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Advisories and Notices Covering Lending Companies and Financing Companies; and Precautionary Measures regarding Online Lending Companies
Video Tutorial for the SEC-BSP Survey on the Lending and Financing Companies
- RE: IMPACT EVALUATION REPORT SUBMISSION AS OF 06 FEBRUARY 2023 6 February 2023
- RE: IMPACT EVALUATION REPORT SUBMISSION 3 February 2023
- CORPORATE GOVERNANCE AND FINANCE DEPARTMENT – FINANCING AND LENDING COMPANY DIVISION Impact Evaluation Form FAQs 1 February 2023
- Re: IMPACT EVALUATION REPORT SUBMISSION AS OF 29 JANUARY 2023 30 January 2023
- Notice – Request for Comments on the Exposure Draft the SEC FCPA IRR 20 January 2023
- IMPACT EVALUTION FORM 18 January 2023
- CORPORATE GOVERNANCE AND FINANCE DEPARTMENT- FINANCING AND LENDING COMPANY DIVISION IMPACT EVALUATION FORM 16 January 2023
- WEBINAR ON ANTI-MONEY LAUNDERING/COMBATING THE FINANCING OF TERRORISM (AML/CFT) FOR SEC COVERED PERSONS 22 July 2022
- DEPARTMENT PERFORMANCE REVIEW AND EVALUATION CONFERENCE OF CORPORATE GOVERNANCE AND FINANCE DEPARTMENT (CGFD) ON JULY 27-29, 2022 22 July 2022
- WEBINAR ON AMLC REGISTRATION AND REPORTING GUIDELINES FOR SEC COVERED PERSONS 20 July 2022
- FREQUENTLY ASKED QUESTIONS (FAQs) ON SEC MEMORANDUM CIRCULAR NO. 3, SERIES OF 2022, IMPLEMENTING BSP CIRCULAR NO. 1133, SERIES OF 2021 20 June 2022
- ANTI-TERRORISM COUNCIL’S WARNING TO THE PUBLIC AGAINST PROVIDING MONEY AND MATERIAL SUPPORT TO THE COMMUNIST PARTY OF THE PHILIPPINES-NEW PEOPLE’S ARMY-NATIONAL DEMOCRATIC FRONT (CPP-NPA-NDF) 7 April 2022
- ANTI-MONEY LAUNDERING COUNCIL (AMLC) RESOLUTION NOS. TF-33, TF-34, TF-35, TF-39, TF-40, TF-41, TF-42 and, TF-50. 7 April 2022
- SUBMISSION OF BUSINESS PLAN (SEC FORM BP-FCLC) 5 April 2022
- WEBINAR ON AML/CFT RISK-BASED SUPERVISION FOR FINANCING COMPANIES AND LENDING COMPANIES 17 February 2022
- REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE MEMORANDUM CIRCULAR ON THE IMPLEMENTATION OF BANGKO SENTRAL NG PILIPINAS CIRCULAR NO. 1133 SERIES OF 2021 ON THE CEILING/S ON INTEREST RATES AND OTHER FEES CHARGED BY LENDING COMPANIES, FINANCING OTHER COMPANIES, AND THEIR ONLINE LENDING PLATFORMS 27 January 2022
- EXTENSION OF THE SUBMISSION DEADLINE OF THE ANTI-MONEY LAUNDERING AND COMBATING THE FINANCING OF TERRORISM (AML/CFT) INHERENT RISK ASSESSMENT DATA FORM (AIRDF) 21 January 2022
- SURVEY ON TARGETED FINANCIAL SANCTIONS 23 December 2021
- REQUEST FOR COMMENTS ON GUIDELINES ON THE REGISTRATION AND LICENSING OF ONLINE LENDING PLATFORMS 19 November 2021
