Request for Comments - Securities and Exchange Commission

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Request for Comments

REQUEST FOR SECOND ROUND OF COMMENTS ON THE PROPOSED SEC RULES ON THE NUMBER OF INDEPENDENT DIRECTORS AND SECTORAL REPRESENTATIVES OF EXCHANGES AND OTHER ORGANIZED MARKETS 4 August 2020
REQUEST FOR COMMENTS ON THE DRAFT MEMORANDUM CIRCULAR ON THE AMENDMENTS TO THE IMPLEMENTING RULES AND REGULATIONS OF THE INVESTMENT COMPANY ACT, AS AMENDED 24 July 2020
REQUEST FOR COMMENTS ON DRAFT MEMORANDUM CIRCULAR ON SIGNATORIES AND PENALTY FOR NON-COMPLIANCE WITH THE REQUIREMENT OF MANUAL ON CORPORATE GOVERNANCE 9 July 2020
REQUEST FOR COMMENTS ON DRAFTS FOR RULES ON CORPORATE DEBT FUND 9 July 2020
EXTENSION OF THE COMMENT PERIOD FOR THE PROPOSED SEC RULES ON THE NUMBER OF INDEPENDENT DIRECTORS OF EXCHANGES AND OTHER ORGANIZED MARKETS 1 July 2020
REQUEST FOR COMMENTS ON PROPOSED RULES ON SIMPLIFIED ONBOARDING PROCEDURES FOR LOW RISK ACCOUNTS 30 June 2020
REQUEST FOR COMMENTS ON THE PROPOSED SEC RULES ON THE NUMBER OF INDEPENDENT DIRECTORS OF EXCHANGES AND OTHER ORGANIZED MARKETS 23 June 2020
DRAFT GUIDELINES IN CONDUCTING INVESTIGATIONS OF VIOLATIONS OF THE RIGHT TO INSPECT AND/ OR REPRODUCE CORPORATE RECORDS 23 June 2020
SEC DRAFTS RULES ALLOWING MINORITY SHAREHOLDERS IN LISTED FIRMS TO CALL FOR MEETINGS, TABLE AGENDA ITEMS 16 April 2020

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