFFICE AND APPLICATION PROCEDURE 4 January 2021
BID SUBMISSION AND OPENING OF BIDS IS RESCHEDULED 12 July 2020
SEC MAIN OFFICE AND SEC ORTIGAS BUILDING TO REMAIN CLOSED UNTIL 26 JULY 2020 11 July 2020
CLOSURE OF SEC ORTIGAS PAYMENT CENTER FROM 9 TO 10 JULY 2020 9 July 2020

Year 2020

Year 2019

Year 2018

Request for comments on the updated Proposed Rules on Initial Coin Offering (ICO) 28 December 2018
SEC Company Registration System will not be available from December 29, 2018 to January 2, 2019 28 December 2018
Request for comments on the updated Proposed Rules on Initial Coin Offering (ICO) 28 December 2018
SEC Company Registration System will not be available from December 22, 2018 to December 25, 2018 21 December 2018
Free Seminars for Corporate Secretaries on the New Requirements in the General Information Sheet (GIS) 18 December 2018
SEC Work Suspension 14 December 2018
Public Exposure of the Draft Sustainability Reporting Guidelines for Publicly Listed Companies 14 December 2018
Last Day of Conduct of all SEC Certification Examinations for the Year 2018. 12 December 2018
Please be informed that SEC Company Registration System will not be available on December 7, 2018 from 6:00 PM to 8:00 PM due to system maintenance. 7 December 2018
DRAFT CODE OF CORPORATE GOVERNANCE FOR PUBLIC COMPANIES AND REGISTERED ISSUERS 27 November 2018
Request for Comments on the Proposed Guidelines on the Implementation of the ASEAN Capital Markets Forum Pass (ACMF PASS) Under the ASEAN Capital Market Professional Mobility Framework 27 November 2018
SEC Company Registration CRS will not be available on November 26, 2018 from 5:00 PM… 26 November 2018
Notice to All Non-Stock Corporations 14 November 2018
Notice to All SEC Covered Institutions 14 November 2018
82nd Anniversary of SEC 9 November 2018
Company Registration System will not be available on November 10-11, 2018 9 November 2018
CRS Application at SEC Head Office 6 November 2018
SEC Company Registration CRS will not be available on November 1 to November 4, 2018. 31 October 2018
SEC Company Registration CRS will not be available today. 29 October 2018
Draft Anti-Money Laundering Module for the SEC Certification Seminar. 29 October 2018
SEC Company Registration CRS may encounter system slow down today. 26 October 2018
Comments from Public_AML Guidelines and NPO Guidelines 26 October 2018
Certification Issuance System – Unified Reference Database will conduct system maintenance on 29 October 2018 26 October 2018
Request for Comments from Public on the AML Guidelines and NPO Guidelines 26 October 2018
Please be advised that Corporate Governance and Finance Department will be operating with limited staff on Tuesday, 23 October 2018 23 October 2018
All Capital Market Participants (CMPs) – Professionals and Institutions 23 October 2018
Please be informed that the SEC is currently performing system maintenance for Capital Market Participants Registry System (CMPRS) 19 October 2018
Company Registration System not be available today 19 October 2018
Please be informed that the SEC is currently performing system maintenance for the Capital Market Participants Registry System (CMPRS) 19 October 2018