- EXTENSION OF THE SUBMISSION DEADLINE OF THE ANTI-MONEY LAUNDERING AND COMBATING THE FINANCING OF TERRORISM INHERENT RISK ASSESSMENT DATA FORM 15 October 2021
- SEC HAS RECEIVED INFORMATION THAT CERTAIN FACEBOOK PAGES HAVE BEEN SOLICITING PERSONAL INFORMATION FROM THE PUBLIC THROUGH THE USE OF GOOGLE FORMS FOR PURPOSES OF ALLEGEDLY FILING A PETITION 15 October 2021
- SEC NEWS AND UPDATES FACEBOOK PAGE
The Commission is not, in any way, connected or affiliated with the SEC News and Updates Facebook Page 8 October 2021 - ALL COVERED FINANCING AND LENDING COMPANIES ARE INVITED TO A CONSULTATION MEETING 7 October 2021
- NO MANDATORY GRACE PERIOD FOR PAYMENT OF LOANS DURING THE ENHANCED COMMUNITY QUARANTINE (ECQ) PERIOD FROM 6 AUGUST TO 20 AUGUST 2021 17 August 2021
- COMPLIANCE WITH SEC MEMORANDUM CIRCULAR NO. 19, SERIES OF 2019 23 June 2021
- SUBMISSION OF MONEY LAUNDERING AND TERRORIST FINANCING PREVENTION PROGRAM (MTPP) 10 June 2021
- REGISTRATION WITH THE ANTI-MONEY LAUNDERING COUNCIL (AMLC) AND SUBMISSION OF PROOF OF REGISTRATION 2 June 2021
- REVISED GUIDELINES ON THE SUBMISSION OF DOCUMENTS, ISSUANCE OF PAYMENT ASSESSMENT FORM, OTHER REQUESTS AND COMPLIANCE 14 May 2021
- ANTI-MONEY LAUNDERING AND COUNTERING FINANCING OF TERRORISM SECTORAL RISK ASSESSMENT 2021 FINANCING COMPANIES AND LENDING COMPANIES 6 April 2021
- NON-EXTENSION OF GRACE PERIOD FOR PAYMENT OF LOANS DURING THE ENHANCED COMMUNITY QUARANTINE (ECQ) FROM 29 MARCH TO 04 APRIL 2021 30 March 2021
- OVERVIEW OF THE RESULTS OF MONEY LAUNDERING AND TERRORIST FINANCING (ML/TF) RISK ASSESSMENT OF THE FINANCING COMPANIES AND LENDING COMPANIES (FCS/LCS) SECTOR AND THE BENEFICIAL OWNERSHIP (BO) TRANSPARENCY GUIDELINES 17 March 2021
- PHILHELP ADMINISTRATION OF FINANCIAL MARKETING/PHILHELP INTERNATIONAL LENDING COMPANY (“PHILHELP”)
The public is advised NOT TO INVEST or STOP INVESTING in any investment scheme being offered by any individual or group of persons allegedly for or on behalf of PHILHELP MICRO FINANCING INC., PHILHELP ADMINISTRATION OF FINANCIAL MARKETING, PHILHELP INTERNATIONAL LENDING COMPANY and 3005 LEVELS CORPORATION 9 March 2021 - ANTI-MONEY LAUNDERING COUNCIL (AMLC) REGULATORY ISSUANCES – FREEZE ORDER FOR POTENTIAL TARGET MATCHES UNDER THE UNITED NATIONS SECURITY COUNCIL CONSOLIDATED LISTS (TARGETED FINANCIAL SANCTIONS), SANCTIONS GUIDELINES 2020 AND Q&A: THE ANTI-TERRORISM ACT (ATA) OF 2020 26 February 2021
- R.L. AGGREGATES AND DIVERSIFIED LENDING GROUP INC.
