SEC Issuances - Securities and Exchange Commission

Menu

GOVPH

Post Views: 1,698

Home
/
Foundations
/
SEC Issuances

SEC Issuances

Memorandum Circulars

SEC MC No. 17, series of 2023
Extension of Amnesty Applications Until 06 November 2023 29 September 2023
SEC MC No. 09, series of 2023
Further Extension of the Deadline for Amnesty Applications Under SEC MC No. 2, s. of 2023, and Streamlining of the Application Process 1 August 2023
SEC MC No. 06, series of 2023
Amendment of SEC Memorandum Circular No. 2, series of 2023, and Extending the Deadline of Amnesty Applications 28 April 2023
SEC MC No. 02, series of 2023
Grant of Amnesty for Non-Filing and Late Filing of General Information Sheet (GIS) and Annual Financial Statement (AFS) and Non-Compliance with MC No. 28, s. 2020 15 March 2023
SEC MC No. 10, series of 2022
Amendments to SEC Memorandum Circular No. 15, s. 2019 (The 2019 Revision of the GIS) Increasing the Penalties and Imposing Additional Non-Financial Penalties and Providing Further Guidelines for Submission 19 December 2022
MC No. 04 s. 2022
Disqualifications of Directors, Trustees and Officers of Corporations; and the Guidelines on the Procedure for their Removal 2 March 2022
MC No. 01 s. 2021
Guidelines in Preventing the Misuse of Corporations for Illicit Activities through Measures Designed to Promote Transparency of Beneficial Ownership (“BO Transparency Guidelines”) 27 January 2021
MC No. 31 s.2020
Non-Imposition of Fines and Other Monetary Penalties for Non-Filing, Late Filing and Failure to Comply with Compulsory Notification and other Reportorial Requirements 9 November 2020
MC No. 28 s.2020
Requirement for Corporations, Partnerships, Associations, and Individuals to Create and/or Designate E-mail Account Address and Cellphone Number for Transactions with the Commission 27 October 2020
MC No. 25 s.2019 – 2019 Guidelines for the Protection of SEC Registered Non-Profit Organizations from Money Laundering and Terrorist Financing Abuse (“2019 NPO Guidelines”) 27 December 2019
MC No. 15 s.2019 – Amendment of SEC Memorandum Circular No. 17, Series of 2018 on the Revision of the General Information Sheet (GIS) to include Beneficial Ownership Information (“2019 Revision of the GIS”) 26 July 2019
MC No. 13 s.2019 – Amended Guidelines and Procedures on the Use of Corporate and Partnership Names 21 June 2019
MC No. 17 s.2018 – Revision of the General Information Sheet (GIS) to Include Beneficial Ownership Information 28 November 2018
MC No. 15 s.2018 – Guidelines for the protection of SEC Registered Non-Profit Organizations from Money Laundering and Terrorist Financing Abuse (“NPO Guidelines”) 9 November 2018
MC No. 15 s. 2016 – Submission of the Sworn Statement and COEP 13 September 2016
MC No. 10 s. 2016 – Guidelines on the Issuance of Certification on the Nationality of Non-Stock Corporations 29 July 2016
MC No. 6 s. 2016 – Omnibus Guidelines on Principal Office Address; Address of Each Incorporator, Director, Trustee or Partner 13 June 2016
MC No. 5 s. 2016 – Removing the Periods for Filing Petitions to Set Aside Orders of Revocation or Orders Suspension of Corporations for Failure to Comply with the Reportorial Requirements 13 June 2016
MC No. 15 s.2014 – RE : Filing of Sworn Statement and Certificate of Existence of Project Separate from the Filing of Financial Statements. 28 June 2014
MC No. 4 s.2013 – RE : Amendment of Part I, Paragraphs 4(A) & (B) of SRC Rule 68, as amended 7 March 2013
MC No. 8 s.2009 – RE : Scale of Fines for Non-compliance with the Financial Reporting Requirements of the Commission 24 June 2009
MC No. 8 s.2006 – RE : Revised Guidelines on Foundations 22 June 2006
MC No. 6 s.2005 – RE : Consolidated Scale of Fines 22 September 2005

Notices

Advisories

Opinions

Decisions

Resolutions

Cease and Desist Orders

OTHER ISSUANCES

SEC BULLETIN PRIVACY POLICY

WHAT PERSONAL INFORMATION WE COLLECT
We collect only the valid email addresses of individuals or organizations interested to subscribe in the SEC Bulletin.

IP Addresses
SEC Bulletin sign up form does not collect information about your computer (or mobile device), including IP addresses, operating system and browser type.

HOW WE COLLECT
For this project, SEC collects and uses email addresses through an online subscription/sign-up form located at the upper left portion of the website. This email addresses are to be incorporated in the mailing list created for the SEC Bulletin.

WHY COLLECT
The collected email addresses will be utilized solely for the mailing list. The email addresses will serve as a means to send out the SEC Bulletin to its subscribers. The email addresses will not be shared with outside parties of the SEC.

HOW TO KEEP YOUR PERSONAL INFORMATION SECURE
Only authorized SEC personnel are granted access to the email addresses collected by SEC through SEC Bulletin sign up from. This information collected are stored in a secure database. We use reasonable security safeguards to protect the information from loss, unauthorized access, use or disclosure.

RIGHTS OF THE DATA SUBJECT
Under the Data Privacy Act of 2012, a data subject refers to an individual whose personal information is collected and processed. We are duly bound to observe and respect your privacy rights, including your right to information, right to access, right to correct, right to remove, right to damages and right to data portability.

CONSENT FORM

In accordance with the Data Privacy Act of 2012, the SEC is committed to protect and respect the personal data gathered from our clients.If you voluntarily agree to subscribe to our newsletter and receive a monthly issue of the SEC Bulletin as well as other advisories, please provide a valid email address so we can include you in our subscription list.

Rest assured that the information collected will only be used for SEC Strategic Communication purposes and will not be publicized for the privacy and safety of our subscribers.

If you agree with these terms and conditions, please sign up now! Thank you

FEEDBACK ON THE PRIVACY NOTICE

For more information, suggestion and feedback on this Privacy Notice, please send your email to our Data Protection Officer at dpo@150.150.150.155