Please be informed that ALL DIRECT LINES are currently OUT OF ORDER 11 October 2018
Anti-Money Laundering Council (AMLC) Secretariat will be conducting free public seminars on Non -Stock, Non-Profit Corporations 20 September 2018
Anti-Money Laundering Council (AMLC) Secretariat will be conducting free public seminars on Non -Stock, Non-Profit Corporations 20 September 2018
CONDUCT OF A CERTIFICATION SEMINAR FOR PHASE 1 OF THE SEC CERTIFICATION EXAMINATION ON 25 & 26 OCTOBER 2018 18 September 2018
5th SEC-PSE CORPORATE GOVERNANCE FORUM 17 September 2018
Company Registration System will not be available today 13 September 2018
Extension of Time for Submission of Comments on the Proposed Rules on Initial Coin Offering (ICO) 13 September 2018
Company Registration System will not be available today 12 September 2018
Company Registration System 11 September 2018
Proposed Amendment to the Rules and Regulations to Implement the Provisions of Republic Act No. 8556 (The Financing Company Act of 1998) 10 September 2018
Proposed Rules for (1) Independent Oversight Entity (2) Qualifications of Key Officers and Fund Managers and (3) Winding Up of Investment Companies 10 September 2018
SEC Company Registration System (CRS) will not be available from August 25 to 27, 2018. 23 August 2018
Conduct of a Certification Seminar for Prospective Associated Persons/Compliance Officers (Equities Market) on September 25 & 26, 2018 22 August 2018
SEC Company Registration System (CRS) will not be available 16 August 2018
All Prospective Applicants for SEC Accreditation as an Auditing Firm/External Auditor with the Office of the General Accountant 14 August 2018
SEC Company Registration System (CRS) will not be available 14 August 2018
Systems are not available for access due to network failure. 10 August 2018
Please be informed that the Name Verification of SEC Company Registration System (CRS) is experiencing slow performance. 7 August 2018
Request for Comments on the Proposed Rules on Initial Coin Offering (ICO) 2 August 2018
CRS will not be available today, July 24, 2018, due to System Maintenance 24 July 2018
CRS will not be available today, July 24, 2018, due to System Maintenance 24 July 2018
CRS will not be available today, July 20, 2018, due to System Maintenance 20 July 2018
CRS will not be available today, July 19, 2018, due to System Maintenance 19 July 2018
(FAST) Facilitating Automated System Transition Lane 16 July 2018
SEC i-View and CRS will not be available on July 14, 2018 due to System Maintenance 13 July 2018
Draft Sustainability Reporting Guidelines and Reporting Template for Publicly-Listed Companies 12 July 2018
Conduct of Certification Seminar for Phase 2 (Prospective Equities Securities Salesmen) of the SEC Certification Examination on August 9-10, 2018 9 July 2018
CMPRS and iView-eLoading will not be available tomorrow 4:00 p.m. onwards 6 July 2018
CRS Application Status Online Inquiry Facility 29 June 2018
CRS will not be available on June 29, 2018 due to System Maintenance 28 June 2018
SMS Notification of CRS Application Status 26 June 2018
Company Registration System Kiosk located at the Company Registration and Monitoring Department 25 June 2018