The public is advised NOT TO INVEST or STOP INVESTING in any investment scheme being offered by R.L. AGGREGATES AND DIVERSIFIED LENDING GROUP INC. 23 February 2021 - INTELLIGENCE SAMUSAI
The public is advised that the Commission is not in any way connected or affiliated with Intelligence Samusai 27 January 2021 - SEC – Securities Enforcement Commission
The Commission is not connected or affiliated with SEC – Securities Enforcement Commission 5 January 2021 - AML/CFT RISK ASSESSMENT OF THE LENDING AND FINANCING SECTOR 9 November 2020
- IMPLEMENTATION OF MANDATORY GRACE PERIOD FOR ALL LOANS PURSUANT TO THE BAYANIHAN TO RECOVER AS ONE ACT 21 September 2020
- PHILHELP ADMINISTRATION OF FINANCIAL MARKETING/PHILHELP INTERNATIONAL LENDING CORPORATION (“PhilHelp”)
PhilHelp is not authorized to solicit investments from the public as it did not secure prior registration and/or license to solicit investments from the Commission 18 September 2020 - OPERATION IN AREAS UNDER COMMUNITY QUARANTINE 4 August 2020
- IT HAS COME TO THE ATTENTION OF SEC THAT CERTAIN FACEBOOK ACCOUNTS HAVE BEEN POSTING FALSE AND MISLEADING INFORMATION TO THE EFFECT THAT SEC ADVISED BORROWERS OF A CERTAIN LENDING COMPANY TO STOP PAYMENTS ON LOANS UNTIL AN ALLEGED INVESTIGATION INTO THE PRACTICES OF THE COMPANY IS COMPLETE 28 July 2020
- CEAZAR PACIFIC MONEY LENDING CO. LTD
CEAZAR PACIFIC MONEY LENDING CO. LTD. does not have a Certificate of Authority to Operate as a Lending/Financing Company. Hence, said entity has no authority to engage in any kind of lending activities 21 July 2020 - OUTREACH PROGRAM TO ENHANCE AWARENESS AND UNDERSTANDING OF ANTI-MONEY LAUNDERING AND COMBATING THE FINANCING OF TERRORISM 21 July 2020
- CESSATION OF THE PROVISION OF THE MANDATORY GRACE PERIOD DURING GENERAL COMMUNITY QUARANTINE (GCQ) AND MODIFIED GENERAL COMMUNITY QUARANTINE (MGCQ) IN THE MAJORITY OF THE PROVINCES AND CITIES IN THE PHILIPPINES 17 June 2020
- ADOPTION OF OTHER DEBT RELIEF MEASURES 11 June 2020
- COMPLIANCE WITH SECTION 4(AA) OF THE BAYANIHAN TO HEAL AS ONE ACT, ITS IMPLEMENTING RULES AND REGULATIONS, AND OTHER APPLICABLE LAWS, RULES AND REGULATIONS 20 May 2020
- EXTENSION OF THE MANDATORY GRACE PERIOD FOR LOANS DURING THE MODIFIED ENHANCED COMMUNITY QUARANTINE/GENERAL COMMUNITY QUARANTINE PERIOD 13 May 2020
- EXTENSION OF THE MANDATORY GRACE PERIOD FOR LOANS DURING THE EXTENDED ENHANCED COMMUNITY QUARANTINE PERIOD 29 April 2020
- EXPANSION OF MANDATORY GRACE PERIOD FOR LOANS DURING EXTENDED ENHANCED COMMUNITY QUARANTINE 16 April 2020
- IMPLEMENTING RULES AND REGULATIONS OF SECTION 4(AA) OF REPUBLIC ACT (RA) NO. 11469 OTHERWISE KNOWN AS THE BAYANIHAN TO HEAL AS ONE ACT 2 April 2020
- SUSPENSION OF CUMULATIVE PENALTIES FOR COVERED COMPANIES IN VIEW OF THE COVID-19 31 March 2020
