Latest Information
Notices
- ANTI-MONEY LAUNDERING COUNCIL RESOLUTION NO. TF-88 SERIES OF 2024: TARGETED FINANCIAL SANCTIONS IN RELATION TO ANTI-TERRORISM COUNCIL RESOLUTION NO. 55 (2023) 18 April 2024
- ANTI-MONEY LAUNDERING COUNCIL RESOLUTION NO. TF-87 SERIES OF 2024: TARGETED FINANCIAL SANCTIONS IN RELATION TO ANTI-TERRORISM COUNCIL RESOLUTION NO. 53 (2023) 18 April 2024
- ANTI-MONEY LAUNDERING COUNCIL RESOLUTION NO. TF-86 SERIES OF 2024: TARGETED FINANCIAL SANCTIONS IN RELATION TO ANTI-TERRORISM COUNCIL RESOLUTION NO. 54 (2023) 18 April 2024
- List of Financing and Lending Companies who submitted their Complaints Handling Mechanism as of 11 April 2024 11 April 2024
- SEC CERTIFICATION WEBINAR FOR PROSPECTIVE COMPLIANCE OFFICERS/ASSOCIATED PERSONS FOR BROKER DEALERS IN THE EQUITIES MARKET 8 April 2024
- SEC CERTIFICATION EXAMINATIONS SCHEDULE IN MAY 2024 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 8 April 2024
- EXPOSURE DRAFT OF THE BODIES OF KNOWLEDGE FOR PHASE 1 OF THE SEC CERTIFICATION EXAMINATION FOR PROSPECTIVE CAPITAL MARKET PROFESSIONALS 5 April 2024
- REQUEST FOR COMMENTS ON THE EXPOSURE OF THE MEMORANDUM CIRCULAR ON THE ENHANCED WEBSITE TEMPLATE FOR PUBLICLY LISTED COMPANIES 5 April 2024
- REQUEST FOR COMMENTS ON THE EXPOSURE OF THE MEMORANDUM CIRCULAR ON THE 2023 INTEGRATED ANNUAL CORPORATE GOVERNANCE REPORT IN G-FORM (2023 I-ACGR) FOR PUBLICLY LISTED COMPANIES 5 April 2024
- REQUEST FOR COMMENTS ON THE EXPOSURE OF THE MEMORANDUM CIRCULAR ON THE MINUTES OF THE MEETING OF STOCKHOLDERS FOR PUBLICLY LISTED COMPANIES 5 April 2024
Advisories
- COINMATE PLUS EARNING OPPORTUNITY_COINMATE PLUS/CMP CRYPTO TRADING
The public is advised NOT TO INVEST or to STOP INVESTING in the investment scheme offered by COINMATE PLUS EARNING OPPORTUNITY and its representatives 24 April 2024 - TRADE 13.0 SERAX and TRADE 24 EVISTA
NOT AUTHORIZED to offer, solicit, sell or distribute any investment/securities to the public. 22 April 2024 - FEZZO/FEZZOGAMING.COM/FEZZO.NET/FEZZO FINANCIAL ADVISORY HOLDING OPC
NOT AUTHORIZED to offer, solicit, sell or distribute any investment/securities to the public. 22 April 2024 - FARM TO MARKET TARLAC CITY – MAINBRANCH / FARM TO MARKET / FARM TO MARKET PAALAGA SYSTEM / HOG RAISING BUSINESS
FARM TO MARKET TARLAC CITY – MAIN BRANCH / FARM TO MARKET / FARM TO MARKET PAALAGA SYSTEM / HOG RAISING BUSINESS / FARM2MARKET TUGUEGARAO BRANCH / FARM TO MARKET DAGUPAN / FARM 2 MARKET LA UNION BRANCH /FARM2MARKET LAGAWE, IFUGAO / FARM2MARKET-SOLANO NUEVA VIZ.BRANCH / FARM TO MARKET TAYUG are not authorized to solicit investments from the public, not having secured priorregistration and/or license to sell securities or solicit investments 16 April 2024 - SEC ADVISORY TO ALL AUDIT FIRMS OF SEC REGISTERED COMPANIES 12 April 2024
- XM
XM IS NOT REGISTERED as a Corporation in the Philippines and OPERATES WITHOUT THE NECESSARY LICENSE AND/OR AUTHORITY 4 April 2024 - ETORO
ETORO IS NOT REGISTERED as a Corporation in the Philippines and OPERATES WITHOUT THE NECESSARY LICENSE AND/OR AUTHORITY 4 April 2024
Issuances
- TIME TO TRADE PH SERVICES OPC 22 April 2024
- VIRT0 CRYPT0 TRADLNG VENTURE HOLDINGS OPC 19 April 2024
- ONE 1KEY PROGRESS BOOSTER (OKPB) INC. 4 April 2024
- SK POOLS MINING CORPORATION 26 February 2024
- AYALA CORPORATION GROUP INC., AYALA CORPORATION BUDGETARIAN ONLINE SHOP, GLOBAL ONLINE AYALA CORPORATION, BELLAVITA AYALA CORPORATION, AYALA CORPORATION E COMMERCE, RICA ANN HARDER, AND LETICIA AYAW GARZO 23 February 2024
- SUSPENSION OF CORPORATIONS FOR NON-FILING OF REPORTORIAL REQUIREMENTS 20 February 2024
- DOUBLE R TRUCKING AND AGRREGATES OPC 14 February 2024
- PROCAP INTERNATIONAL, INC., PROCAP INSURE, PROCAP INSURETECH, LTD., 8 February 2024
- NEW GEN-Z HOLDINGS MARKETING GROUP, NEW GEN-Z HOLDINGS INC., THE ALL NEW GENERATION Z INC. 2 February 2024
- CRYPTOASSET TRADING OPC 2 February 2024
Memorandum Circulars
- SEC MC No. 09, series of 2024
SEC Stratbox (Strategic Sandbox) 25 April 2024 - SEC MC No. 08, series of 2024
Guidelines for Cornerstone Investors in Initial Public Offerings 25 April 2024 - SEC MC No. 07, series of 2024
Removal of the Minimum Commission Charged by PSE Stockbrokers 17 April 2024 - SEC MC No. 06, series of 2024
Updated Fines and Penalties on the Late and Non-Submission of Audited Financial Statements (AFS), General Information Sheet 27 March 2024 - SEC MC No. 05, series of 2024
Guidelines on the Philippine Sustainable Finance Taxonomy 23 February 2024
Press Release
- SEC MAKES MARK AS GLOBAL GOOD GOVERNANCE LEADER 2 May 2024
- PRESIDENT’S ECONOMIC CZAR COMMENDS SEC FOR ‘EXCELLENT’ CAPITAL MARKET REFORMS 1 May 2024
- SEC CALLS FOR SUSTAINABILITY AT 2024 NATIONAL FINANCE SUMMIT 30 April 2024
- SEC JOINS FORCES WITH DOF, ADB FOR INTRODUCTION OF DIGITALLY TRACKED GREEN BONDS 30 April 2024
- SEC TAPS PAYCOOLS TO EXPAND PAYMENT OPTIONS 26 April 2024
- SEC ISSUES GUIDELINES FOR IPO CORNERSTONE INVESTORS 25 April 2024
- SEC REVOKES CERTIFICATE OF INCORPORATION, AUTHORITY TO OPERATE AS LENDING COMPANY OF COPPERSTONE LENDING 24 April 2024
- SEC MOVES TO REMOVE BINANCE APP IN GOOGLE, APPLE APP STORE 23 April 2024