Capital Market Participants Registry System (CMPRS) and SEC iView eLoading System 25 June 2018
Announcement: Public Bidding for the 1. Multi-Protocol System of SEC 2. Supply of Services for the Document Conversion to Digital Format of the Financial Statements and General Information Sheets 20 June 2018
Human Resource and Administrative Department Annual Team Building 19 June 2018
CRS Will Not Available due to System Maintenance 8 June 2018
Request for comments on the proposed amendments to Securities Regulation Code (SRC) Rule 68, as amended 7 June 2018
May 30, 2018 Deadline for the SEC Integrated Annual Corporate Governance Report (I-ACGR) 24 May 2018
Notice re: Documents Available 18 May 2018
Request for Comments on the Proposed Guidelines on the Issuance of Green Bonds under the ASEAN Green Bonds Standards 11 May 2018
Davao Extension Office Annual Team Building 10 May 2018
Cebu Extension Office and Satellite Office-Robinson’s Galleria Cebu Annual Team Building 8 May 2018
Notice to all Certified Public Accountants 4 May 2018
Request for Comments on the Proposed Rules and Regulations on the Administration of Philippine Peso-Denominated Government Securities Benchmarks 2 May 2018
Company Registration and Monitoring Department(CRMD) Annual Team Building 30 April 2018
CGFD Teambuilding on May 7, 2018 29 April 2018
Readjusted Module Weights and New Passing Score for the SEC Licensure Examination 27 April 2018
CGFD Assessment and Cascading on May 2, 2018 26 April 2018
Request for comments on the proposed Rules and Regulations on determining whether a Trust Fund is a qualified buyer 20 April 2018
Filing schedule of 2017 Audited Financial Statement 13 April 2018
Submission of SEC Integrated Annual Corporate Governance Report (I-ACGR) 5 April 2018
Conduct of a Certification Seminar for Phase 1 of the SEC Certification Examination on 24-25 April 2018 3 April 2018
SEC Company Registration System will not be available from March 28, 2018 to April 2, 2018… 28 March 2018
The Economic Research and Training Department (ERTD) will hold its Annual Performance Commitment/Cascading Workshop on March 22-24, 2018. 20 March 2018
The Information and Communications Technology Department (ICTD) will hold its Annual Performance Commitment/Cascading Workshop on March 15-16, 2018. 14 March 2018
Transfer of Office of SEC – Davao Extension Office 8 March 2018
Conduct of Certification Seminars for Phase 1 of the SEC Certification Examination 8 March 2018
Notice to all Applicants for Accreditation as External Auditor, Asset Valuer and Credit Rating Agency 7 March 2018
All Receiving Units at the SEC Satellite Offices will be closed temporarily on March 15 and 16, 2018 due to the performance commitment/cascading workshop on the said dates. 2 March 2018
Compact Disc (CD) and/or USB Distribution of SEC Form 20-IS 5 February 2018
Public Exposure of the Proposed Amendment to the Rules and Regulations to Implement the Provisions of R.A. no. 8556 (The Financing Company Act of 1998) 29 January 2018
Please be informed that SEC Capital Market Participants Registry System and SEC eLoading System are not available. 19 January 2018
All Certified Public Accountants 17 January 2018
SEC i-View is temporarily not available 5 January 2018