- GUIDELINES FOR THE ALTERNATIVE FILING OF REPORTS, APPLICATIONS, COMPLIANCE, REQUESTS AND OTHER DOCUMENTS THROUGH ELECTRONIC MAIL WITH THE SECURITIES AND EXCHANGE COMMISSION DURING THE EFFECTIVITY OF THE ENHANCED COMMUNITY QUARANTINE PERIOD 31 March 2020
- REPUBLIC ACT NO. 11469 OR THE BAYANIHAN TO HEAL AS ONE ACT 26 March 2020
- ADOPTION OF DEBT RELIEF MEASURES 23 March 2020
- FINANCING INTERNATIONAL-CASINO and/or CASINO VIP FINANCING BY CATHLYNE PAPASIN and/or CASINO VIP FINANCING and/or FORTUNE DRAGON CASINO FINANCING 12 November 2019
- Public Seminar for Lending Companies and Financing Companies 12 November 2019
- LION CITY FINANCE GROUP, INC. 30 October 2019
- The Proposed Memorandum Circular on Unfair Debt Collection Practices of Financing and Lending Companies and Collection Agents 21 May 2019
- ADVISORY ON RESPONSIBLE BORROWING AND LOAN INTEREST 10 May 2019
- EMMRJ LENDING INVESTORS CORP./EMMRJ LOAN CONSULTANCY CORP. 16 August 2018
- ALMASAI FINANCE AND INVESTMENT/ALMASAI EQUITY HOLDINGS CORP. 16 August 2018
- Proposed Amendment to Rules and Regulations to Implement the Provisions of republic Act No. 8556(The Financing Company Act of 1998) 14 July 2017
- Modified Requirements for Lending and Financing Companies 30 March 2017
- Public Seminar on Lending Companies 24 March 2017
- Five-Six Money Lenders 20 October 2016
- SEC Reduced Requirements for Financing and Lending Companies 13 September 2016
- Caceres Lending Investor Company 6 March 2012
| SEC CDO Case No: 10-19-058 In the matter of: BATIS LOAN; HAPPY CREDIT; EASY CASH; WAHANA CREDIT & LOAN CORP.; and LIGHT KREDIT Date: 24 October 2019 |
| SEC CDO Case No: 10-19-057 In the matter of: A&V LENDING MOBILE; A&V LENDING INVESTOR; A.V. LENDING CORPORATION; CASHAKU; CASHASO; CASHENERGY; HAPPY LOAN; PESO PAGASA; VITO LENDING CORP.; PHILY KREDIT; RAINBOW-CASH; and RAINBOWCCASH.PH LENDING CORP. Date: 10 October 2019 |
| SEC CDO Case No: 09-19-055 In the matter of: CASH WHALE; CASH 100; CASHAFIN; CASHFLYER; CASHMAYA; CASHOPE; CASHWARM; CASHWOW; CREDITPESO; ET EASY LOAN; and PESO2GO Date: 20 September 2019 |
| SEC CDO Case No: 09-19-054 In the matter of: INSTANT PERA; QUICKPERA; LENDMO PHILIPPINES; BINIXO; CASHBUS; CASHCAT; CASHUTTLE; CRAZYLOAN; FLASH CASH; HAPPY2PESO; HATULONG; MELOAN; MONEYTREE QUICKLOAN; PERA EXPRESS; PERA4U; PERAMART; PESOLENDING; QUICKPESO; and UMBRELLA Date: 12 September 2019 |
| ON THE COMPUTATION OF INTEREST RATES Date: 06 June 2019 |
| ADVISORY ON RESPONSIBLE BORROWING AND LOAN INTEREST Date: 10 May 2019 |
| PAGPAPAYO PATUNGKOL SA RESPONSABLENG PAG-UTANG AT PAGSURI SA IPINAPATAW NA INTERES SA PAGKAKAUTANG Date: 10 May 2019 |
| Proposed Amendment to the Rules and Regulations to Implement the Provisions of Republic Act No. 8556 (The Financing Company Act of 1998) Date: 10 September 2018 |
| WARNING! RE: ONLINE LENDING Date: 18 August 2017 |
| Informal Lenders Date: 14 Nov 2016 |