Year 2017

SEC i-View eLoading System 28 December 2017
Notice from the Office of the President Warning against Public Solicitations for Money or other things of value purporting to be authorized by the said office. 22 December 2017
SEC i-View System is not available today. 11 December 2017
Certification Seminar for Prospective Compliance Officers (CO)/Associated Persons (AP) 4 December 2017
Certification Seminar for Prospective Equities Securities Salesmen (ESS) 4 December 2017
Request for Comments on the Proposed Rules and Regulations Governing Crowdfunding (CF) 29 November 2017
Draft Governance Social and Financial Performance Standards for Accreditation of Microfinance NGOS. 27 November 2017
The Commission will be conducting a free public seminar on updates and relevant SEC regulations for Foundations. 24 November 2017
SEC i-View is temporarily not available. 23 November 2017
The Company Registration System will be launched on Tuesday November 21, 2017 21 November 2017
SEC Satellite Offices will only be until 04:00 PM due to the SEC 81st Anniversary Celebration 20 November 2017
Corporate Governance and Finance Department 7 November 2017
Re: 4th SEC-PSE Corporate Governance Forum 7 November 2017
Annual Fees Renewal of Capital Market Institutions and Professionals 7 November 2017
Corporate Governance and Finance Department 7 November 2017
SEC Head Office at PICC, Roxas Boulevard, Pasay City, will be closed on November 8-15, 2017 6 November 2017
Company Registration and Monitoring Department (CRMD) and SEC Satellite Offices Team Building Activities 27 October 2017
Conduct of Orientations for Online Capital Market Participants Registry System 25 October 2017
SEC Head Office at PICC, Roxas Boulevard, Pasay City, will be closed on October 23-27, 2017 20 October 2017
Notice to all capital market participants and prospective capital market professionals of the new methodology in the conduct of the SEC Certification Program Examinations. 15 September 2017
INVITATION TO THE 4TH SEC-PSE CORPORATE GOVERNANCE FORUM. PLEASE SEE ATTACHED REGISTRATION FORM 15 September 2017
SEC Direct Lines are currently down 11 September 2017
CDO Extension Office Annual Team Building 22 August 2017
Davao Extension Office Annual Team Building 10 August 2017
Grand Celebration of the 50th Anniversary of ASEAN 4 August 2017
Conduct of Orientations on Module 1-6 of the SEC Modularized Examination for Prospective Capital Market Professionals 28 July 2017
Conduct of Orientations for Prospective Capital Market Professionals on the Revised SEC Certification Programs, Particularly Modules 1-6 of the SEC Modularized Examination 21 July 2017
Office of the General Counsel Teambuilding Advisory 17 July 2017
Proposed Amendment to Rules and Regulations to Implement the Provisions of republic Act No. 8556(The Financing Company Act of 1998) 14 July 2017
Conduct of an Orientation on Modules 1-6 of the SEC Modularized Examination for Prospective Market Professionals 12 July 2017
Free Public Orientation and Seminar on COMPANY REGISTRATION SYSTEM 11 July 2017
SEC Satellite Offices in Metro Manila 29 June 2017
Temporary Suspension of the Conduct of All Certification Examinations 29 June 2017
Market and Securities Regulation Department Annual Team Building 23 June 2017
SEC iRegister is not available today. 14 June 2017
SEC i-View is not available today. 13 June 2017
Information and Communications Technology Department Annual Team Building 7 June 2017
New Call Center Hotlines 2 June 2017
New Call Center Hotlines 2 June 2017
Submission of Comments on the Draft Implementing Rules and Regulations of the Investment Company Act 2 June 2017
Request for Comments on the Proposed Rules and Regulations on Minimum Public Ownership of Publicly Listed Companies 31 May 2017
Free Public Orientation and Seminar on Company Registration System 30 May 2017
Online Company Registration 23 May 2017
SEC i-View System is not Available 16 May 2017
SEC iView System is not Available 15 May 2017
SEC Roundtable Discussion on the Code of Corporate Governance for Publicly-Listed Companies 19 April 2017
SEC Accredited Corporate Governance Training Providers 18 April 2017
SIMPLIFIED RS FORM FOR COMMENTS 17 April 2017
Rules and Regulations on the Implementation of the SEC Oversight Assurance Review (SOAR) Inspection Program. 11 April 2017
Directives on Dollar Denominated Securities 7 April 2017
Modified Requirements for Lending and Financing Companies 30 March 2017
Public Seminar on Lending Companies 24 March 2017
Notice to all Microfinance NGOs 22 March 2017
SEC Roundtable Discussion on the Code of Corporate Governance for Publicly-Listed Companies 17 March 2017
SEC documents not available for printing in iView may be requested thru the SEC Express System 15 March 2017
SEC Head Office At PICC, Roxas Boulevard, Pasay City, will be closed on April 24 to 28, 2017. 10 March 2017
Financial Report Bulletin No. 20, Revised Statement of Management’s Responsibility 1 February 2017
Notice To All Certified Public Accountants In Public Practice 19 January 2017
SEC Corporate Governance and Green Finance Conference 17 January 2017
Request for Comments on the Proposed Rules and Regulations Governing the Registration and Trading of Structured Warrants 16 January 2017
Transfer of Enforcement And Investor Protection Department 13 January 2017
Temporary Suspension of Operations of the SEC Muntinlupa Satellite Office 12 January 2017
Revised SEC Certification Programs and Modularized Examinations 6 January 2017
The Markets and Securities Regulation Department (MSRD) will transfer to PICC 5 January 2017
Payments for Requested Documents at the Public Reference Unit(PRU) 5 January 2017

Year 2016

The Cashier’s Office at SEC Ortigas Branch will be closed 29 December 2016
Annual Team Building of FMD, HRAD and ICTD 27 December 2016
SEC i-Register is temporarily unavailable 23 December 2016
SEC Wide Year End Celebration 15 December 2016
SEC Muntinlupa Satellite Office 6 December 2016
2016 CRMD Team Building Activity 28 November 2016
CGFD Officers of the Day (ODs) at SEC Ortigas Office 9 November 2016
Lease Agreement for 25 Units of Digital Copier Machines for a Period of One(1) Year (Re-bidding) 28 October 2016
Submission of Comments on the 2016 Implementing Rules And Regulations Of The Investment Company Act 20 October 2016
Transfer of the CRMD to the PICC 13 October 2016
An Invitation to the President, the Corporate Governance or Compliance Officer and to the Sec-Accredited Corporate Governance Training Providers 4 October 2016
SEC Accredited Corporate Governance Training Providers 4 October 2016
SEC Investor Information Seminar – Cebu City on October 21, 2016 28 September 2016
SEC Investor Information Seminar – Cebu City on October 19, 2016 28 September 2016
SEC-PSE Corporate Governance Forum on November 22, 2016 (Tuesday) at the Summit Hall C and D, Philippine International Convention Center (PICC), PICC Complex, Pasay City from 8:30 am to 4:30pm 22 September 2016
Draft Corporate Governance Code for Publicly-Listed Companies 22 September 2016
Downloadable Stock and Transfer Book (STB) and Membership Book (MB) 20 September 2016
Point of Sales Payment facility is already available in all SEC Satellite Offices 15 September 2016
Point of Sales Payment facility is already available in all SEC Satellite Offices 15 September 2016
SEC Reduced Requirements for Financing and Lending Companies 13 September 2016
SEC Reduced Requirements for Financing and Lending Companies 13 September 2016
SEC i-Report is temporarily experiencing technical difficulties today 13 September 2016
Transactions with the Corporate Governance and Finance Department (CGFD) 13 September 2016
Camarines Minerals, Inc. 8 September 2016
SEC Investor Information Seminar – Zamboanga City on September 02 , 2016 30 August 2016
Adoption of Standards & Interpretations 24 August 2016
SEC iRegister System 11 August 2016
Suspension of Administration of the Certification Program Examinations from July to August 2016 27 July 2016
SEC Investor Information Seminar – Cagayan de Oro City August 12, 2016 27 July 2016
SEC Investor Information Seminar – Baguio City August 02, 2016 27 July 2016
Transactions with the Corporate Governance and Finance Department (CGFD) 22 July 2016
Starting 18 July 2016, the Office of the Commission Secretary (COMSEC) shall hold Office at the 3rd Floor, PICC Secretariat Building. 13 July 2016
SEC iView, Cashiering and Paper Submission System is Offline Today 29 June 2016
Office of the General Counsel (OGC) and the Office of the General Accountant (OGA) have Transferred to their New Offices 21 June 2016
Expectations for an Effective Audit Function 20 June 2016
SEC Investor Forum Iloilo May 27, 2016 26 May 2016
Draft SEC Mediation Policy 25 April 2016
SEC Investor Information Seminar Davao City April 29, 2016 20 April 2016
Notice re Compliance with the Website Requirement and Annual Report on Chinese Wall Rules under the 2015 Revised Rules and Regulations of the Securities Regulation Code 1 April 2016
Implementation of the 2015 Revised Rules and Regulations of the Securities Regulation Code 31 March 2016
SEC launched a new system for the submission of Annual Reports consisting of Audited Financial Statements stamped received by the BIR and General Information Sheet to the SEC called the SEC Express Nationwide Submission (SENS). 23 March 2016
SEC Accredited Corporate Governance Training Providers 17 March 2016
SEC Satellite Office is NOW OPEN at SM City North EDSA 10 March 2016
All SEC Accredited Auditing Firms/Sole Practitioners re Submission of Notarized Disclosure Form to the Office of the General Accountant. 29 February 2016
Notice of Confirmation of Company Name Reservation 24 February 2016
Mergers and Acquisitions effected through the Philippine Stock Exchange executed and implemented after the effectivity of R.A. 10667 and before the effectivity of its Implementing Rules and Regulations 23 February 2016
Notice to all Certified Public Accountants in Public Practice 4 February 2016
The SEC Plans to recruit 50 student-interns 21 January 2016

Year 2015

Year 2014

Year 2013

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